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McCallion, Re Judicial
Review [2007] NIQB 76 (25 October 2007)
Ref: MORF5961
IN THE HIGH COURT OF JUSTICE IN NORTHERN
IRELAND ________ QUEEN'S
BENCH DIVISION (JUDICIAL REVIEW) ________
IN THE MATTER OF AN APPLICATION BY ANNE-MARIE
MCCALLION FOR JUDICIAL REVIEW ________
AND IN THE MATTER OF A DECISION OF A MINISTER
COMMUNICATED TO HER BY WAY OF LETTER DATED 2 FEBRUARY 2007
________
MORGAN J
Introduction
[1]
This is an application for judicial review of a decision
by the Minister of State to refuse to exercise his
discretion to award the applicant compensation pursuant to
article 10 (2) of the Criminal Injuries (Compensation)
(Northern Ireland) Order 1988. On 31 December 1998 Peter
McCallion, the applicant's husband, was involved in a
fight with another man as a result of which he sustained
injuries from which he died. At the time of his death he
was supporting as children of the family 2 children aged
17 and 15 who were the children of his wife and a further
child aged one of whom he was the father. On 23 February
1999 the applicant made an application for criminal
injuries compensation on behalf of herself and the
children. On 27 April 1999 her application was refused by
virtue of article 5 (9) of the Order which provides that
no compensation shall be paid in respect of a criminal
injury to any person who has been a member of an unlawful
association or who has been engaged in the commission,
preparation or instigation of acts of terrorism. In 1978
Mr McCallion was convicted of the attempted murder of a
soldier, the possession of a firearm and ammunition with
intent to endanger life and also with intent to endanger
property and belonging to an illegal organisation. He
received terms of imprisonment of 18 years, 15 years, 12
years and 5 years to run concurrently.
[2] The
applicant did not appeal the decision but applied to the
Secretary Of State to exercise his discretion under
article 10 (2) of the Order in order to seek compensation
for herself and the children. Article 10 (2) provides-
"(2) Where, but for Article 5(9),
compensation would be payable to any person, the
Secretary of State may, if he considers it to be in the
public interest to do so, pay to him such sum as does
not exceed the amount of that compensation."
A submission was prepared for the Minister of State by
his officials. It was noted that in 1978 Mr McCallion was
a member of PIRA in Londonderry and in August of that year
was sent out to ambush an army patrol. The attack took
place on 28 August when soldiers of the Queen's Regiment
were fired on in Racecourse Road in Londonderry. As a
result of the attack one soldier was wounded and later was
awarded compensation for the criminal injury received. The
Minister was informed that there was no evidence that Mr
McCallion had maintained a connection with any illegal
organisation after his release from prison. It was
suggested that there was nothing to show that he was
endeavouring to give anything back into the community,
outside his home and family. It was further suggested that
the crimes of which he had been convicted were among the
most serious, that his actions almost led to the death of
a young soldier and were clearly pre-meditated. It was
recommended that the Minister should conclude that it was
not in the public interest that an award be made and that
he should not exercise his discretion in favour of the
applicant. The Minister accepted that recommendation.
The previous applications
[3] The
applicant together with two ladies in a similar situation,
Mrs McColgan and Mrs McNeill, launched judicial review
proceedings in respect of the decision to refuse to
exercise the discretion. The grounds on which the
application for judicial review was made were summarised
by Kerr J who heard the application-
1. The decision was procedurally unfair in that the
applicants were not given information in advance of the
Minister's decision about the material on which he would
base his decision; they were unaware of the Bloomfield
criteria and were deprived of the opportunity of making
representations. It was also claimed that they were not
given reasons for the decision after it had been made.
2. The Minister failed to take into account a number of
material factors. He was not provided with any analysis
of the seriousness of the various offences of which the
deceased had been convicted.
3. The Minister took into account a number of irrelevant
considerations including, in the case of Mr McNeill,
that he was a republican sympathiser.
