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HOUSE OF LORDS
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SESSION 2002-03
[2003] UKHL 39
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OPINIONS
OF THE LORDS OF APPEAL
FOR JUDGMENT IN THE CAUSE
Cullen (Appellant)
v.
Chief Constable of the Royal Ulster
Constabulary (Respondent) (Northern Ireland)
ON
THURSDAY 10 JULY 2003
The Appellate Committee comprised:
Lord Bingham of Cornhill
Lord Steyn
Lord Hutton
Lord Millett
Lord Rodger of Earlsferry
HOUSE OF LORDS
OPINIONS OF THE LORDS OF APPEAL FOR
JUDGMENT
IN THE CAUSE
Cullen (Appellant) v. Chief Constable of
the Royal Ulster Constabulary (Respondent) (Northern
Ireland)
[2003] UKHL 39
LORD BINGHAM OF CORNHILL AND LORD STEYN
My Lords,
I. THE QUESTION.
1. On this appeal a question of
law of considerable public importance arises, namely whether
a breach of section 15 of the Northern Ireland (Emergency
Provisions) Act 1987 may give rise to an action for damages.
Subject to limited qualifications section 15 confers a right
of access to legal advice on a detained person.
II. A NARRATIVE.
2. The context in which the issue
arises is as follows. On 17 October 1989 a police officer
arrested the appellant under section 14(1)(b) of the
Prevention of Terrorism (Temporary Provisions) Act 1989,
upon suspicion of having been concerned in the commission,
preparation or instigation of an act of terrorism associated
with the withholding of information in respect of a murder.
He was taken to the Castlereagh Police Office. From 17 to 22
October 1989 the appellant was held in police custody. He
wanted to see a solicitor. During this period, a police
officer of the appropriate rank under section 15 issued four
authorisations denying him a right of access to a solicitor.
The appellant was permitted one unsupervised consultation
and two supervised consultations with his solicitor. On 20
October 1989 the appellant made a statement which contained
admissions. In due course he was charged with the offence of
withholding information of a murder. He pleaded guilty, and
he was sentenced to 160 hours community service. The
appellant then brought an action for damages against the
respondent. The trial judge found that the Police at all
times had reasonable grounds to delay access to a solicitor
as required by section 15(8) of the Act. But the trial judge
held that the respondent had failed to comply with the
requirements of section 15 in the following two respects:
(a)
Each of the decisions to deny the appellant access to
a solicitor was anticipatory in nature in the sense of
being made in advance of a request by the detainee;
(b)
The appellant had not at any stage been informed of
the reasons for the decisions to deny him access to a
solicitor.
The trial judge concluded that
none of the breaches of section 15 conferred a right upon
the appellant to claim damages in a civil case. The Court
of Appeal dismissed an appeal against this conclusion: Cullen
v Chief Constable of the Royal Ulster Constabulary
[1999] NI 237.
III. THE LEGISLATIVE CONTEXT.
3. The legislative context must
now be explained. The long title of the 1987 Act describes
it as, among other things, intended "to confer
certain rights on persons detained in police custody in
Northern Ireland under or by virtue of Part IV of the
Prevention of Terrorism (Temporary Provisions) Act
1984". The critical provision, which is section 15,
is contained in Part II. The heading of Part II is
"Rights of Persons Detained Under Terrorism
Provisions in Police Custody". The first provision in
Part II is section 14, which "confers" on a
detained person "the right" to have someone
informed of his detention under the terrorism provisions.
The only other substantive provision in Part II is section
15. The marginal note to section 15 reads "Right of
access to legal advice". Given its central importance
we set out section 15 with emphasis added where
appropriate:
"15. (1) A person who is detained under the
terrorism provisions and is being held in policy custody
shall be entitled, if he so requests, to consult a
solicitor privately.
(2) A person shall be informed of the right conferred on
him by subsection (1) as soon as practicable after he
has become a person to whom that subsection applies.
(3) A request made by a person under subsection (1), and
the time at which it is made, shall be recorded in
writing unless it is made by him while at a court after
being charged with an offence.
(4) If a person makes such a request, he must be
permitted to consult a solicitor as soon as is
practicable except to the extent that any delay is
permitted by this section.
(5) Any delay in complying with a request under
subsection (1) is only permitted if -
(a) it is authorised by an officer of at least the
rank of superintendent; and
(b) it does not extend beyond the relevant time.
(6) In subsection (5) 'the relevant time' means -
(a) where the request is the first request made by the
detained person under subsection (1), the end of the
period referred to in section 14(6); or
(b) where the request follows an earlier request made
by the detained person under that subsection in
pursuance of which he has consulted a solicitor, the
end of the period of 48 hours beginning with the time
when that consultation began.
(7) An officer may give an authorisation under
subsection (5) orally or in writing but, if he gives
it orally, he shall confirm it in writing as soon as
is practicable.
(8) An officer may only authorise a delay in complying
with a request under subsection (1) where he has
reasonable grounds for believing that the exercise of
the right conferred by that subsection at the time
when the detained person desires to exercise it
(a)
will lead to interference with or harm to evidence
connected with a scheduled offence or interference
with or physical injury to any person; or
(b)
will lead to the alerting of any person suspected of
having committed such an offence but not yet
arrested for it; or
(c)
will hinder the recovery of any property obtained as
a result of such an offence; or
(b)
will lead to interference with the gathering of
information about the commission, preparation or
instigation of acts of terrorism; or
(e)
by alerting any person, will make it more difficult
-
(i)
to prevent an act of terrorism; or
(ii)
to secure the apprehension, prosecution or
conviction of any person in connection with the
commission, preparation or instigation of an act
of terrorism.
(9) If any delay is authorised, then, as soon as
is practicable -
(a)
the detained person shall be told the reason for
authorising it; and
(b)
the reason shall be recorded in writing.
(10) If an officer of at least the rank of Assistant
Chief Constable has reasonable grounds for believing
that, unless he gives a direction under subsection
(11), the exercise by a person of the right
conferred by subsection (1) will have any of the
consequences specified in subsection (8), he may
give a direction under subsection (11).
(11) A direction under this subsection is a
direction that a person desiring to exercise the
right conferred by subsection (1) may only consult a
solicitor in the sight and hearing of a qualified
officer of the uniformed branch of the Royal Ulster
Constabulary.
(12) An officer is qualified for the purposes of
subsection (11) if
(a)
he is of at least the rank of inspector; and
(b)
in the opinion of the officer giving the direction,
he has no connection with the case.
(13) Any authorisation under subsection (5) or
direction under subsection (11) shall cease to have
effect once the reason for giving it ceases to
subsist."
The fate of section 15 was as follows. The 1987 Act
came into operation on 15 June 1987. It was subsequently
repealed by the Northern Ireland (Emergency Provisions)
Act 1991, with effect from 27 August 1991. Section 45 of
the 1991 Act became the operative provision regulating
the right of access to legal advice. The 1991 Act in
turn was repealed by the Northern Ireland (Emergency
Provisions) Act 1996, with effect from 25 August 1996:
see section 47 of the 1996 Act. The 1996 Act was
repealed by the Terrorism Act 2000, which has been in
force (except for section 100) since 19 February 2001.
The extant equivalent of section 15 of the 1987 Act is
paragraphs 7 and 8 of Schedule 8 to the 2000 Act.
4. The genesis of section 15
is important. It applies to "[a] person who is
detained under the terrorism provisions" (section
15(1)). It was modelled on section 58 of the Police and
Criminal Evidence Act 1984. In a new and remedial
provision section 58 conferred a statutory right to
legal advice on detained persons. It has been said that
the right contained in section 58 "is arguably the
most important protection conferred by the [1984]
Act": 1984 Current Law Statutes, Vol 4, General
Note to section 58, 60-105. The Police and Criminal
Evidence (Northern Ireland) Order 1989 (SI 1989/1341)
took effect on 1 January 1990. Article 59 of the latter
instrument corresponds to section 58 of PACE 1984.
Article 59 of the PACE Order 1989 does not apply to
terrorist arrests: see article 59(12). Section 15
applies only to terrorist arrests. But it corresponds to
section 58 of PACE and cannot therefore be given any
special interpretation on the basis of a terrorist
dimension.
