Neutral Citation no.[2001] NIQB 30
Ref:
KERC3478
Judgment: approved by the Court for handing down
Delivered:
09.07.2001
(subject to editorial corrections)
IN THE HIGH COURT OF
JUSTICE IN NORTHERN IRELAND QUEEN'S
BENCH DIVISION (CROWN SIDE) ------------
IN THE MATTER OF AN APPLICATION BY ANN-MARIE
McCALLION, LORRAINE McCOLGAN AND ANNE McNEILL FOR JUDICIAL
REVIEW ------------
KERR J
Introduction
By this application for judicial review the three
applicants, who are all widows of men who were unlawfully
killed, challenge the decisions of a Minister of State,
taken on behalf of the Secretary of State for Northern Ireland,
not to exercise his discretion under Article 10(2) of the
Criminal Injuries (Compensation) (Northern Ireland) Order
1988.
Article 10(2) of the 1988 Order empowers the Secretary of
State for Northern Ireland, (if he considers it in the
public interest to do so), to pay to a person ineligible
by reason of Article 5(9), such sum as would not exceed
the compensation that he might otherwise have received.
Article 5(9) of the Order provides that no compensation
shall be paid in respect of a criminal injury to any
person who has been a member of an unlawful association or
who has been engaged in the commission, preparation or
instigation of acts of terrorism.
It is alleged that the husbands of the applicants had been
engaged in acts of terrorism and in one case had been a
member of an unlawful association. On that account,
the applicants were refused compensation. They then
applied to the Secretary of State that he should exercise
his powers under Article 10(2) and that led to the
decisions that are under challenge in these proceedings.
Factual Background
1. Mrs McCallion
On 31 December 1998 some short time after midnight, Peter
McCallion, a forty-year-old man, was involved in a fight
with another man at Racecourse Road, Londonderry.
In the course of the fight, Mr McCallion suffered injuries
that caused his death. He left a widow, the first
applicant, and four children. Three of the children
had been born to Mrs McCallion before her marriage to the
deceased but he had treated two of these as children of
the family. Mr and Mrs McCallion were the natural
parents of the fourth and youngest child.
By application dated 23 February 1999, Mrs McCallion
applied for compensation under the 1988 Order for herself
and her children. This was refused on 27 April 1999.
It was stated that the Secretary of State had refused
compensation because of the provisions of Article 5(9).
Mrs McCallion did not appeal this decision but her
solicitors then applied to the Secretary of State
to exercise his discretion under Article 10(2) to order
that compensation be paid to Mrs McCallion and her
children.
The Minister of State who took the decision on behalf of
the Secretary of State in all three cases was Adam
Ingram MP. He received a submission on Mrs
McCallion's application from the then Chief Executive of
the Compensation Agency, D A Stanley. In the
submission Mr Stanley stated that there had been no
suggestion that the attack on Mr McCallion had been
sectarian; rather it appeared to be a case of "name
calling which got out of hand". Mr Stanley then
described Mr McCallion's earlier criminal activity in this
way: -
"In 1978 Mr McCallion was a member of PIRA in
Londonderry and in August of that year was sent out to
ambush an Army patrol. The attack took place on 28
August when soldiers of the Queen's Regiment were
fired upon in Racecourse Road in Londonderry.
As a result of the attack one soldier was wounded and
later was awarded compensation for the criminal injury
he received. Mr McCallion was arrested and
convicted of attempted murder of the soldier, the
possession of a firearm and ammunition with intent to
endanger life and property (two counts) and belonging to
an illegal organisation. He was jailed for 18
years and for 15, 12 and 5 to run concurrently."
Mr Stanley informed the Minister that there was no
evidence that Mr McCallion had maintained a
connection with any illegal organisation after his release
from prison in 1998. He suggested that there was
nothing to show that he was "endeavouring to give
anything back into the community, outside his home and
family". Mr Stanley further suggested that the
crimes of which Mr McCallion had been convicted were
"among the most serious", that his actions
almost led to the death of a young soldier and were
clearly pre-meditated. He recommended that the
Minister should conclude that it was not in the public
interest that an award be made and that he should not
exercise his discretion in favour of the applicant.
The Minister accepted that recommendation.
2. Mrs McColgan
On 24 January 1998, John McColgan, a taxi driver,
collected a passenger on Andersonstown Road, Belfast.
Ten minutes later he was discovered lying dead on the road
on Hannahstown Hill. He had been shot five times in
the head. The second applicant is Mr McColgan's
widow. They have three children aged between 6 and
15 years. Mrs McColgan also applied for compensation
but this was refused because of Article 5(9) of the Order.