4. The decision violated the applicants' Convention
rights, in particular, under Articles 2, 8 and 14.
5. It was contrary to the United Nations Convention on
the Rights of the Child.
6. The decision was irrational"
He allowed the applications of Mrs McColgan and Mrs
McNeill on the basis that they had not been given a fair
opportunity to comment on material adverse to them but
dismissed that of the applicant (re McCallion and others
[2001] NI 407).
[4] When
the applications of Mrs McColgan and Mrs McNeill were
being reconsidered the applicant reapplied for the
exercise of the discretion under article 10 (2) in her
favour. By this stage the Criminal Injuries Compensation
Scheme 2002 had come into operation and it was not
thereafter a bar to compensation that the deceased had
engaged in acts caught by article 5(9) of the Order. The
Minister of State refused all three applications on 22 May
2003. On 27 May 2003 the applicant, Mrs McColgan and Mrs
McNeill again launched judicial review proceedings. The
grounds for this application were-
(1) " The decision was procedurally unfair in the
case of Mrs McNeill in that what had previously been
described as peripheral fact became a primary ground of
refusal without notice.
(2) The decision was procedurally unfair as the
applicants were unable to make informed representations in
the absence of particulars of those cases where the
Secretary of State had exercised his discretion in favour
of the applicants and in the absence of the information
furnished by police concerning the deceased.
(3) The decision was contrary to the United Nations
Convention on the Rights of the Child.
(4) The decisions were irrational by reason of an
absence of consistency and equality of treatment.
(5) Reasons for the decision were not given."
The application of Mrs McNeill succeeded before
Weatherup J but he dismissed those of the applicant and
Mrs McColgan (re McCallion and others No 2 [2004]
NIQB 54).
[5] As is
apparent from the grounds relied upon it was contended in
each application that the decision not to exercise the
discretion in favour of each of the applicants was a
breach of article 2 (2) of the United Nations Convention
on the Rights of the Child. Both Kerr J and Weatherup J
concluded that they were not persuaded that there had been
a breach of any of the precepts laid down by the
Convention. Weatherup J expressly held that ratification
of the Convention did not give rise to an enforceable
legitimate expectation in domestic law and Kerr J
implicitly reached the same conclusion.
[6] The
Order made by Weatherup J was appealed to the Court of
Appeal. The grounds of appeal were extensive but included
the following contentions-
(a) The decision to refuse to exercise the discretion to
award compensation amounted to a breach of article 2(2)
of the UNCRC.
(b) The decision to ratify the UNCRC gave rise to a
legitimate expectation in domestic law that it would not
be breached.
(c) Reasons for the decisions were required and had not
been given.
Nicholson LJ considered that there was an arguable case
that the United Kingdom was in breach of article 2 (2) of
the UNCRC under international law. He did not set out the
basis upon which he reached that conclusion. Coghlin J,
with whom Campbell LJ agreed, set out his views on this
issue of paragraph 9 of this judgment-
"Neither of the learned judges provided any
detailed reasons as to why they were not persuaded that
there had been any breach of the relevant articles of
the Convention and, in particular, Article 2.2. Mr
McCloskey QC, both in his oral submissions and at
paragraph 7 of his skeleton argument, sought to persuade
the court that no breach had been established but I am
afraid that I remained unconvinced. In the circumstances
I propose to proceed on the assumption that to refuse to
pay compensation to the applicants' children because of
the activities of their deceased fathers constituted a
prima facie breach at least of the discrimination
provision contained in Article 2(2) of the 1989
treaty."
Each member of the Court of Appeal held that the
ratification of the UNCRC did not give rise to any
legitimate expectation in domestic law relying on ex parte
Brind [1991] AC 696. Each held that reasons were required
and not given in the cases of Mrs McColgan and Mrs McNeill
but not in the case of Mrs McCallion. Accordingly the
applicant's appeal was dismissed but Mrs McColgan and Mrs
McNeill were successful.