5. It is now necessary to
explain the law about a detained person's access to
legal advice as it stood before PACE 1984 was enacted.
The common law recognised a general right in an accused
person to communicate and consult privately with his
solicitor outside the interview room. This development
is reflected in the Judges' Rules and Administrative
Directions to the Police which were published as Home
Office Circular No. 89/1978. The text expressly provided
that the Judges' Rules do not affect certain established
legal principles which included the principle:
"(c) That every person at any stage of an
investigation should be able to communicate and to
consult privately with a solicitor. This is so even if
he is in custody provided that in such a case no
unreasonable delay or hindrance is caused to the
processes of investigation or the administration of
justice by his doing so: . . ."
In R v Chief Constable of the Royal Ulster
Constabulary, Ex p Begley [1997] 1 WLR 1475,
at 1479E-G the House of Lords recognised this historical
development. It follows that in 1984 the possibility of
applying for relief in judicial review proceedings
already existed in cases where there was a breach of the
principle. On the other hand, experience in England and
Wales showed that the protection so conferred was
largely ineffective, notably because cross-examination
on an application for judicial review, although not
excluded, was in practice rarely permitted: O'Reilly
v Mackman [1983] 2 AC 237, at 282D - 283A; Fordham,
Judicial Review Handbook, 3rd ed., 2001, 19.4.2 -
19.4.8, Martin Smith, Cross-Examination in Judicial
Review under the CPR, [2001] JR 138. Against this
background section 58 was an important piece of remedial
legislation intended to make the legal right of a
detainee to access to a solicitor more effective.
6. Section 58 of PACE was
drafted and passed against the background of the Report
of the Royal Commission on Criminal Procedure, which was
chaired by Sir Cyril Philips: January 1981, Cmnd 8092.
The Report recorded the great importance which the Royal
Commission attached to securing that the right to legal
advice was effective: para 4.95. In para 4.122 the Royal
Commission observed:
Some of the witnesses to us have been critical of
civil action as a remedy. They point to the difficulty
of proving breaches of the rules and to the cost of
such actions, and some doubt whether they have any
impact on the individual police officer, since any
award of costs is borne by police funds. Nonetheless
they provide a means by which those who suffer
substantial inconvenience, distress or other
disadvantage as a result of unjustified police
activity may gain some form of redress. It is the only
means of redress for those who are not prosecuted and
consequently have no opportunity to raise the matter
during a trial. As we have already noted, we see this
applying particularly in the case of unlawful arrest
or unjustifiably prolonged detention. The arrangements
we propose for recording decisions during the course
of custody may assist in proving cases of unlawful
action in these and other respects, for example in
relation to improper refusal of access to legal
advice, and the civil courts may therefore prove to
have a useful role to play in the application of the
statutory rules."
Several points in this paragraph merit emphasis. The
Royal Commission considered the arguments for and
against permitting civil actions in aid of rights to
legal advice: para 4.122. The Royal Commission concluded
that "the civil courts may . . . prove to have a
useful role to play in the application of the statutory
rules". The Royal Commission gave the example of
"improper refusal of access to legal advice".
These observations made clear that the Royal Commission
had in mind remedial legislation buttressing the right
to legal advice by a private law action for damages. It
is also relevant to note that the Royal Commission
expressly mentioned redress for "substantial
inconvenience, distress or other disadvantage as a
result of unjustified police activity." In other
words, the Royal Commission had in mind that a breach
should be actionable per se, i.e. without
proof of financial loss.
IV. THE NATURE AND SERIOUSNESS OF THE BREACHES.
7. There was some debate at
the hearing of the appeal about the relative seriousness
of the breaches that were established. The context was
an observation of the Lord Chief Justice in the Court of
Appeal that the breach in the present case - being a
reference to all breaches found by the trial judge -
"might justifiably be termed technical": at
254D. Counsel for the respondent adopted this statement
and suggested that it throws light on the point of
statutory construction. For our part this observation is
more realistic insofar as the Police made decisions to
delay access to a solicitor in advance of a request by
the detainee. On the other hand, to describe the total
failure to give reasons at any stage as
"technical" is at the least controversial. The
difficulty is that in an objective sense such a view
tends to undermine the importance of the statutory right
to reasons. In the context of section 15 reasons promote
several important objectives. First, they impose a
discipline on the Police (as in the case of other
decision makers) which may contribute to such refusals
being considered with care. Secondly, reasons encourage
transparency in an area closely connected with access to
justice and increase confidence in the operation of the
criminal justice system. Thirdly, they assist the courts
in performing their supervisory function if judicial
review proceedings are launched. It is, therefore, a
complaint of substance that no reasons were ever given
in the present case.
V. THE ISSUES.
8. The appellant's claim was
put forward in three alternative ways: (1) breach of
statutory duty; (2) an action at common law for false
imprisonment; (3) a new innominate tort. Against this
background the Agreed Statement of Facts and Issues
states the questions to be considered by the House as
follows:
(1)
Where a police officer of the appropriate rank has
reasonable grounds under section 15(8) of the 1987 Act
for making an authorisation, but does so on an
anticipatory basis and fails to inform the detainee of
his reasons, is this actionable in tort at the suit of
the detainee?
(2)
If the answer to the above question is
"yes", does the detainee have to prove loss
in order to recover damages?
Two comments about the issues must be made. First, it
is obvious that the House cannot sensibly confine itself
to considering whether section 15 gives a right to claim
damages for the particular breaches established in the
present case. The House must approach the matter on a
broader basis by considering the spectrum of the cases
affected, ranging from what may be the truly trivial
(e.g. a failure to record properly a request for access
to a solicitor by a detainee) to very serious breaches
(e.g. where access was denied without reasonable
grounds). We will examine the point of construction in
this way.
Secondly, it is now common ground that "if
either an action for damages for breach of statutory
duty or an action for damages at common law exists,
proof of [financial] loss is not an essential ingredient
thereof". This does not, however, mean that the
sustainability in law of the cause of action may not be
tested against the interests involved and the types of
loss which may arise.
VI. BREACH OF STATUTORY DUTY.
The Court of Appeal Judgment
9. It is necessary to
consider why Carswell LCJ (with the agreement of
Nicholson and Campbell LJJ) held that there was no
private law claim for damages. Carswell LCJ thought that
the statute was "silent" on the question (at
245a) and there was no sufficient basis to
"infer" that Parliament intended to allow a
claim for damages (at 251d). Secondly, given this
hypothesis, Carswell LCJ found guidance in R v Deputy
Governor of Parkhurst Prison, Ex p Hague [1992] 1 AC
58 which turned on the interpretation of the Prison
Rules. In Hague's case the House characterised
the Prison Rules as regulatory in character, viz dealing
with the management, treatment and control of prisoners.
Carswell LCJ accepted that section 58 of PACE, and
section 15 of the 1987 Act, were also regulatory or
"control" provisions: 249h - 250d. Thirdly,
Carswell LCJ found assistance in decisions on social
welfare legislation, where the statutes contained no
language conferring rights and when the House considered
that judicial review was the appropriate remedy: X v
Bedfordshire County Council [1995] 2 AC 633 and O'Rourke
v Camden London Borough Council [1998] AC 188.
Fourthly, Carswell LCJ stated that "the fact that
it is unlikely that personal injury, injury to property
or economic loss could be proved tends to show that the
breach was not intended to be actionable": 257d.
Fifthly, at one stage Carswell LCJ described a breach of
section 15 as "a mistake in procedure": 255.
And counsel for the respondent invoked this point on
several occasions. These are the principal planks of the
reasoning of the Court of Appeal on the issue of the
recoverability of damages for breach of section 15. It
will be necessary to examine them in some detail. In
doing so the arguments of counsel for the respondent,
who supported the Court of Appeal judgment, will also be
covered.
(i) The language of the statute and its
context
10. In respectful but firm
disagreement with the Lord Chief Justice we would reject
the idea that the statute is silent on the issue. The
long title, the heading of Part II, and the substantive
provisions of sections 14 and 15 make clear that
Parliament was passing a new and remedial provision for
the conferment on detainees of a statutory right of
access to solicitors. The statutory language is entirely
apt to create private law rights. And on ordinary
principles of statutory construction the language must
be interpreted so as to give the effective protection
which Parliament envisaged.