She then applied to the Secretary of State that he should
exercise his discretion under Article 10(2). This
was also refused.
Mr McColgan had been convicted of riotous behaviour in
August 1983. For this offence he was ordered to be
detained in a Young Offenders Centre for a period of one
month but that sentence was suspended for two years.
In March 1987 he was convicted of possessing explosives
with intent to endanger life or property and possession of
ammunition with intent. For these offences he was
sentenced to two years imprisonment suspended for two
years.
In his submission to the Minister in Mr McColgan's case,
Mr Stanley observed that the police believed that Mr
McColgan was the victim of a sectarian killing carried out
by the Loyalist Volunteer Force. It was believed
that he had been targeted "probably because he had
INLA traces". Mr Stanley also commented on
the claim made by the applicant's solicitors that Mr
McColgan had been a devoted father to his children and
that he was making a positive contribution to the
community by creating a stable family home. Mr
Stanley suggested that there was nothing to show that he
was endeavouring to put anything back into the community
outside his home and family. He made a similar
recommendation to that which he had made in Mrs
McCallion's case and the Minister once again accepted that
recommendation.
3. Mrs McNeill
On the evening of 17 April 1998 Mark McNeill was alone in
his car which had been parked at the rear of a taxi office
in Shaw's Road, Belfast when a number of men approached
the car and forced him from the vehicle. He was then
shot and fatally wounded. He left a widow, the third
applicant, and five children ranging in age from nine
years to sixteen. He had been separated from Mrs
McNeill since 1993 but kept in regular contact with his
family. Mrs McNeill also applied for compensation
and when this was refused under Article 5(9) she applied
to the Secretary of State that he should exercise his
discretion under Article 10(2). Again this has been
refused.
The only relevant conviction in Mr McNeill's case was in
March 1985 when he was convicted of possession of a
firearm and ammunition in suspicious circumstances for
which he was sentenced to be detained in a Young Offenders
Centre for four months.
In his submission to the Minister, Mr Stanley stated that,
despite the fact that Mr McNeill had no further terrorist
convictions, police believed that Mr McNeill was a "sympathiser
and that his death was probably due to a feud amongst
republican terrorists".
Although the applications to the Secretary of State were
made at different times, the submission made in each case
by Mr Stanley to the Minister was dated 27 March 2000 and
the decision not to exercise his discretion under Article
10(2) in each case was likewise made on the same day.
The statutory framework
The 1988 Order (and its predecessors) provided for a
scheme of compensation to be paid to those who were the
victims of a criminal injury. A 'criminal injury' is
defined in Article 2(2) as meaning: -
"
an injury (including an injury which results in
death) directly attributable to-
(a) a violent offence"
A violent offence includes "any offence which was
intended to cause death [or] personal injury" and
"any offence committed by causing the death or injury
to any person,
where the state of mind of the person
committing the offence consisted of recklessness as
whether he caused death [or] personal injury".
Article 3 (1) of the Order provides: -
"Subject to and in accordance with the provisions
of this Order, where a person sustains a criminal injury
in Northern Ireland after the coming into operation of
this Order the Secretary of State shall, on application
made to him, pay compensation."
Article 5(9) of the Order
provides: -
"
no compensation shall be paid to, or in
respect of a criminal injury to, any person-
(a) who has been a member of an
unlawful association at any time whatsoever, or is
such a member; or
(b) who has been engaged in the
commission, preparation or instigation of acts of
terrorism at any time whatsoever, or is so
engaged."
Terrorism is defined in Article 2(2) as "the use
of violence for political ends and includes any use of
violence for the purpose of putting the public or any
section of the public in fear".
Article 10(2) provides: -
"Where, but for Article 5(9), compensation would be
payable to any person, the Secretary of State may, if he
considers it to be in the public interest to do so, pay
to him such sum as does not exceed the amount of that
compensation."
I had occasion to consider this provision in Re
Creighton's Application (2001) unreported and said
there: -
"It is to be noted that the Secretary of State may
only make such a payment when he considers it in the
public interest to do so. Even then he is not
obliged to make the payment, although it is difficult to
envisage circumstances in which, having decided that it
was in the public interest that payment should be made,
the Secretary of State would withhold that
payment."
It is clear that Parliament intended that there should
be no appeal from the Secretary of State's decision
Article 16 (which confines appeals to determinations
notified to an applicant under Article 12(1) or (2)).