The present application
[7] The
applicant renewed her application under article 10(2) by
way of a further representation on behalf of all three
ladies dated 11 November 2005. At paragraph 8 of that
representation it was contended that the decision to
refuse to award compensation in all three cases was a
prime facie or arguable breach of article 2 (2) of the
UNCRC relying on the judgments of Nicholson LJ and Coghlin
J. For the respondent Mr McCloskey QC submits that this
overstates the position of Coghlin J since he was merely
making an assumption for the purpose of the hearing that
there was at least a prime facie breach.
[8] In
order to deal with this representation Mr Armour, Acting
Chief Executive of the Compensation Agency, made a
submission to the Minister dated 21 September 2006. In
that submission he referred to the Court of Appeal
judgments at paragraph 9-
"There is no question that the Court of Appeal
found our explanation confusing. When it considered Mrs
McNeill's case and that of Mrs McColgan, it concluded
that both applications fell within the averages we had
provided and indicated that we had failed to explain why
discretion was not being exercised in their cases. While
Mrs McCallion's application does not however fall within
the averages, the court concluded that she had not been
given an appropriate explanation as to why her
application had been refused. Two other significant
issues were raised by the court; namely the issue of the
equality of opportunity under Section 75 of the NI Act
and the Rights of the child in the context of article 2
(2) of the UN Convention on the Rights of the Child
1989. In reassessing the three cases, you will also wish
to reflect carefully on these issues."
It appears from this passage that Mr Armour did not
appreciate that the Court of Appeal had upheld the
Minister's original determination in respect of Mrs
McCallion. He then went on to deal specifically with
article 2 (2) of the UNCRC at paragraph 14-
"During judicial review proceedings the applicant
sought to argue that the UN Convention on the Rights of
the Child are binding upon you and therefore
compensation should be paid in all three cases. However,
Mr Justice Coghlin concluded that the decision in "Brind
1991" (in respect of unincorporated treaties)
suggested that there cannot be a substantive legitimate
expectation that because the treaty has been ratified by
the UK that the terms of the treaty will be binding on
the UK Government. "
He recommended that the discretion to award
compensation under article 10 (2) of the Order be
exercised in favour of Mrs McColgan and Mrs McNeill but
not in the case of Mrs McCallion. He appended a draft
letter for signature by the Minister which noted that in
Mrs McCallion's case the severity of the sentences passed
on her husband reflected the gravity of the crimes
committed by him. The draft letter also included the
following passage concerning the UNCRC-
" In addition the Minister considered the issue of
public interest and his statutory equality obligations
before reviewing the comments of Mr Justice Coghlin in
relation to the you and Convention on the Rights of the
Child 1989"
The Minister wrote to the applicant's solicitor in the
terms of the draft provided by Mr Armour.
[9] On 3
October 2006 the applicant's solicitors wrote to Mr Armour
asking in particular whether the Minister considered that
the failure to award compensation in Mrs McCallion's case
would amount to a breach of article 2 (2) of the UNCRC. Mr
Armour responded in a letter of 2 February 2007-
"In considering your client's case, I can confirm
that the Minister considered carefully the obligations
of the State under the provisions of article 2 (2) of
the UN1989 Convention.
To facilitate his deliberations, the Minister was
provided with the submissions which you had submitted on
behalf of your client. As you know these submissions
contained reference to article 2 (2) and in doing so
outlined the argument that failure to award compensation
would result in a breach of the Convention.
In addition, the Minister reviewed the judgments
delivered by both the High Court and the Court of Appeal
in relation to your client's case. In doing so, the
Minister considered carefully the comments made by Mr
Justice Coghlin in relation to the Convention. In
particular of the Minister reflected on the decision in
the case Brind v Secretary of State for the Home
Department.
Having considered article 2 (2) in the context of the
various submissions and judgments referred to above, the
Minister concluded that article 2 (2) would not be
breached by a decision not to exercise discretion in
your client's case."