11. This interpretation is
reinforced by the fact, already explained, that before
the enactment of section 58 of PACE the common law
already recognised a legal principle entitling a
detainee to legal advice: see the Begley case, at
1479F-G. It could be the basis of judicial review
proceedings. In enacting section 58 of PACE, and section
15 of the 1987 Act, the legislature clearly intended to
confer further protection on detainees. The only or
virtually only way of doing so was to confer private law
rights on them. While Begley was cited in the
Court of Appeal, the significance of this point emerging
from it may not have been placed squarely before the
Court of Appeal.
12. An even more important
aid to construction is the report of the Royal
Commission which formed the background to the enactment
of section 58 of PACE. It reveals, as already explained,
a clear view in favour of a right of access enforced by
a private claim for damages. This contextual factor
explains the purpose of section 58 of PACE on which
section 15 of the 1987 Act was modelled. Unfortunately,
this material was not placed before the Court of Appeal.
It was also not drawn to the attention of the House by
counsel. Having now examined the Report of the Royal
Commission, we question whether the Court of Appeal
would have reached a decision that Parliament did not
intend to create a right to civil damages if it had been
alerted to it.
(ii) The Hague decision
13. It is true, of course,
that in the Hague case prisoners were denied a
right to claim damages for breach of the Prison Rules on
the ground that the rules were not intended to create
private rights: the rules were regarded as concerned
only with the management, treatment and control of
prisoners. Section 58 of PACE, and section 15 of the
1987 Act, are quite differently worded and structured.
They are specifically designed to protect individual
rights of detained persons. This part of the reasoning
of the Court of Appeal cannot be supported.
(iii) The decisions in X v Bedfordshire
and O'Rourke
14. In X v Bedfordshire,
supra, Lord Browne-Wilkinson observed (at 732):
"The cases where a private right of action for
breach of statutory duty have been held to arise are
all cases in which the statutory duty has been very
limited and specific as opposed to general
administrative functions imposed on public bodies and
involving the exercise of administrative
discretions."
While Carswell LCJ's quotation from this decision
extended to this passage, he did not say that the rights
conferred by section 15 do not come within this
category. Counsel did, however, so submit. We would
reject this argument. Section 15 protects the rights of
a limited and specific class, i.e. detained persons.
15. On a broader basis it is
difficult to compare the social welfare legislation in X
v Bedfordshire and O'Rourke, with no express
provision for individual rights, with section 58 of PACE
and section 15 of the 1987 Act, which are redolent with
the expression of individual rights. Those decisions do,
of course, support the proposition that, where the
statute is silent, the existence of an alternative
remedy, such as judicial review, may be a relevant
factor to take into account when considering what is the
best interpretation: see, however, Barrett v Enfield
London Borough Council [2001] 2 AC 550, at 589 E-H
per Lord Hutton. For Carswell LCJ this was the
significance of these decisions. In the present context,
however, such arguments are ruled out by a contextual
interpretation of section 15. The Royal Commission did
not treat judicial review as a sufficient and effective
protection for detained persons. In England and Wales
cross-examination on an application for judicial review
is only permitted in exceptional cases. In any event, it
has to be said that the more serious a breach of
refusing access to a solicitor under section 15 the more
difficult it will be for a detained person to launch
judicial review proceedings. There will be cases in
which it is not an effective remedy as envisaged by the
Royal Commission.
(iv) No personal injury, property damage
or financial loss
16. Carswell LCJ regarded the
fact that a breach of section 15 was unlikely to result
in personal injury, injury to property or economic loss
as pointing against a legislative intent to treat a
breach of section 15 as giving rise to an action in
damages: 257d. We cannot accept this proposition. In the
context of a breach of a right of access to a solicitor
the natural and obvious solution is that the breach is
actionable per se, i.e. without proof of special
damage. That is what the Royal Commission contemplated
and what Parliament must have intended. In any event
Carswell LCJ rightly accepted and counsel for the Chief
Constable conceded that, if a breach of duty under
section 15 is indeed actionable, it would give rise to
damages without proof of loss: 257d.
(v) A mistake in procedure
17. To refer to a breach of
section 15 as a mistake in procedure suggests that it is
not of great importance. Such a view is understandable
in respect of the anticipatory breaches but not
warranted in respect of a total failure to give reasons.
It is a sufficient answer to quote the observation of
Justice Frankfurter in McNabb v US 318, US 332
(1943), at 347, that "The history of liberty has
largely been the history of observance of procedural
safeguards".
Comparative material
18. It is of some
significance that in the United States, Canada and
Ireland it has been held that breaches of a detained
person's constitutional right of access to a lawyer may
found an action in damages: (1) Decisions in the United
States Court of Appeals: Cinelli v City of Revere
820 F 2d 474 (1987); Williams v Liberty 461 F 2d
325 (1972) and Wounded Knee Legal Defense/Offense
Committee v Federal Bureau of Investigation 507 F 2d
1281 (1974); (2) The Irish Supreme Court: The People
v Healy [1990] 2 IR 73. This decision approved the
unreported decision of Finlay P in The State (Noel
Harrington) v The Commissioner of An Garda Síochána
in 1976. (3) A Federal Court in Canada: Crossmann v
The Queen (1984) 9 DLR (4th) 588. Carswell LCJ
thought that this line of decisions was distinguishable
as being based on constitutional provisions. However, in
Raymond v Honey [1983] 1 AC 1, Lord Wilberforce
described a right of access to justice as "a basic
right". In R v Secretary of State for the Home
Department Ex p Leech [1994] QB 198 the Court of
Appeal described a prisoner's right to correspond with
his solicitor in contemplation of litigation as follows:
"Even in our unwritten constitution it must rank as
a constitutional right": see also R v Lord
Chancellor, Ex p Witham [1998] QB 575. The
distinction made by Carswell LCJ is fragile. The right
conferred by section 15 is a fundamental right. The
jurisprudence cited is relevant and at the very least
demonstrates the importance and utility of a right to
damages in aid of the rights of access to a solicitor.
VII. CONCLUSION
|
19. We cannot accept the conclusions of the
majority. We note that Lord Hutton concludes in
paragraphs 41 to 43 of his speech that there should
be no award of damages unless there has been harm as
he sought to define it. While this conclusion
accords some weight to the obvious legislative
purpose, it weakens significantly the reasoning in
principle of the majority.
20. In our respectful
view the majority has also failed to give sufficient
weight to two factors. First, there are plainly
formidable practical problems in a detainee applying
for judicial review when he has been denied access
to a solicitor. Secondly, in any event, it is not
easy to know whether one has an arguable case for
judicial review unless reasons have been given. If
there are adequate answers to these points, we are
not aware of them.
21. We would hold that a
breach of the right under section 15 is actionable per
se. But, applying the test enunciated by the
European Court of Justice, we would be inclined to
hold that proof of a serious breach is required for
a damages action: Wyatt and Dashwood's European
Union Law 4th ed. 2000, 126-127; Craig, Administrative
Law, 4th ed. (849).
VIII. DAMAGES
22. It was agreed between
counsel that in order to avoid yet further delay in
this protracted litigation the House should settle
the damages. In our view the breaches consisting of
premature authorisations do not satisfy the
threshold of seriousness. On the other hand, the
failure to give reasons is a matter of substance. We
would award £500 under this heading.
IX. DISPOSAL
23. We would allow the
appeal and award £500 damages to the appellant.
LORD HUTTON
My Lords,
24. On 8 October 1989
Superintendent Harris of the RUC was murdered when a
bomb exploded under his car. On 17 October 1989 the
appellant was arrested by a police officer under
section 14(1)(b) of the Prevention of Terrorism
(Temporary Provisions) Act 1989 upon suspicion of
having been concerned in the commission, preparation
or instigation of an act of terrorism associated
with the withholding of information in respect of
that murder. He was then held in police custody from
17 October to 23 October 1989 and was interviewed by
the police. About noon on 20 October he made a
written statement containing admissions. On 23
October he was charged with the offence of
withholding information in relation to a hijacking.
He pleaded guilty on 8 June 1990 and was sentenced
to 160 hours' community service.