The Bloomfield Report
At the request of the government, Sir Kenneth Bloomfield
conducted a review that included an examination of
criminal injury compensation in Northern Ireland. In
his report (Report of the Review of Criminal Injuries in
Northern Ireland: June 1999) Sir Kenneth set out the
factors which, he had been informed, were generally taken
into account by the Secretary of State when deciding
whether to exercise his discretion under Article 10(2) of
the Order. These appear at paragraph 3.38 of the
report as follows: -
"?the seriousness of the terrorist
conviction(s) and the extent of involvement, if any,
with an unlawful association;
?the offender's age at the time the offence(s)
were committed and the length of time which has
elapsed since the offence(s) were committed;
?his subsequent pattern of behaviour as
suggested by his criminal record and information
supplied by the police;
?his subsequent pattern of behaviour as
indicated by any positive contribution to the welfare
of the community;
? whether criminal injuries or criminal damage
compensation was paid in respect of any offence
committed by the offender and, if so, its amount;
? whether there was any connection between
the offender's criminal behaviour and the injuries or
damage subsequently sustained;
? the circumstances which gave rise to the
applicant's claim for compensation; and
?in those cases where payment is to be made, the
amount should be appropriate to the particular
circumstances of the case."
In affidavits filed on behalf of the respondent in the
present case, Frank Brannigan, acting Chief Executive
of the Compensation Agency, confirmed that these were the
criteria that had been taken into account by the Minister
in deciding whether to exercise his discretion under
Article 10(2) in relation to the applications of Mrs
McCallion, Mrs McColgan and Mrs McNeill.
The judicial review application
The grounds on which the application for judicial review
was made may be summarised as follows: -
1. The decision was
procedurally unfair in that the applicants were not given
information in advance of the Minister's decision about
the material on which he would base his decision; they
were unaware of the Bloomfield criteria and were deprived
of the opportunity of making representations. It was
also claimed that they were not given reasons for the
decision after it had been made.
2. The Minister failed to
take into account a number of material factors. He
was not provided with any analysis of the seriousness of
the various offences of which the deceased had been
convicted.
3. The Minister took into
account a number of irrelevant considerations including,
in the case of Mr McNeill, that he was a republican
sympathiser.
4. The decision violated
the applicants' Convention rights, in particular, under
Articles 2, 8 and 14.
5. It was contrary to the
United Nations Convention on the Rights of the Child.
6. The decision was
irrational.
Procedural unfairness
(i) Lack of information in advance of
the decision
The input of the applicants in the decision-making process
was confined to a series of letters written on their
behalf by their solicitors, Madden & Finucane.
In the case of Mrs McCallion and Mrs McNeill, the
Compensation Agency had invited the applicants' solicitors
in June 1999 to provide details of any activity that each
of the deceased had been involved in since his release
from prison that had made a positive contribution to the
welfare of the community. In response to the letter
relating to Mr McCallion, Madden & Finucane replied on
4 October 1999 as follows: -
"When Peter (deceased) met Ann-Marie in 1985
Ann-Marie had separated from her previous husband and
had two children Lianne and Marissa from that marriage.
Peter and Ann-Marie moved in together and from that
point on Peter treated Lianne and Marissa as his own.
They married in December 1993 and they subsequently had
a little boy, Connor 1997.
Peter was a devoted and loving father to all the
children and had helped create a very close and
supportive family with Ann-Marie. You have asked
for information that shows Peter's positive contribution
to the welfare of the community and we would submit that
Peter's successful efforts in raising three children,
creating a secure and loving environment for his family
is clearly a positive contribution and also a testimony
to his life since his rehabilitation and reintegration
to society since release from prison."
In relation to Mr McNeill, the solicitors replied on 29
September 1999 as follows: -
"Mr McNeill was a loving and caring father to his
children and wife before and after the marriage split in
1993. He had open access to the children and took
a keen interest in their welfare spending every Sunday
with the children and also taking them away for days at
a time. In relation to his daughter, Denise
McNeill, he encouraged her Irish dancing taking her to
various Feis around Ireland.
We further submit that the conviction which falls under
Article 5(9) was not of a very serious nature on the
scale of these types of convictions and indeed this was
reflected in the sentence of only months imprisonment in
YOC. Since our client's release in relation to the
above offence his only convictions were for motoring
offences while taxi driving.
In summation we would submit that our client has been a
positive contributor to the community by maintaining a
caring and loving relationship with his children and
also by conducting his life within the law bar a few
minor traffic offences."