[10] On
1 May 2007 the applicant made a further application for
leave to apply for judicial review in order to quash the
Minister's refusal to exercise his power to award
compensation under article 10 (2) of the Order and to seek
a declaration that the failure to exercise the power to
award compensation pursuant to article 10 (2) of the Order
is a breach of article 2 (2) of the UNCRC. On 14 June 2007
the applicant was granted leave to apply for judicial
review on the following grounds-
"(a) In considering the application for
compensation pursuant to article 10 (2) of the 1988
Order the Minister took article 2 (2) of the UNCRC into
account;
(b) However, in reaching his decision on that
application the Minister:-
(i) misdirected himself as to the correct interpretation
of article 2 (2) of the UNCRC; and
(ii) erred in concluding that the failure to award
compensation under article 10 (2) would not be a breach
of article 2 (2) of the UNCRC for the following
reasons:-
1. In refusing to award compensation for certain to
article 10 (2) the Minister, on behalf of the State,
failed to "take all appropriate measures to ensure
that the child is protected against all forms of
discrimination or punishment on the basis of the status,
activities, expressed opinions, or beliefs of the
child's parents, legal guardians or family members"
as required by article 2 (2);
2. The sole basis for the refusal of compensation was
the status of the deceased as a person convicted of
certain offences and/or his activities which led to the
said convictions and/or his opinions and/or beliefs as
expressed by the actions taken which led to the
convictions;
3. But for the deceased's convictions compensation would
have been awarded. "
[11] On
behalf of the respondent Mr Armour made an affidavit on 20
September 2007. At paragraph 3 he stated that he had been
advised that the essence of the applicant's case appeared
to be that the Minister erred in law or otherwise
misdirected himself in respect of article 2 (2) of the
UNCRC. In order to refute that contention he referred to
paragraph 14 of his submission to the Minister and the
proposed letter of decision issued on 26 September 2006
signed by the Minister's Private Secretary which
corresponded with the terms of the draft prepared by him
and appended to the submission. He then dealt specifically
with matters relating to the UNCRC at paragraphs 6 to 11-
" 6. As appears from its text, the letter of
decision states, inter alia:
'In addition the Minister considered the issue of
public interest and his statutory equality obligations
before reviewing the comments of Mr Justice Coghlin in
relation to the Convention on the Rights of the Child
1989'.
This was a reflection of paragraph 14 of my submission
to the Minister. The submission had been prepared by me
following due consideration of, inter alia, the three
judgments delivered previously in the Court Of Appeal on
29 April 2005. I had also received and considered legal
advice about these judgments (in respect whereof I do
not waive privilege).
7. In my consideration of the judgment of Mr Justice
Coghlin, I had noted the passages dealing with a
Convention and, in particular, paragraph 15:
'In the circumstances I am of the view that
ratification of an international treaty by the
executive government of the United Kingdom without
more cannot, according to the law as it stands at
present, give rise to a substantive legitimate
expectation...
In my view the decision in Brind remains binding
upon this chord with regard to unincorporated
treaties.'
In compiling my submission to the Minister subsequently
I sought to give effect to this conclusion, in summary
form, in paragraph 14. I also sought to reflect this in
the draft letter of decision prepared by me, appended to
the submission, which subsequently became the actual
decision letter.
8. As appears from the letter of decision, the Minister
both agreed with my recommendation and approved the
terms in which the decision should be expressed. He did
so without any qualification. This conveyed to me then
and continues to convey to me that he agreed with my
submission in all respects, including paragraph 14
relating to the convention and the decision in Brind.
Since the initiation of these proceedings and in the
exercise of preparing this affidavit, I have confirmed
with the Minister that this is the case.
9. The letter of decision was followed by a letter dated
3 October 2006 from the applicant's solicitors and my
later reply thereto, dated 2 February 2007. Between
these two dates I sought and received legal advice, in
respect whereof I do not waive privilege. Upon receipt
of legal advice, I contacted the Minister's private
office to seek confirmation of the process the Minister
had adopted in reaching his decision. I returned the
papers to assist him in this exercise. Due to the
Minister's leave arrangements, I did not receive a
response from his office until mid January. His Private
Secretary advised me by telephone that the Minister
confirmed that my understanding of this decision as set
out in paragraph 8 above was correct.