25. The appellant then
brought an action for damages against the Chief
Constable. The proceedings in Northern Ireland were
protracted because there were three hearings before
the High Court and two hearings before the Court of
Appeal, and the appeal before the House is from the
second judgment of the Court of Appeal delivered on
15 June 1999.
26. In his action the
appellant claimed damages for wrongful detention,
false imprisonment and trespass to the person on the
ground that his detention was unlawful from the
outset. He further claimed damages for infringement
of his right to consult a solicitor privately
pursuant to section 15 of the Northern Ireland
(Emergency Provisions) Act 1987. A schedule
detailing the deferrals of access to the appellant's
solicitor by a police chief superintendent and the
nature of the solicitor's visits was put before the
High Court and is as follows:
|
| NO |
DATE |
TIME |
DURATION OF DEFERRAL |
RUNNING TIME |
| 1 |
Tuesday
17/10/89 |
6.05 pm |
24 hrs |
5.30 pm 17/10/89 5.30 pm 18/10/89 |
|
Wednesday 18/10/89 |
7.25 pm -
7.50 pm |
|
SOLICITOR VISIT: UNSUPERVISED |
| 2 |
Thursday 19/10/89 |
9 am |
48 hrs |
7.25 pm 18/10/89 7.25 pm 20/10/89 |
|
Friday
20/10/89 |
6.15 pm -
6.30 pm |
|
SOLICITOR VISIT: SUPERVISED INSPECTOR CORDNER |
| 3 |
Friday
20/10/89 |
7.00 pm
7.50 am [sic] |
24 hrs |
6.15 pm 20/10/89 6.15 pm 21/10/89 |
|
Saturday 21/10/89 |
6.35 pm -
6.55 pm |
|
SOLICITOR VISIT: SUPERVISED INSPECTOR CORDNER |
| 4 |
Sunday
22/10/89 |
am [sic] |
48 hrs |
6.35 pm 21/10/89 6.35 pm 23/10/89 |
27. At the outset of the first
hearing before the High Court the appellant withdrew his
claim for damages for wrongful detention, false imprisonment
and trespass to the person and proceeded only on the claim
for damages for breach of statutory duty under section 15 of
the 1987 Act in respect of denial of access to consult a
solicitor. The full terms of section 15 have been set out in
the judgment of my noble and learned friends Lord Bingham of
Cornhill and Lord Steyn.
28. In the High Court before
MacDermott LJ the appellant advanced two principal
submissions. The first was that the chief superintendent who
authorised the delay in access to a solicitor did not have
reasonable grounds for believing that the exercise of the
right to consult would—
(d) lead to interference with the gathering of information
about the commission, preparation or instigation of acts
of terrorism; and
(e) by alerting any person, would make it more
difficult—
(ii) to secure the apprehension, prosecution
or conviction of any person in connection with the
commission, preparation or instigation of an act of
terrorism.
The second submission was that a number of the
requirements set out in section 15 had not been complied
with.
29. MacDermott LJ rejected the
first submission. He held that he was satisfied that fresh
intelligence received by the police during the appellant's
detention had caused the superintendent to fear that the
matters which would be put at further interviews indicating
the level of police knowledge about the murder of
Superintendent Harris might leak out through the appellant's
solicitor to associates or those involved with the murder.
He therefore held that the superintendent had reasonable
grounds for believing under section 15(8)(d) and (e) that
there was a real risk of valuable information reaching those
involved in the murder. In relation to the second submission
MacDermott LJ found that there were breaches of the
requirements of section 15 in two respects. First, the
superintendent had made the decision to defer access to a
solicitor before the appellant requested access and,
secondly, the police had not informed the appellant of the
reasons for delaying access to a solicitor as required by
section 15(9)(a).
30. MacDermott LJ held that the
appellant had no right to claim damages for the two breaches
of section 15 and an appeal against this decision was
dismissed by the Court of Appeal. In the Court of Appeal the
appellant was permitted to advance a new claim of false
imprisonment on the ground that his detention became
unlawful by reason of the breaches of section 15 and this
claim was also dismissed by the court.
31. Before turning to consider
the issues which arise on this appeal it is relevant to make
three observations.
(1) The right given by section 15
to a person detained by the police to consult a solicitor is
an important right which Parliament has expressly given to
him. But Parliament has qualified the right by providing
that access may be delayed by a senior police officer if he
has reasonable grounds for believing that one of the
consequences set out in section 15(8) will ensue. In the
present case a senior officer did have reasonable grounds
for so believing. Therefore if the requirements laid down by
section 15 had been fully complied with by the police,
access by the appellant to a solicitor could have been
lawfully deferred.
(2) The appellant made no
admissions to the police until after he had had an
unsupervised consultation with his solicitor on the evening
of 18 October, the admissions being made on 20 October. This
is not a case where a person in custody made admissions
before he had the benefit of a consultation with a
solicitor. Moreover at his trial the appellant pleaded
guilty and raised no objections that admissions had been
improperly obtained from him.
(3) It is clear that the breach
of the requirements imposed on the police by section 15
caused no physical injury or financial loss to the
appellant, and there was no evidence that he suffered any
distress or harm.
32. The main submission advanced
on behalf of the appellant was that he was entitled to
recover damages for breaches of the statutory duties imposed
on the police by section 15 without proof of damage. He
further submitted that he was entitled to damages at common
law for false imprisonment or for an innominate tort.
Breach of statutory duty
33. My Lords, I consider that the
principal question which falls to be considered on this
appeal is the following one: Where a person is detained in
custody by the police and a duty imposed on the police by
one of the provisions of section 15 is breached but the
person detained suffers no harm in consequence of the
breach, can he recover damages in respect of that breach? In
referring to "harm" in this question and
subsequently in this opinion I mean some substantial
detriment or distress which calls for an award of damages to
compensate him for that harm. In order to answer this
question I consider that there are two factors to be taken
into account.
(i) The availability and effectiveness of judicial review
34. The availability and
effectiveness of an existing remedy for a breach of
statutory duty may be a strong indication that damages
should not be awarded for that breach. In Olotu v Home
Office [1997] 1 All ER 385 the Crown Prosecution Service
was under a statutory duty to bring the plaintiff before the
Crown Court before the expiry of a customary time limit. The
Crown Prosecution Service failed to perform this duty with
the result that the plaintiff spent much longer in prison on
remand than she should have done. The Court of Appeal held
that the plaintiff did not have a private law right to
recover damages for the breach of the statutory duty. Lord
Bingham CJ stated at 393f:
"In seeking to understand the intention of Parliament
and the Secretary of State, regard must be paid to the
object and scope of the provisions, the class (if any)
intended to be protected by them, and the means of redress
open to a member of such a class if the statutory duty is
not performed."
And at 393j:
"It was no doubt assumed, as it was plainly intended,
that the Crown Prosecution Service would perform its duty.
If for any reason it did not, a defendant injured by its
failure was doubtless expected to apply for a release on
bail at once, such application being assured of
success."
Mummery LJ stated at p 395j:
"It is a question of available remedies. The
plaintiff was undoubtedly entitled to remedies in the
criminal proceedings (bail) and in judicial review
proceedings. The issue is whether she is entitled to an
additional remedy against the CPS by way of a civil law
claim for damages ….
There are strong indicators against the implied creation
of a statutory tort of strict liability in a case such as
this: the availability to the plaintiff of other remedies
both in the criminal proceedings (bail) and in public law
proceedings (habeas corpus and mandamus) …."
35. It is relevant to observe
that in England, when an issue relating to denial to a
person in police custody of access to a solicitor's clerk
arose, the proceedings were brought by way of judicial
review. In R v Chief Constable of Avon [1989] 2 All
ER 15 the Chief Constable issued instructions to his police
force to the effect that the character and antecedents of
various unqualified clerks employed by the applicant, who
was a solicitor, were such as to make their presence at
police interviews with suspects undesirable. In subsequent
instructions he further stated that it was his opinion that
there would be very few occasions on which it would be
appropriate to allow certain named clerks access to persons
in custody. The applicant applied for judicial review of the
Chief Constable's instructions, contending that they were in
breach of paragraph 6.9 of the Code of Practice for the
Detention, Treatment and Questioning of Persons by Police
Officers issued by the Secretary of State under section 66
of the Police and Criminal Evidence Act 1984. Paragraph 6.9
provided that a solicitor's clerk was to be admitted to a
police station for the purpose of seeing a person held in
custody unless a police officer of the rank of inspector or
above considered "that such a visit will hinder the
investigation of crime". The application was dismissed
by the Divisional Court which held that since the Chief
Constable had left the actual decision whether to deny the
applicant's clerk's access to persons in custody to
individual custody officers or their inspectors and had not
imposed a blanket ban on the applicant's clerks, the Chief
Constable's instructions were not contrary to paragraph 6.9.