Madden & Finucane had not been asked to supply
details in relation to Mr McColgan but this may be
because they did not come on record for Mrs McColgan
until November 1999 and when they wrote asking that her
case be dealt with under Article 10(2), they provided
information about Mr McColgan as follows: -
"John was a devoted and dedicated father for all
his children, he and Lorraine had created a close and
supportive family group which has been devastated by his
atrocious murder. It is testimony to John that the
family have come through the worst of times resulting
from his death. He took a keen interest in the
welfare of the children, Sean, Mairead and Gavin,
indulging Sean's interest in fishing and taking all the
children swimming every Saturday. John also worked
hard to earn money to support the family unit.
We respectively (sic) submit that John's
'positive contribution to the welfare of the community'
was the creation of a stable family home in which his
children could flourish. We feel that this is
again testimony to John's life since his rehabilitation
and reintegration to society after serving his prison
service (sic)."
The applicants complain that the contribution
that they could make to the decision-making process was
severely curtailed as a result of the Compensation
Agency's failure either to invite representations on the
matters that were likely to influence the Minister of
State or to alert them to the matters that were adverse to
their cause. Instead they were asked to make
submissions on a very limited topic viz the
contribution that their husbands had made to the community
after their release from prison. Mr Treacy QC on
behalf of the applicants submitted that the lack of
opportunity to make meaningful representations derived
from two omissions. In the first place, the
applicants were not aware of the Bloomfield criteria;
secondly, they were not told about the matters that
weighed with the Minister against them.
On behalf of the respondent, Mr Maguire accepted that
there was a duty on the Minister to act fairly in taking
the impugned decision but he suggested that this was not
an immutable concept. He pointed out that Article
10(2) itself did not prescribe any procedural
requirements. The function performed by the Minister
was purely administrative and involved a value judgment
that was dependent on a wide range of factors, including
political considerations. The context did not lend
itself to a panoply of procedural rules, he suggested.
This aspect of the case is perhaps best viewed from the
perspective of those factors that actually influenced the
Minister's decision. Mr Brannigan in affidavits
dealing with each of the applicants' cases has said that
the Minister considered each affidavit in draft and
expressed himself satisfied as to their accuracy in
relation to those matters that concerned him. One
may conclude, therefore, that the matters of consequence
that weighed with the Minister are those set out in Mr
Brannigan's affidavits.
In relation to Mr McCallion, according to Mr Brannigan's
affidavit, no adverse comment from the police was received
concerning his behaviour and associates since his release
from prison. The Minister was informed that an award
of £500 had been made to a soldier as a result of the
offences of which Mr McCallion had been convicted.
He was also told that the assault on Mr McCallion had
not been a sectarian attack. The circumstances of Mr McCallion's
conviction and his membership of PIRA were as described in
Mr Stanley's submission. Mr Brannigan also made it
clear, of course, that the Minister of State had been
advised by Mr Stanley that the seriousness of the offences
committed by Mr McCallion was such that he should not
exercise his discretion in favour of the application.
This then was the material before the Minister and on
which he took his decision. He also had regard to
the Bloomfield criteria. Did fairness require that
Mrs McCallion should have been informed of these matters
before the Minister took his decision?
It is, of course, well settled that what fairness requires
will depend on the particular circumstances of the
individual case R v Secretary of State for Home
Department ex parte Doody [1994]
1 AC 531, 560. So far as the Bloomfield criteria
are concerned, as Mr Maguire pointed out, these had been
published before the decision was taken and no request had
been made by Mrs McCallion's solicitors for
information about the factors that the Secretary of
State would take into account. Perhaps of greater
importance, however, is the fact that it has not been
possible to identify any matter of significance that would
have been canvassed on her behalf, had Mrs McCallion
or her legal advisers been aware of the Bloomfield
criteria. I am not satisfied, therefore, that
fairness required that she be informed of these criteria
in advance of the Minister's decision.
In relation to the material that was put before the
Minister, again it was not possible for the applicant to
point to a particular item on which she would have made
specific representations if she had been made aware of
this. It was suggested in a general way that she
might have been able to emphasise the favourable points
that had been made in the submission but nothing of what
could be regarded as hostile to the application was
identified as requiring representations on her behalf.
Generally, it appears to me that an applicant for the
exercise of the discretion under Article 10(2) should be
informed of the material that is adverse to the
application, unless it can be concluded that he or she
must already be aware of this. I shall discuss this
in greater detail in relation to the cases of Mrs McColgan
and Mrs McNeill. I do not believe, however, that the
requirements of fairness demand that material that is
favourable needs to be disclosed. Since there was
nothing adverse in the submission to Mrs McCallion's
application on which she could have made representations,
I do not consider that there was an obligation to reveal
the submission's contents in advance of the Minister's
decision.