10. I refer particularly to my letter dated 2 February
2007 to the applicant's solicitors. I acknowledge that
in this letter I did not make clear the basis upon which
it was stated that 'the Minister concluded that
article 2 (2)[ of the Convention] would not be breached
by a decision not to exercise discretion in your
client's case'. As appears from my averments above,
considered in conjunction with my submission to the
Minister, the draft letter of decision and the actual
letter of decision, the consistent approach throughout
the entirety of the decision-making process was that, on
the basis of the judgment of Coghlin J, a refusal to
compensate the applicant would not infringe article 2
(2) of the Convention as it is an unincorporated treaty
belonging exclusively to the domain of international
law. This was the basis on which I wrote my letter dated
2 February 2007. I should add that when I wrote this
letter, I did not have the benefit of legal advice or
assistance regarding its contents.
11. The Minister has considered and has approved this
affidavit, which I make on his behalf."
The submissions of the parties
[12] For
the applicant Mr MacDonald QC, who appeared with Ms
Doherty, submitted that the evidence indicated that the
Minister had examined the judgment of the Court of Appeal
and in particular that of Coghlin J. In the letter of 26
September 2006 the Minister's Private Secretary said that
the Minister had considered carefully the findings of the
Court of Appeal and reviewed the comments of Coghlin J in
relation to the UNCRC. In his letter of 2 February 2007 Mr
Armour said that the Minister reviewed the judgments
delivered by both the High Court and the Court of Appeal.
Mr McCloskey for the respondent was disposed to accept
that the evidence suggested that the Minister did consider
the judgments although he had no instructions on the
point.
[13] The
final paragraph of the extract from Mr Armour's letter of
2 February 2007 set out above asserted that the Minister
concluded that article 2 (2) of the UNCRC would not be
breached by a decision not to exercise his discretion. The
basis for that conclusion was set out at paragraph 10 of
Mr Armour's affidavit. In so far as it was based upon
Coghlin J's judgment Mr MacDonald submitted that it could
not stand.
[14] For
the respondent Mr McCloskey noted the reference to the
Brind 1991 proposition at paragraph 14 of Mr Armour's
submission. There could be no criticism of that paragraph.
It was clearly intended to deal with the case that the
applicant made under article 2 (2) of the UNCRC. The
letter of decision issued on 26 September 2006 was in the
actual terms of the draft provided by Mr Armour. He
submitted that this demonstrated that the basis of the
decision on the UNCRC point was Brind and that this was
confirmed by the letter of 2 February 2007. He accepted
that the letter of 2 February 2007 was not clear on
whether this was the only basis on which the UNCRC issue
was considered but he submitted that a fair reading of all
of the papers indicated that Brind was the only basis for
the decision on article 2 (2) of the UNCRC. In particular
he pointed to the difficulty that had arisen in getting
clear instructions on the decision making process given
the passage of time and the fact that the Minister had
moved on to another Department.
[15] In
any event Mr McCloskey submitted that there was no breach
of article 2(2) by reason of the decision not to award
compensation. He relied in particular on the observations
of Lord Hoffmann in R(Carson) v Secretary of State [2005]
UKHL 37. That was a case in which the applicant had
retired in South Africa after a working life in Britain.