However it is clear that the Divisional Court accepted that
it was appropriate for the applicant to seek to challenge
the Chief Constable's instructions by way of judicial
review.
36. The effectiveness of an
application for judicial review by or on behalf of a person
detained by the police and the expedition with which it can
be heard has been frequently demonstrated in Northern
Ireland. In R v Chief Constable of the RUC Ex p McKenna
[1992] NI 116 the two applicants were arrested on the
morning of 20 November 1991 on suspicion of involvement in
acts of terrorism and were taken to a police station to be
interviewed. They both made a request to consult with a
solicitor but a detective superintendent deferred
consultation pursuant to section 45 of the Northern Ireland
(Emergency Provisions) Act 1991 which had replaced section
15 of the 1987 Act. On the evening of 20 November the
applicants sought leave to apply for judicial review
claiming (1) an order of certiorari to quash the decision by
the superintendent to defer access to a solicitor and (2) an
order suspending all interviews by the police with the
applicants until the application for judicial review had
been heard and determined. A judge in the High Court heard
the ex parte application for leave to apply for judicial
review that evening and granted leave. The judge ordered
that the hearing of the motion on notice should take place
the next day, 21 November, at 11 am and further ordered by
way of interim relief that interviewing of the applicants by
the police should be suspended until that time, unless the
applicants were permitted to consult with their solicitor.
The Chief Constable thereupon applied later on the evening
of 20 November to the judge for an order revoking the
suspension of interviews. On the hearing of that application
the judge heard oral evidence from the detective
superintendent who had deferred consultation and who was
examined in chief and cross-examined. Having heard that
evidence the judge made the order of revocation.
37. Thereupon the applicants
applied to the Court of Appeal for an order that all
interviews of the applicants by the police be suspended
until the application for judicial review had been heard and
determined. The Court of Appeal sat at 1.30 am on the
morning of 21 November and heard oral evidence from the
detective superintendent who was again cross-examined and
the court ordered that all interviews with the applicants by
the police be suspended until the determination of the
judicial review.
38. A Divisional Court then sat
at 11.45 am on 21 November to hear the application for
judicial review but were informed by counsel for the Chief
Constable that at 10 am that morning the decision had been
taken by the detective superintendent to permit the
applicants to consult with their solicitor. Thereupon the
Divisional Court adjourned the hearing of the application
and sat again on 9 December 1991 when it heard submissions
on behalf of the Chief Constable that the applicants had not
been entitled to seek judicial review in respect of the
decision to delay access to the solicitor, which submissions
were rejected by the court. It appears from the report at
page 122 that in the weeks prior to 20 November a number of
similar applications for judicial review had been brought by
persons arrested as terrorist suspects and had been heard
without delay: see also Re Russell's Application
[1996] NI 310, 315 a-f.
39. In my opinion the speedy
hearing of an application for judicial review (which could
be brought on the grounds, inter alia, of a failure to give
reasons for authorising a delay in complying with a request
to consult a solicitor) is a much more effective remedy for
a claimant to seek than the bringing of an action for
nominal damages months or years after the period of
detention has ended, and I do not doubt that judicial review
can be employed as effectively in England as in Northern
Ireland to uphold the rights of a suspect under section 58
of the Police and Criminal Evidence Act 1984. In many cases
where judicial review is sought of an administrative
decision cross-examination is unnecessary and is not
permitted but there is power to allow it whenever it is
necessary for justice to be done. In O'Reilly v Mackman
[1983] 2 AC 237, 282G, Lord Diplock stated:
"your Lordships may think this an appropriate
occasion on which to emphasise that whatever may have been
the position before the rule was altered in 1977 in all
proceedings for judicial review that have been started
since that date the grant of leave to cross-examine
deponents upon applications for judicial review is
governed by the same principles as it is in actions begun
by originating summons; it should be allowed whenever the
justice of the particular case so requires".
In R (on the application of
PG) v London Borough of Ealing (28 February 2002
CO/1640/2001) Munby J held that this power of the court to
hear oral evidence and to direct cross-examination on
judicial review has not been affected by Rule 54.16(1) of
the Civil Procedure Rules 1998.
40. In the present case it is
clear that an application for judicial review could have
been made from an early stage in the appellant's detention.
There may be cases where a person detained and denied access
to a solicitor will himself face considerable difficulties
in initiating an application for judicial review. But, in my
opinion, there is little risk that a member of the family of
such a person or a friend would be unaware of his detention
and would be unable to instruct a solicitor on his behalf
who could apply for judicial review if refused access to the
person detained.
(ii) The need to prove harm
41. In my opinion damages are
awarded for a breach of statutory duty in order to
compensate a person for loss or damage suffered by him by
reason of the breach of that duty. This principle was stated
by Lord Bridge of Harwich (with whose speech the other
members of the House concur) in Pickering v Liverpool
Daily Post Plc [1991] 2 AC 370, 420A where he said that
in order to award damages for breach of statutory duty
"it must, in my opinion, appear upon the true
construction of the legislation in question that the
intention was to confer on members of the protected class
a cause of action sounding in damages occasioned by the
breach. In the well known passage in the speech of Lord
Simonds in Cutler v Wandsworth Stadium Ltd [1949]
AC 398, 407-409, in which he discusses the problem of
determining whether a statutory obligation imposed on A
should be construed as giving a right of action to B, the
whole discussion proceeds upon the premise that B will be
damnified by A's breach of the obligation. I know of no
authority where a statute has been held, in the
application of Lord Diplock's principle, to give a cause
of action for breach of statutory duty when the nature of
the statutory obligation or prohibition was not such that
a breach of it would be likely to cause to a member of the
class for whose benefit or protection it was imposed
either personal injury, injury to property or economic
loss. But publication of unauthorised information about
proceedings on a patient's application for discharge to a
mental health review tribunal, though it may in one sense
be adverse to the patient's interest, is incapable of
causing him loss or injury of a kind for which the law
awards damages."
42. Therefore in the present case
where, not only did the appellant suffer no personal injury,
injury to property or economic loss, but there was no
evidence of any harm sustained by him and where judicial
review would have afforded an effective and speedy remedy, I
consider that the law should not award him nominal damages
for the breaches of the duties imposed by section 15.
43. In its discussion of the
methods of enforcing rules to ensure that a suspect in
custody is not denied his rights the Royal Commission on
Criminal Procedure stated in paragraph 4.122 of their Report
(1981 Cmnd 8092):
"Some of the witnesses to us have been critical of
civil action as a remedy. They point to the difficulty of
proving breaches of the rules and to the cost of such
actions, and some doubt whether they have any impact on
the individual police officer, since any award of costs is
borne by police funds. Nonetheless they provide a means by
which those who suffer substantial inconvenience, distress
or other disadvantage as a result of unjustified police
activity may gain some form of redress. It is the only
means of redress for those who are not prosecuted and
consequently have no opportunity to raise the matter
during a trial. As we have already noted, we see this
applying particularly in the case of unlawful arrest or
unjustifiably prolonged detention. The arrangements we
propose for recording decisions during the course of
custody may assist in proving cases of unlawful action in
these and other respects, for example in relation to
improper refusal of access to legal advice, and the civil
courts may therefore prove to have a useful role to play
in the application of the statutory rules."
In my opinion these observations
suggest that the Commission considered that a person
detained should recover damages where he has suffered harm,
as I have sought to define it, but do not suggest that the
Commission considered that there should be an award of
nominal damages where no harm had been suffered as the
result of a breach of a rule. Moreover the Commission does
not appear to have considered judicial review and there is
no indication in its Report that it took into account the
effectiveness of judicial review as a remedy for a breach of
the statutory rules.