In the case of Mrs McColgan, different considerations
arise. Mr Stanley advised the Minister that Mr
McColgan had been targeted probably because he had INLA
traces. Presumably, this information was given
because Mr Stanley considered it to be relevant to
the Minister's decision. It must also be considered
to be adverse to the application. If Mr McColgan had
INLA traces, it would be indicative that he had not
remained clear of terrorist connections from the time that
he had been released from prison. Mr Treacy has
stated that, had Mrs McColgan known that this information
was to be given to the Secretary of State, she would have
made representations challenging its accuracy.
Should Mrs McColgan have been informed that there were
INLA traces to her husband? What did fairness
require in these circumstances?
Likewise, in relation to Mrs McNeill, a clear distinction
can be drawn between her case and that of Mrs McCallion.
As I have recorded above, in his submission to the
Minister, Mr Stanley had stated that police believed that
Mr McNeill was a "sympathiser and that his death
was probably due to a feud amongst republican
terrorists". Again, Mr Treacy has stated that
evidence could have been presented to the Minister by Mrs
McNeill that would have countered this allegation.
Should she have been informed of it in advance of his
decision?
Although it was given in the context of the need to
provide reasons after a decision, the summary by Lord
Bingham CJ in R v Ministry of Defence, ex parte Murray
[1998] COD 134of the contemporary principles relating to
the provision of reasons to a person affected by an
administrative decision, is helpful. At pages 136/7,
Lord Bingham said: -
"(a) 'The law does not at present recognise a
general duty to give reasons' (Doody at 564E).
(b) 'When a statute has conferred on any
body the power to make decisions affecting individuals,
the court will not only require the procedure prescribed
by statute to be followed, but will readily imply so
much and no more to be introduced by way of additional
procedural standards as will ensure the attainment of
fairness' (Cunningham, per Donaldson LJ at 318,
quoting Lloyd v McMahon [1987] 1 AC 625 at
702-703 and Doody at 564F).
(c) In the absence of a requirement to give
reasons, the person seeking to argue that reasons should
have been given must show that the procedure adopted of
not giving reasons is unfair (Doody at 561A).
(d) There is 'a perceptible trend towards an insistence
on greater openness
or transparency in the making of
administrative decisions' (Doody at 561E).
(e) In deciding whether fairness requires a tribunal to
give reasons, regard will be had not only to the first
instance hearing but also to the availability and the
nature of any appellate remedy or remedy by way of
judicial review:
(i)
the absence of any right of appeal may be a factor in
deciding that reasons should be given (Cunningham
at 322j)
(ii)
if it is 'important that there should be an effective
means of detecting the kind of error [by way of
judicial review] which would entitle the court to
intervene' then the reasoning may have to be disclosed
(Doody at 565H and also Cunningham at
323a).
(f) The fact that a tribunal is carrying out a judicial
function is a consideration in favour of a requirement
to give reasons (Cunningham at 323a) and
particularly where personal liberty is concerned (Institute
of Dental Surgery at 263A).
(g) If the giving of a decision without reasons 'is
insufficient to achieve justice' then reasons should be
required (Cunningham at 323a) as also 'where the
decision appears aberrant' (Institute of Surgery
at 263a, cited with approval in R v Mayor, Commonalty
and Citizens of the City of London ex parte Matson
(1996) 8 Admin. L.R. 49 at 62)
(h) In favour of giving reasons are the following
factors: 'the giving of reasons may among other things
concentrate the decision-maker's mind on the right
questions; demonstrate to the recipient that this is so;
show the issues have been conscientiously addressed and
how the result had been reached; or alternatively alert
the recipient to a justiciable flaw in the process' (Institute
of Dental Surgery at 256H, cited with approval in ex
p Matson at 71)
(i) In favour of not requiring reasons are the following
factors: 'it may place an undue burden on
decision-makers; demand an appearance of unanimity where
there is diversity; call for articulation of sometimes
inexpressible value judgments; and offer an invitation
to the captious to comb the reasons for previously
unsuspected grounds of challenge' (Institute of
Dental Surgery at 257A)
(j) Although fairness may favour a requirement for
reasons, there may be considerations of public interest
which would outweigh the advantages of requiring reasons
(Cunningham at 323b).
(k) The giving of reasons will not be required if the
procedures of the particular decision-maker would be
frustrated by a requirement to give reasons, even short
reasons (Cunningham at 323b)."
It is not always the case that, where reasons must be
given after a decision has been made, adverse factors,
identified before the decision is taken, must be
communicated to the person likely to be affected by it.