Under the regulations she did not receive the annual cost
of living increase to her pension and contended that this
was discrimination on the ground of her residence which
unlawfully interfered with her rights under article 14 of
the ECHR to peaceful enjoyment of her possessions. Lord
Hoffmann examined the meaning of discrimination at
paragraphs 14 to 17-
"14 There is no doubt that Ms Carson is
being treated differently from a pensioner who has the
same contribution record but lives in the United Kingdom
or a treaty country. But that is not enough to amount to
discrimination. Discrimination means a failure to treat
like cases alike. There is obviously no discrimination
when the cases are relevantly different. Indeed, it may
be a breach of article 14 not to recognise the
difference: see Thlimmenos v Greece
(2001) 31 EHRR 411. There is discrimination only if the
cases are not sufficiently different to justify the
difference in treatment. The Strasbourg court sometimes
expresses this by saying that the two cases must be in
an "analogous situation": see Van
der Mussele v Belgium (1983) 6 EHRR 163,
179-180, para 46.
15 Whether cases are sufficiently different is
partly a matter of values and partly a question of
rationality. Article 14 expresses the Enlightenment
value that every human being is entitled to equal
respect and to be treated as an end and not a means.
Characteristics such as race, caste, noble birth,
membership of a political party and (here a change in
values since the Enlightenment) gender, are seldom, if
ever, acceptable grounds for differences in treatment.
In some constitutions, the prohibition on discrimination
is confined to grounds of this kind and I rather suspect
that article 14 was also intended to be so limited. But
the Strasbourg court has given it a wide interpretation,
approaching that of the Fourteenth Amendment, and it is
therefore necessary, as in the United States, to
distinguish between those grounds of discrimination
which prima facie appear to offend our notions of the
respect due to the individual and those which merely
require some rational justification: Massachusetts
Board of Retirement v Murgia (1976) 427 US
307.
16 There are two important consequences of making
this distinction. First, discrimination in the first
category cannot be justified merely on utilitarian
grounds, e g that it is rational to prefer to employ men
rather than women because more women than men give up
employment to look after children. That offends the
notion that everyone is entitled to be treated as an
individual and not a statistical unit. On the other
hand, differences in treatment in the second category (e
g on grounds of ability, education, wealth, occupation)
usually depend upon considerations of the general public
interest. Secondly, while the courts, as guardians of
the right of the individual to equal respect, will
carefully examine the reasons offered for any
discrimination in the first category, decisions about
the general public interest which underpin differences
in treatment in the second category are very much a
matter for the democratically elected branches of
government.
17 There may be borderline cases in which it is
not easy to allocate the ground of discrimination to one
category or the other and, as I have observed, there are
shifts in the values of society on these matters. Ghaidan
v Godin-Mendoza [2004]
2 AC 557 recognised that discrimination on grounds
of sexual orientation was now firmly in the first
category. Discrimination on grounds of old age may be a
contemporary example of a borderline case. But there is
usually no difficulty about deciding whether one is
dealing with a case in which the right to respect for
the individuality of a human being is at stake or merely
a question of general social policy. In the present
case, the answer seems to me to be clear."
[16] The
respondent submitted that in this case the comparison was
between the applicant, whose husband had convictions for
serious terrorist offences, and a widow whose husband did
not have such convictions. These were unlike cases which
the legislators were entitled to treat differently.
What did the Minister take into account?
[17] It
is common case that in light of the judgment of the Court
of Appeal it would have been open to the Minister to
conclude that the ratification of the UNCRC did not give
rise to any obligation as a matter of domestic law and did
not need to be considered in the determination of this
application for the exercise of the discretion. It is also
agreed that although there was no domestic law obligation
to consider the UNCRC it was open to the Minister to do so
and all of the judges in the Court Of Appeal approved the
following passage from the judgment of Carswell LCJ in re
Adams [2001] NI 1-
" We do not consider that it is open to lower
courts to adopt a different view from that expressed by
the House of Lords in Ex parte Brind. It is
important, however, to draw a clear distinction between
the power to resort to international standards
for guidance and the obligation to do so. In so
far as Sedley J in R v Secretary of State for the
Home Department, ex parte McQuillan [1995] 4 All ER
400, Kerr J in Re McMullan's Application (1994,
unreported) and the learned judge in the present case
purported to hold that it is permissible to have regard
to the standards contained in the several international
documents, we would regard that as an unexceptionable
statement of the law. "
[18] Whether
the Minister took article 2 (2) of the UNCRC into account
and if so in what manner is a question of fact to be
decided on the evidence before the court (S v Airedale NHS
Trust [2002]
EWHC 1780 (Admin)). The submission prepared for the
Minister by Mr Armour did not explicitly consider the
terms of article 2 (2) or what obligations were created by
it. That would suggest that the submission was written
with ex parte Brind in mind. It is clear, however, that
the Minister went outside the submission as indeed he was
entitled to do. The letter of 2 February 2007 indicates
that he was provided with the representations prepared for
the applicant. In the following paragraph of that letter
Mr Armour says that the Minister reviewed the judgments
delivered by both the High Court and the Court Of Appeal.