44. In their judgment the Court
of Appeal considered that the application of the principle
stated by the House in Pickering led to the
conclusion that there should be no award of damages for
breach of the statutory duties imposed by section 15 unless
the claimant had suffered personal injury, injury to
property or economic loss. However, the right expressly
given to a person held in police custody by section 15 was
given to him for his protection and the Royal Commission
considered that a person who suffered substantial
inconvenience, distress or other disadvantage as a result of
a breach of such a right should be able to obtain damages.
The decisions of the House in R v Deputy Governor of
Parkhurst Prison, Ex p Hague [1992] 1 AC 58 and X v
Bedfordshire County Council [1995] 2 AC 633 are, in my
respectful opinion, distinguishable as applying to statutory
provisions which are regulatory as opposed to section 15
which is intended to give an express and specific right to a
person in police custody. Therefore I am of opinion that in
relation to a breach of section 15 it would be right to
extend the principle stated by Lord Bridge and to regard
harm, as I have defined it, as "loss or injury of a
kind for which the law awards damages". But I consider
that to award damages for an infringement of a statutory
right which has resulted in no harm to the claimant and for
which judicial review would have constituted an effective
remedy would be an unjustifiable extension of the principle
stated in Pickering. Moreover if damages were to be
awarded when the claimant had suffered no harm, it is
difficult to discern a principle which would enable a court
to distinguish between a trivial breach for which no damages
should be awarded and a breach of sufficient seriousness to
call for an award of nominal or virtually nominal damages.
Constitutional rights
45. The appellant sought to rely
on decisions in other jurisdictions where it has been held
that damages can be awarded for breach of a right contained
in a written constitution even though no actual damage or
harm has been suffered by the claimant. In R v Home
Secretary Ex p Leech [1994] QB 198 and R v Lord
Chancellor Ex p Witham [1998] QB 575 certain rights
possessed by citizens of the United Kingdom have been
described as "constitutional rights" even though
there is no written constitution in this country (I leave
aside any question whether since 2 October 2000 by virtue of
the Human Rights Act 1998 the European Convention for the
Protection of Human Rights and Fundamental Freedoms can be
regarded as, in part, a written constitution). However as
Laws J observed in Witham the term
"constitutional right" in the United Kingdom has a
limited meaning. He said at page 581E:
"In the unwritten legal order of the British state,
at a time when the common law continues to accord a
legislative supremacy to Parliament, the notion of a
constitutional right can in my judgment inhere only in
this proposition, that the right in question cannot be
abrogated by the state save by specific provision in an
Act of Parliament, or by regulations whose vires in main
legislation specifically confers the power to
abrogate."
46. In the present case the
appellant does not use the term "constitutional
right" in this limited sense. He cites decisions in
other jurisdictions with written constitutions as
establishing that a breach of a "constitutional
right" can give rise to a claim for damages without
proof of damage or harm. In the sense in which the appellant
seeks to rely on it, a "constitutional right" is a
right which a democratic assembly representing the people
has enshrined in a written constitution. As the Judicial
Committee of the Privy Council stated in Mohammed v The
State [1999] 2 AC 111, 123F-H:
"It will be recalled that in King v The Queen,
at p 319, Lord Hodson observed that it matters not whether
the right infringed is enshrined in a constitution or is
simply a common law right (or presumably an ordinary
statutory right). Their Lordships are satisfied that in King
v The Queen, which was decided in 1968, the Board took
too narrow a view on this point. It is a matter of
fundamental importance that a right has been considered
important enough by the people of Trinidad and Tobago,
through their representatives, to be enshrined in their
Constitution. The stamp of constitutionality on a
citizen's rights is not meaningless: it is clear testimony
that an added value is attached to the protection of the
right."
See also Darmalingum v The State [2000] 1 WLR
2303, 2308 A-B.
47. Therefore where a right is contained in a written
constitution it is accorded a special value by the courts
and a breach of that right without damage or harm can lead
to an award of damages. In this case which relates to a
provision in an ordinary statute I consider that the
decision of the House in Pickering affords clearer
guidance than decisions in other jurisdictions relating to
rights set out in written constitutions.
The claim for false imprisonment
48. I consider that there is no
substance in the submission that the appellant was falsely
imprisoned during his detention by the police. He was
lawfully arrested pursuant to section 14(1)(b) of the
Prevention of Terrorism (Temporary Provisions) Act 1989 and
after his arrest he was lawfully detained pursuant to
section 14 (4) and (5) of that Act. I do not express an
opinion on the correctness of the judgment which I delivered
in the Divisional Court in Re Gillen [1988] NI 40 and
on whether that case is distinguishable from ex parte
Hague where the two persons detained were both serving
sentences of imprisonment, but the alleged facts considered
by the court in Gillen, where it was claimed that
police officers seriously assaulted a person in custody to
try to extract a confession from him, are far removed from
the present case, and I consider that the premature
authorisation and the breach by the police of section
15(9)(a) of the 1987 Act did not render the detention of the
appellant unlawful.
The claim for a new innominate tort
49. It was submitted that if the
appellant was not entitled to damages for breach of
statutory duty or for false imprisonment, he would be left
without a remedy for a breach of section 15, and therefore
the common law should give him a cause of action for that
breach. I do not accept this submission because if there is
no right to recover nominal damages for a breach of
statutory duty I consider that there is no reason for the
common law to give a cause of action for such breach.
Moreover, judicial review affords an effective remedy for a
breach of section 15.
Accordingly for the reasons which
I have given I would dismiss this appeal.
LORD MILLETT
My Lords,
50. Access to legal advice and
the independence and integrity of the legal profession are
cornerstones of a free society under the rule of law. They
are guarantees against the practice of holding undesirables
incommunicado, which is a hallmark of a totalitarian regime.
Yet they are of little intrinsic value in themselves. For
most people and for most of the time there is no need of
them. What matters is that they should be there when needed.
Their importance lies in the potential seriousness of the
consequences if they are not.
51. The right of a person
detained in custody on suspicion of an offence to have
access to a lawyer at any stage of an investigation has long
been recognised by our domestic law and is implicit in
Article 6 of the European Convention for the Protection of
Human Rights and Fundamental Freedoms. Serious consequences
may follow the denial of the right. A suspect's detention
may be unjustifiably prolonged in breach of Article 5 of the
Convention; or his defence to a criminal charge may be
compromised with the result that he is deprived of his right
to a fair trial in breach of Article 6. Although in criminal
cases this Article applies only "in the determination
of a criminal charge", it casts its shadow before it.
It is engaged in relation to events which take place even
before a charge is brought if they may affect the fairness
of the trial. As the Strasbourg Court has observed, national
law may attach consequences to the attitude of the accused
at the initial stages of police interrogation which affect
his subsequent defence; and accordingly Article 6 normally
requires that the accused be afforded access to a lawyer at
the earliest stages of his interrogation: see Murray v
United Kingdom (1996) 22 EHRR 29, para 63. But the
right, which is not set out expressly in the Convention, may
be subject to restrictions for good cause. The question in
every case is whether the restriction, in the light of the
entirety of the proceedings, has deprived the accused of a
fair hearing (ib). If it has not, the consistent case
law of the Strasbourg Court is that Article 6 is not
infringed.
52. Mr Cullen was detained in
police custody in Northern Ireland on suspicion of having
committed an offence under the provisions of the
anti-terrorism legislation. By virtue of Section 15(1) of
the Northern Ireland (Emergency Provisions) Act 1987 he was
entitled at any time at his request to consult a solicitor
privately. As my noble and learned friends Lord Bingham of
Cornhill and Lord Steyn have observed, comparable statutory
provisions apply generally to other offences, so the case is
of general importance and is not limited to persons
suspected of a terrorist offence.
53. Section 15 does not, however,
give a detainee an unqualified right to request an immediate
consultation with a solicitor. In prescribed circumstances a
senior officer may lawfully delay compliance with his
request. It is common ground that those circumstances were
present in Mr Cullen's case. Accordingly, although his
request was not acceded to straightaway and he was not
allowed to see a solicitor for some 24 hours, his important
substantive right to consult a solicitor was not unlawfully
denied or delayed.
54. Denial or deferment of the
right is attended by a number of procedural safeguards.