It appears to me, however, that if it is anticipated that
a decision will require to be explained after it has been
taken, this must be, at least, an indicator that the
person affected should have the opportunity of influencing
the decision before it is made. For reasons that I
will give presently, I consider that in certain
circumstances reasons for a decision not to exercise
discretion under Article 10(2) should be given.
Some at least of the factors outlined by the Lord Chief
Justice are therefore pertinent to the inquiry whether
these applicants should have been informed of the matters
that were likely to influence the Minister's decision.
The first question to be addressed is whether
"additional procedural standards" require to be
introduced in order to "ensure the attainment of
fairness". It is clear that the Secretary of
State conceived it to be fair that the applicants should
participate in the decision-making process. The
letters to Mrs McCallion's and Mrs McNeill's solicitors in
June 1999 inviting submissions signify as much. But
the letters asked for information on a particular topic:
details of any activity that the deceased had been
involved in since his release from prison that had made a
positive contribution to the welfare of the community.
The dispatch of the letters alone may not be taken as an
indication that the Secretary of State considered that the
applicants should be at liberty to make a general
submission on any matter that might affect the exercise of
the discretion. It appears to me likely that the
prosaic explanation for the restricted nature of the
inquiry is that, at the same time that the letters were
being sent to the applicants' solicitors, inquiries were
being made of other agencies, including the police, and
the material concerning the circumstances of the death of
the two deceased, Mr McColgan and Mr McNeill, did not
become available until some time later.
Whatever may be the reason for confining the inquiry to
the applicants' solicitors, however, I am of the opinion
that the applicants were entitled to make submissions on
any of the matters that were likely to affect the
Minister's decision as they were adumbrated in the
Bloomfield report. It was never suggested otherwise
by counsel for the respondent and much was made of the
general availability of the report in answer to the claim
that the applicants were unaware of the criteria that
would be applied by the Minister to the exercise of the
discretion. It would be otiose to canvass the
publication and ready availability of the report as a
reason to dismiss the complaint that the applicants were
unaware of its contents, if they were not entitled to make
representations on those matters in the first place.
Among the matters that the Bloomfield report identified as
factors to be taken into account was the pattern of
behaviour of the person who had suffered the criminal
injury following release from prison "as suggested by
his criminal record and information supplied by the
police". If the applicants were entitled
to make representations on this point (as I believe they
were), the representations that could be made would only
be meaningful if the applicants were aware of the adverse
evidence on the issue presented to the Minister by the
police.
In a somewhat different context, the Divisional Court in Re
Robert Kerr (1999) unreported has confirmed that a
prisoner whose licence has been revoked should generally
be informed of the reasons for the revocation.
Delivering the judgment of the court, Carswell LCJ said: -
"It is now clear from the authorities that fairness
requires as a general rule that (a) a prisoner whose
licence is revoked must receive at some stage an
opportunity to make representations about the revocation
and (b) in order to do so effectively he must be made
aware of the reasons for the revocation, if he does not
already know them.
We do not consider,
however, that it is possible to lay down general rules
about the stage at which the opportunity to make
representations must be afforded or about the extent of
any exception to the obligation to give reasons based
upon protection of sources of information who might be
put in danger. In our view these are matters in
respect of which much may turn upon the circumstances of
the individual case and it would not be useful to
prescribe procedures in any greater degree of
detail."
Although the circumstances were clearly different in that
case from the present, the principle holds true in this
instance. If the applicants are entitled to make
representations, they must be aware of the case that they
have to meet. It is my view that to deny them the
opportunity to make representations on a matter that they
might reasonably be expected to have a case to make is
unfair.
The situation here contrasts with that in Re Creighton.
In that case I held that the applicant was well aware of
the single factor that weighed against him in the
Secretary of State's deliberations. His solicitors
had the opportunity (and availed of it) to make
representations about that issue. I concluded that
fairness did not require that there be disclosure of the
submission made to the Secretary of State by the
Compensation Agency since there was nothing beyond what
had already been said on his behalf by his solicitors that
could be advanced by the applicant. I dealt with the
issue in this way: -
"In the present case the applicant well knew that
he had been refused compensation because of his earlier
conviction. He and his legal advisers were clearly
alive to the importance of this as a factor in the
Secretary of State's deliberations because they dealt
with it comprehensively in the submission seeking the
exercise of the discretion under Article 10(2).
In the event, therefore, the applicant was aware of the
factor that weighed with the Secretary of State in
refusing compensation. It was not suggested that
he would have canvassed any other matter, had he been
told in advance that this was the matter that was likely
to influence the Secretary of State to an adverse
decision. In these circumstances, I do not
consider that fairness demanded that the applicant be
told in advance of the considerations that would be
unfavourable to him."