Since neither the submission nor the representations on
behalf of the applicant referred to the judgment in the
High Court this strongly supports the view that the
Minister considered the actual terms of the relevant
judgments and such an interpretation is supported by the
ordinary and natural meaning of the words used. On the
balance of probabilities I consider that he did so.
[19] Mr
Armour's letter of 2 February 2007 contains four
statements which are important in the context of this
case. The first is that the Minister considered carefully
the obligations of the State under the provisions of
article 2 (2) of the UNCRC. It is common case that the
Convention of itself creates no domestic law obligations
but it does create obligations in international law. There
was no examination at all in the submission prepared for
the Minister of the obligations in international law which
were created by the Convention. The statement, therefore,
suggests firstly that the Minister took account of the
international obligations created by the Convention and
secondly that the Minister did not confine himself to the
issues raised in the submission in the determination of
this application.
[20] The
second important statement is that the Minister considered
the argument that the failure to award compensation would
result in a breach of the Convention. It is important to
note that the breach of the Convention referred to in the
representations on behalf of the applicant and identified
in the judgments of Nicholson LJ and Coghlin J were
breaches of international obligation only. The argument
made on behalf of the applicant to the Minister was that
the decision was in breach of the State's international
obligation and that he should take that into account in
his decision making.
[21] The
next statement is that the Minister considered carefully
the comments made by Coghlin J in relation to the
Convention. Those comments essentially consisted of his
being unconvinced by the argument that there was no breach
of article 2 (2) (see paragraph 9 of his judgment) and his
conclusion that ratification of the treaty without more
did not give rise to a substantive legitimate expectation
as a matter of domestic law (see paragraph 15 of his
judgment). The latter proposition was derived from Brind.
[22] Finally
the Minister concluded that article 2 (2) would not be
breached by a decision not to exercise the discretion.
Since the only argument advanced to the Minister was that
article 2 (2) would be breached as a matter of
international law it must follow that the Minister's
conclusion was that the decision not to exercise the
discretion would not constitute a breach of the
international obligation.
[23] Everyone
is agreed that the Minister took into account and relied
on Brind. The factual dispute between the parties is
whether in the course of accepting that the ratification
of the Convention gave rise to no substantive legitimate
expectation as a matter of domestic law the Minister
considered the nature of the obligation arising as a
matter of international law and whether he concluded that
the decision not to exercise the discretion did not breach
that international obligation. On the basis of the
evidence set out above I conclude on the balance of
probabilities that he did exactly that.
The reasoning on article 2(2) of the UNCRC
[24] This
conclusion is reinforced when one looks at the affidavit
of Mr Armour. Paragraph 8 is of little assistance since
the issue is whether the Minister properly understood
Brind or went beyond it. Paragraph 10, on the other hand,
puts forward as the reason for the conclusion reached by
the Minister, that a refusal to compensate the applicant
would not infringe article 2 (2) of the Convention, that
it is an unincorporated treaty belonging exclusively to
the domain of international law. It is acknowledged by the
respondent that international law obligations flow from
ratification and are not affected by incorporation into
domestic law so that the reasoning cannot be supported. Mr
McCloskey suggested that the reasoning is so defective
that I should conclude that the evidence pointing to the
consideration of the international law obligation should
be rejected and the statement interpreted so as to mean
that there was no consideration of that issue. I do not
consider that it is open to me on any fair reading of the
materials to accept that submission. I cannot explain why
the Minister reached this decision but I note a possible
ambiguity in paragraph 14 of Mr Armour's submission. If
one reads onto paragraph 14 of the submission the
additional words "as a matter of domestic or
international law" the explanation offered by the
Minister becomes explicable. Although the addition of the
underlined words would, of course, introduce an error into
the submission it appears to me to be a possible
explanation for the error.