Their importance varies. Section 15(2) entitles a detainee
to be informed of his right as soon as practicable after he
is detained. This is obviously of cardinal importance to the
exercise of the right; but it was not infringed in Mr
Cullen's case. Section 15(3) requires the detainee's request
and the time at which it is made to be recorded in writing.
This requirement is imposed in the interests of good
administration but it does not affect the exercise of the
right: it too was not infringed in Mr Cullen's case. But two
procedural irregularities did occur. Each of the decisions
to deny Mr Cullen's access to a solicitor was made in
advance of his request; and he was not informed of the
reasons for the decisions.
55. I am not myself persuaded
that on the facts of this case the first of these was an
irregularity. Each of the decisions must have been made very
shortly indeed before the request, and since there was no
time for circumstances to change in the meantime and no
indication that the officer concerned did not maintain his
opinion that access should be delayed, I would have thought
that there was sufficient compliance with the statute. But
little if any reliance was placed in argument on this
failing which, if it was an irregularity at all, was
trivial; and I need say no more about it.
56. The other failing cannot be
so easily disposed of. The importance of the right to be
given reasons for an adverse decision should not be
underestimated, since in their absence the person affected
may be unable to judge whether to challenge it. Moreover, as
my noble and learned friends Lord Bingham and Lord Steyn
have emphasised, the obligation to give reasons serves other
important functions as well. On the other hand, the failure
to give reasons had no adverse consequences in Mr Cullen's
case, since good reasons could (and no doubt would) have
been given if anyone had remembered to give them. There is
no suggestion that the omission to do so was deliberate or
in bad faith, which would be a very different case.
57. I do not think that the
failure to give reasons rendered the decision itself
unlawful. The one is not a condition of the other. But it
does not matter. Whether or not the failure to allow
immediate access to a solicitor was technically lawful, it
was legally justifiable.
58. Mr Cullen's right to consult
his solicitor, then, was briefly but justifiably delayed.
Neither the delay itself nor the failure to explain the
reasons for it occasioned him any prejudice or adversely
affected his trial. The delay was very short and nothing of
any consequence occurred during it. He made no admissions to
the police until after he had enjoyed an unsupervised
consultation with his solicitor. Thereafter he freely
admitted his guilt, and in due course pleaded guilty to the
charges against him. It is not and could not properly be
alleged that Mr. Cullen was denied a fair trial, and if on a
scrutiny of the proceedings as a whole the Strasbourg Court
agreed that this was the case it would be bound to conclude
that there was no breach of Article 6(1) or (3)(c) of the
Convention: see Imbrioscia v Switzerland [1993] 17
EHRR 441.
59. Accordingly the question for
decision is whether a person who is detained by the police
and briefly but lawfully or at least justifiably denied
access to a solicitor is entitled as of right as a matter of
English law to damages (be they small or nominal) for a
procedural irregularity made in good faith and which, though
important, had no adverse consequences of any kind, neither
prolonging his detention nor prejudicing the conduct of his
defence and rendering his trial unfair, and causing him
neither financial loss nor physical harm or mental distress.
60. Mr Cullen's primary claim is
that he has a private law claim to damages for breach of
statutory duty. Alternatively he contends that he is
entitled to damages at common law for false imprisonment or
for a new innominate tort.
False imprisonment
61. I can dispose of Mr Cullen's
claim to damages for false imprisonment quite shortly. In my
opinion it is hopeless. His detention was lawful at its
inception, and nothing that took place thereafter made his
continued detention unlawful. Compliance with the
requirements of Section 15 is not a condition of lawful
detention. Even if there were no good reasons for delaying
Mr Cullen's consultation with his solicitor, the breach of
duty would not have gone to the basis of his detention or
the legality of the detention itself: see Ex parte Lynch
[1980] NI 126; R v Deputy Governor of Parkhurst Prison Ex
parte Hague [1992] 1 AC 58. In saying this I do not wish
to cast any doubt on the correctness of the decision in Re
Gillen [1988] NI 40, which was a very different case.
The basis of the decision in that case was that the power to
hold a suspect in detention may be exercised only for the
purpose of lawful questioning; and that to exercise the
power for a different and wrongful purpose makes the
exercise of the power unlawful: see ib. p 53. By the
same reasoning, I would have no difficulty in holding that a
person may not be detained in custody in order to keep him
incommunicado or to prevent him from participating in
political activities of which the authorities disapprove.
Breach of statutory duty
62. In X (minors) v
Bedfordshire County Council [1995] 2 AC 633 Lord
Browne-Wilkinson emphasised that an action for breach of
statutory duty is a private law action. He said at p 730
that:
"It is important to distinguish such actions to
recover damages, based on a private law cause of action,
from actions in public law to enforce the due performance
of statutory duties, now brought by way of judicial
review. The breach of a public law right by itself gives
rise to no claim for damages."
63. Accordingly the question is
whether the statutory right of person in custody to be
afforded access to a solicitor (or to be informed of the
reasons why such access is being denied or delayed) is a
private law right enforceable by an action for damages. If
it is, then damages are not discretionary; if loss is
established, damages are as of right. But if it is a public
law right, it is not enforceable by an action for damages,
though it may be enforceable by other means which, prior to
the HRA, did not lead to an award of damages.
64. At p 731 Lord
Browne-Wilkinson summarised the principles which are
applicable in determining whether a cause of action for
breach of statutory duty exists. He said:
"The principles applicable in determining whether
such statutory cause of action exists are now well
established, although the application of those principles
in any particular case remains difficult. The basic
proposition is that in the ordinary case a breach of
statutory duty does not, by itself, give rise to any
private law cause of action. However a private law cause
of action will arise if it can be shown, as a matter of
construction of the statute, that the statutory duty was
imposed for the protection of a limited class of the
public and that Parliament intended to confer on members
of that class a private right of action for breach of the
duty. There is no general rule by reference to which it
can be decided whether a statute does create such a right
of action but there are a number of indicators. If the
statute provides no other remedy for its breach and the
Parliamentary intention to protect a limited class is
shown, that indicates that there may be a private right of
action since otherwise there is no method of securing the
protection the statute was intended to confer."
65. In that case Lord
Browne-Wilkinson was considering the effect of statutory
provisions establishing a regulatory system or a scheme of
social welfare for the benefit of the public at large. He
observed that the House had not been referred to any case
where a statute of this kind had been held to give rise to a
private right of action for damages for breach of statutory
duty. He acknowledged the fact that regulatory or welfare
legislation affecting a particular area of activity did in
fact give protection to individuals particularly affected by
that activity, but said that such legislation was not to be
treated as being passed for the benefit of those individuals
but for the benefit of society in general. Such legislation
may be contrasted with the kind referred to by Lord Diplock
in Lonrho Ltd v Shell Petroleum Co Ltd (No 2) [1982]
AC 173, 185:
"where upon the true construction of the Act it is
apparent that the obligation or prohibition was imposed
for the benefit or protection of a particular class of
individuals, as in the case of the Factories Acts and
similar legislation."
66. Although not referred to by
Lord Browne-Wilkinson, the cases show that there is a
further aspect to be considered before a cause of action for
breach of statutory duty can arise. It is not enough that
Parliament shall have imposed the duty for the protection of
a limited class of the public. It must also be shown that
breach of the duty is calculated to occasion loss of a kind
for which the law normally awards damages. In Pickering v
Liverpool Daily Post and Echo Newspapers plc [1991] 2 AC
370 Lord Bridge of Harwich said at p 420:
"But in order to fall within the principle which Lord
Diplock had in contemplation it must, in my opinion,
appear upon the true construction of the legislation in
question that the intention was to confer on members of
the protected class a cause of action sounding in damages
occasioned by the breach. In the well known passage in the
speech of Lord Simonds in Cutler v. Wandsworth Stadium
Ltd. [1949] A.C. 398, 407-409, in which he discusses
the problem of determining whether a statutory obligation
imposed on A should be construed as giving a right of
action to B, the whole discussion proceeds upon the
premise that B will be damnified by A's breach of the
obligation. I know of no authority where a statute has
been held, in the application of Lord Diplock's principle,
to give a cause of action for breach of statutory duty
when the nature of the statutory obligation or prohibition
was not such that a breach of it would be likely to cause
to a member of the class for whose benefit or protection
it was imposed either personal injury, injury to property
or economic loss. But publication of unauthorised
information about proceedings on a patient's application
for discharge to a mental health review tribunal, though
it may in one sense be adverse to the patient's interest,
is incapable of causing him loss or injury of a kind for
which the law awards damages. Hence Lord Diplock's
principle seems to me to be incapable of
application……."