In the case of Mrs McColgan
and Mr McNeill, the applicants were aware that the
principal reason for the refusal to exercise the
discretion was the deceaseds' conviction of terrorist
offences. But neither knew that there was a
particular factor about the circumstances of their
husbands' killings that was adverse to their application
for the exercise of the discretion under Article 10(2).
In my view, "the attainment of fairness"
required that they should have been aware of this.
It follows that they have established to my satisfaction
that the withholding of this information from them was
unfair (principle (c) of those listed by Lord Bingham in Murray).
It also appears to me that if the Minister had afforded
the applicants the opportunity to make comment on the
suggestions made by the police as to the circumstances of
the death of their husbands, this would have demonstrated
that the issue had been "conscientiously
addressed". I do not believe that inviting the
applicants' comments on these suggestions would have
placed an undue burden on the decision-maker. These
were discrete matters that could have been addressed
succinctly. Clearly, there is no public interest in
withholding from disclosure the fact that the police had
given this advice nor does their revelation "offer an
invitation to the captious" to come up with a
specious ground of challenge.
As I have said above, I consider that in certain
circumstances reasons for the decision taken by the
Secretary of State (or a Minister on his behalf) for
refusing to exercise his discretion under Article 10(2)
should be given. I do not consider that the
Secretary of State is required to volunteer the reasons
for his decision; nor do I believe that it is necessary to
explain it where the decision comes within the category of
an "inexpressible value judgment".
Furthermore, if the reason for the decision (as in Creighton)
is obvious, I do not consider that this needs to be
recited. Where, however, as here, the
decision is influenced by a particular consideration that
is unknown to the applicant and there is no public
interest requirement that this should be withheld, then it
appears to me that this should be explained to an
individual applicant upon inquiry. There is no
appeal from the Secretary of State's decision and the
withholding of the reasons for the decision could result
in a failure to detect "the kind of error [by way of
judicial review] which would entitle the court to
intervene". It has not been suggested that the
giving of reasons on this limited basis would frustrate
the procedures of decision-making. The preponderance
of the factors outlined by Lord Bingham appears to me to
favour the giving of reasons in these cases.
I have therefore concluded that Mrs McColgan and Mrs
McNeill should have been informed of the particular
factors that weighed against their applications, before
the Minister of State took his decision. Because of
the failure to advise them of these factors and to give
them the opportunity to make representations on them I
will accede to the application to quash the Minister's
decision.
(ii) Lack of awareness of the Bloomfield
criteria
I would not have been prepared to hold that the failure of
the Minister or the Compensation Agency to inform the
applicants and their legal advisers of the criteria set
out in the Bloomfield report rendered the decision of the
Minister invalid. This report is generally available
and it contains a comprehensive list of the matters to
which the Secretary of State will have regard. It
seems to me that it is the responsibility of individual
applicants for the exercise of the Secretary of State's
discretion to acquaint themselves with readily accessible
information about the matters that will be taken into
account.
(iii) The failure to give reasons after
the decision had been taken
I have already made clear my view that the Secretary of
State is not under an obligation to volunteer reasons for
his decision. Nor do I consider that the provision
of reasons is called for when they must be obvious to the
disappointed applicant (see Creighton).
Where the reasons for the decision fall exclusively within
the realm of "an inexpressible value judgment"
they do not require to be expressed, not least because the
decision is one taken in the public interest and the
Minister is accountable to Parliament for it. But
where, as in this case, specific items of information
become available on which the applicants might reasonably
be regarded as capable of providing some relevant
information, then the duty to alert the applicants in
advance of the decision marches hand-in-hand with the
obligation to explain the decision after it has been made.
In the present case, however, I am satisfied that the
applicants have been provided with a full explanation of
the reasons for the Minister's decision by the affidavits
that have been filed on behalf of the respondent and, if I
considered that reasons required to be given, I would have
held that this requirement had been satisfied by the
averments in that affidavit see Re Anglin
[1995] unreported, at pages 13/14.
The alleged failure to take account of material
factors and taking into account that Mr McNeill was a
"republican sympathiser"
The principal matter which,
the applicants claim, the Minister failed to take into
account was the seriousness of the offences of which the
deceased had been convicted. Mr Treacy suggested
that there had been no analysis of the circumstances of
the various offences that would have allowed the Minister
to form a reliable judgment of how serious or otherwise
each had been. He pointed to the relatively light
penalty imposed in the cases of Mr McNeill and Mr McColgan
and claimed that these reflected the comparatively less
grave nature of the offences of which they had been
convicted.