Breach of article 2(2)
[25] Having
concluded, as I have, that the Minister fell into error in
his reasoning for determining that article 2 (2) of the
Convention was not breached Mr MacDonald submits that this
conclusion is sufficient to justify quashing the decision.
Mr McCloskey, however, says that even if the reasoning is
wrong the determination of the Minister in respect of
article 2 (2) is still correct. He submits that article 2
(2) properly understood is a qualified obligation, he
relies upon the approach to discrimination adopted by Lord
Hoffmann above and he contends that there is ample
objective justification in the public interest for the
decision.
[26] Article
2 (2) of the UNCRC creates an international obligation
which the United Kingdom accepted on ratification of the
Convention. The starting point to a determination of
whether there has been a breach is the Convention itself-
" Article 2
1. States Parties shall respect and ensure the rights
set forth in the present Convention to each child
within their jurisdiction without discrimination of
any kind, irrespective of the child's or his or her
parent's or legal guardian's race, colour, sex,
language, religion, political or other opinion,
national,
ethnic or social origin, property, disability, birth
or other status.
2. States Parties shall take all appropriate measures
to ensure that the child is protected against all
forms of discrimination or punishment on the basis of
the status, activities, expressed opinions, or
beliefs of the child's parents, legal guardians, or
family members."
As with any international instrument it is necessary to
establish the true autonomous and international meaning of
the obligation in accordance with the objectives of the
Convention (see Lord Steyn in ex parte Adan [2001]
2 AC 477 at 516 and R(Mullen) v Secretary of State for
the Home Department [2004]
UKHL 18 at paragraph 36). I accept that the reference
to "all appropriate means" introduces a
qualification to the prohibition on discrimination on the
basis of the activities of the child's parents. The
respondent contends that the difference in treatment of
the child is justified by the comparison between the
activities of parents who have or have not committed
serious criminal offences. That approach may be
appropriate in a domestic law discrimination case where it
is necessary to identify the pool of comparators but in an
international instrument focused on differential treatment
of children I consider that a broader range of inquiry is
necessary. The aim is to establish whether the conduct
complained of pays proper respect to the objective of the
Convention. Why is it appropriate to provide compensation
to a child whose father has committed serious criminal
offences if the father died in 2003 but not to a child in
the same circumstances if the father died in 2001? What is
the justification which makes it appropriate to treat the
class of children whose fathers have committed serious
criminal offences differently depending on whether the
father died before or after 2002? I consider that these
issues give rise to an arguable case of breach of article
2 (2) on the papers. I do not consider that the reasons
advanced by the respondent are sufficient to lead to the
conclusion that the decision to refuse to exercise the
discretion is not a breach of article 2 (2). It seems to
me, however, that the issue of breach of this article
emerged in such a limited and unsatisfactory way in the
development of this case that I should not go further than
to say that on the papers and arguments before me the
decision to refuse compensation gives rise to an arguable
breach of the Convention.
[27] On the
basis of the evidence adduced before me I conclude that
the Minister in making his decision to refuse compensation
to the applicant took into account the international
obligation imposed by article 2 (2) of the UNCRC and that
his reasoning for concluding that there was no breach of
the Convention cannot be accepted. I further consider that
there is an arguable case that the decision to refuse
compensation is a breach of the Convention and that the
arguments advanced on behalf of the respondent are
insufficient to establish that there was no such breach.
Accordingly I consider that the decision must be quashed.
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