The submission to the Minister included details of the
punishment imposed on each of the applicants' husbands.
I am satisfied that there was sufficient material
available to the Minister to enable him to make a reliable
judgement as to the seriousness of each offence. It
does not appear to me to be necessary that the Minister
have an in-depth analysis of every case in order to allow
him to make a judgment about the level of seriousness of
the offences concerned.
The information given to the Minister that Mr McNeill was
said to be a republican sympathiser was no more than a
peripheral fact provided by the Chief Executive by way of
background. There is no reason to suppose that it
was an adverse factor in Mrs McNeill's case. I do
not consider that the Minister was obliged to leave the
matter out of account. The decision that the
Minister had to take involved a value judgment in which a
wide variety of factors (including political
considerations) had to be considered. I am not
prepared to hold that the deceased's supposed political
allegiance fell outside the range of factors to be
considered.
Alleged violation of the applicants' Convention
rights
On behalf of the respondent, Mr Maguire argued that since
all the decisions taken in these cases pre-dated the
incorporation into domestic law of the European Convention
on Human Rights, the Minister was neither required to give
effect to the Convention nor to take it into account R v Secretary
of State for the Home Department ex parte Brind [1991]
1 AC 696. In any event, he claimed, none of the
decisions taken was in breach of the Convention.
There was no right to state funded compensation under the
Convention.
For the applicant Mr Treacy argued that the decision of
the Minister was of continuing effect and it was therefore
subject to the Convention. He suggested that where
the state had set up a scheme for compensation of victims'
families, it was a violation of Article 14 to deny such
compensation to the families of convicted terrorists.
It need not be shown, he suggested, that an actual
violation of Article 2 or Article 8 be established in
order that Article 14 come into play.
The Minister is now, as a public authority, bound by the
terms of section 6 of the Human Rights Act 1998 not to act
in a way that is incompatible with a Convention right.
I accept the argument of the respondent, however, that the
Minister, having taken the relevant decisions before the
Human Rights Act came into force, was not then so bound.
As the Court of Appeal has held in Re Adams (2001)
unreported, section 22(4) of the Act provides that section
7 (1)(b) which enables a person who claims that a
public authority has acted in a way made unlawful by
section 6 may rely on the Convention rights concerned in
any legal proceedings does not apply to an act that
took place before the coming into force of section 7.
Even if the Minister's decisions were in breach of the
Convention, therefore, they were not made retrospectively
unlawful in domestic law. As the Court of Appeal
refused to in Adams, I do not accept that the
Minister's decisions are continuing acts.
Indeed, since there appears to be no prohibition in the
1998 Order against it, each of the applicants would be
entitled to apply to the Secretary of State
again that he should exercise his discretion under Article 10(2).
If such application were made, the Secretary of State
would be bound by section 6 in his determination of the
application. In the circumstances, it does not
appear to me to be appropriate for me to express any
opinion as to the possible impact of the Convention on the
decision that he might be required to reach.
The United Nations Convention on the Rights of the
Child
This Convention is not part of the domestic law of the
United Kingdom. As the Court of Appeal held in Adams
an important distinction must be drawn between the power
to resort to international standards and the obligation
to do so. It is permissible to have regard to these
but not obligatory to do so. In any event, I am not
persuaded that there has been a breach of any of the
precepts laid down by the Convention in this case.
Irrationality
This issue can be dealt with briefly. The decision
of the Minister of State drew on a wide spectrum of
factors, some at least of them political. As has
been held in Re Williamson's Application [2000] NI
294, this falls within a category of decision that should
be subject to what has become known as "soft-edged
review". In this type of case, the courts
should be slow to intervene, recognising that the Minister
is accountable to Parliament and that he has taken a
decision in the public interest. Quite apart from
that consideration, I should have found it impossible to
say that this decision was so aberrant or devoid of logic
as to merit condemnation as irrational.
Conclusions
I consider that the decision of the Minister in relation
to the cases of Mrs McColgan and Mrs McNeill cannot be
allowed to stand for the reasons that I have given
earlier. I will grant an order of certiorari to
quash the decision taken in those cases. I refuse
judicial review in respect of Mrs McCallion's case.
IN THE HIGH COURT OF JUSTICE IN NORTHERN IRELAND
QUEEN'S BENCH DIVISION (CROWN SIDE)
------------ IN THE
MATTER OF AN APPLICATION BY ANN-MARIE McCALLION, LORRAINE
McCOLGAN AND ANNE McNEILL FOR JUDICIAL REVIEW
------------
JUDGMENT OF
KERR J
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