67. In my opinion Mr Cullen's
claim does not satisfy these tests. The right of access to a
solicitor affords a vital protection for persons in custody,
but I do not think that such persons constitute a limited
class of the public in the sense in which that expression is
used in the present context. It is a quasi-constitutional
right of fundamental importance in a free society - indeed
its existence may be said to be one of the tests of a free
society - and like habeas corpus and the right to a
fair trial it is available to everyone. It is for the
benefit of the public at large. We can all of us, the
innocent as well as the guilty, sleep more securely in our
beds for the knowledge that we cannot be detained at any
moment at the hands of the state and denied access to a
lawyer.
68. If Mr Cullen had been
deprived of access to a lawyer in a country with a written
constitution on the Westminster model, his remedy would not
lie in a private law action for damages, but in a motion for
constitutional redress. In Maharaj v A-G of Trinidad and
Tobago (No 2) [1979] AC 385 Lord Diplock explained that
this was the means by which the subject could seek redress
from the Crown for a contravention of his constitutional
rights by an arm of the state. In an appropriate case
redress could be made by an award of damages, but the
state's liability, he said at p 399:
"is not a liability in tort at all; it is a liability
in the public law of the state."
If the events of which Mr Cullen complains had occurred
after the HRA had come into force, his proper course would
have been to bring a claim under Section 8 of that Act.
69. These considerations alone
persuade me that Mr Cullen's right of access to a lawyer was
a public law right incapable of forming the basis of a
private law action for breach of statutory duty. But they
are reinforced by the reflection that denial of the right by
itself (that is to say where it does not cause or prolong
unlawful detention) is incapable of causing loss or injury
of a kind for which the law normally awards damages. I agree
with my noble and learned friend Lord Hutton that this may
be wider than the formulation adopted by the Court of Appeal
that the claimant must have suffered personal injury, injury
to property or economic loss. But even on the wider
formulation Mr Cullen suffered no damage. He was constrained
to argue that an action for breach of statutory duty is
actionable per se, that is to say without proof of
damage. I do not think that the submission can stand with
Lord Bridge's statement of principle in Pickering.
70. I would therefore reject Mr
Cullen's claim to damages for breach of statutory duty.
A new innominate tort
71. Mr Cullen invites the House
to create a new innominate tort in order to fill what he
submits would otherwise be a serious lacuna in our law.
Absent a cause of action for breach of statutory duty or
false imprisonment, he says, he would be left without
redress for a breach of a fundamental and
quasi-constitutional right implicitly guaranteed by Article
6 of the Convention. In my opinion the submission fails for
the reason already given, that the duty which it is sought
to enforce is a public law duty. If there is a lacuna to be
filled, it must be filled by expanding the scope of our
public law remedies. There is no lacuna in private law. The
common law provides adequate private law remedies in tort if
the detention is or becomes unlawful (false imprisonment) or
access to a lawyer is deliberately and improperly denied in
bad faith (misfeasance in public office). I would decline
the invitation to create an additional private law action
for damages to deal with a case of inadvertent failure on
the part of the authorities which occasions no loss or
damage to the claimant.
72. Whether there is a need to
fill a lacuna in our public law remedies to deal with such a
situation can be judged by considering whether the HRA would
have provided Mr Cullen with a claim for damages had the
events in question occurred after the HRA had come into
force. I shall return to this question later.
Judicial review
73. There is no doubt that an
unlawful denial of access to a lawyer is remediable by
judicial review. Moreover, the failure to give reasons for
an adverse decision is a paradigm example of a procedural
defect which can form the basis of a challenge by way of
such review. Mr Cullen's difficulty is that he seeks an
award of damages. The Court has power to award damages on an
application for judicial review, but only if it is satisfied
that the applicant would have been entitled to such damages
if he had made the claim in a separate action instead of by
way of judicial review: see Section 20 of the Judicature
(Northern Ireland) Act 1978. In England Section 31(4) of the
Supreme Court Act 1981 is to the same effect. Mr Cullen's
claim cannot, therefore, be satisfied by this means.
74. I am, of course, sensible of
the practical difficulties which may face an applicant for
judicial review who has been denied access to a solicitor,
particularly when he has not been told why. This may well
mean that he cannot bring proceedings at the time and must
be content with doing so after the event. But I am at a loss
to understand why it should be thought that this is reason
for awarding compensation for a loss which he has not
suffered. It is hardly a sufficient answer to say that the
damages should be modest when there is no obvious
justification for awarding any.
Section 8 of the HRA
75. Mr Cullen cannot bring
proceedings under Section 8 of the HRA since the HRA was not
in force when the events giving rise to his claim took
place. But it is helpful to test the validity of his claim
that there is a lacuna in our public law by considering
whether he would have been entitled to recover damages by
proceedings under the Section if those events occurred
today.
76. Section 8 of the HRA needs to
be read with Section 6(1). This provides:
"(1) It is unlawful for a public authority to act in
a way which is incompatible with a Convention right."
So far as material Section 8
provides
"(1) In relation to any act (or proposed act) of a
public authority which the court finds is (or would be)
unlawful, it may grant such relief or remedy, or make such
order, within its powers as it considers just and
appropriate.
(2) But damages may be awarded only by a court which has
power to award damages, or to order the payment of
compensation, in civil proceedings.
(3) No award of damages is to be made unless, taking
account of all the circumstances of the case……the
court is satisfied that the award is necessary to afford
just satisfaction to the person in whose favour it is
made.
(4) In determining (a) whether to award damages, or (b) the
amount of an award, the court must take into account the
principles applied by the European Court of Human Rights in
relation to the award of compensation under Article 41 of
the Convention. (6) In this section - ….. 'unlawful' means
unlawful under section 6(1)."
77. If Mr Cullen were to bring
his claim for damages under Section 8 (assuming that this
was open to him) he would face two insuperable difficulties.
The first is that, as I have already pointed out, the police
did not act in a way which was incompatible with his
Convention rights. They did not unlawfully deprive him of
his liberty contrary to Article 5, and their refusal to
allow him immediate access to a lawyer (and still less their
failure to advise him of the reasons for doing so) did not
did not deprive him of a fair trial contrary to Article 6.
It follows that there is no basis for a claim to damages
under Section 8 on the ground that the police acted
unlawfully under Section 6.
78. The second difficulty stems
from the fact that the court is directed by Section 8 to
take account of the principles applied by the Strasbourg
Court in relation to an award under Article 41 of the
Convention. The Law Commission has published an article by
article analysis of awards by the Strasbourg Court of
damages by way of just satisfaction: see Part VI of Damages
Under the Human Rights Act 1998 (Law Com no 266),
helpfully summarised by Sir Robert Carnwath CVO, then
Chairman of the Law Commission, in his Grotius Lecture for
2000.
79. The Law Commission reported
that the most striking feature of Strasbourg case law to
lawyers from the United Kingdom is the lack of clear
principles as to when damages should be awarded and how they
should be measured. This may be because within Europe there
are divergent traditions as to the assessment of damages.
German and Dutch systems, like ours, have developed detailed
rules for this purpose. French and Belgian courts, by
contrast, proceed relatively empirically, particularly in
matters of causation. As a result, one commentator has
written of the Strasbourg jurisprudence:
"It is rare to find a reasoned decision articulating
principles on which a remedy is afforded."
(see Dinah Shelton "Remedies in International Human
Rights Law" (1999) p 1.)
80. In this situation, we may
have to develop our own jurisprudence, while keeping an eye
open on the case law of the Strasbourg Court to ensure that
we do not stray too far from the principles which that Court
may lay down. There is, of course, no Convention reason why
we may not be more generous than the Strasbourg Court. The
United Kingdom's duty is to ensure that the complainant
receives not less than "full reparation" for the
breach of his Convention rights; the Convention leaves us at
liberty to award him more. Whether Parliament has given the
Court power to do so is another matter.
81. According to the case law of
the Strasbourg Court, the status of "victim" may
exist even where there is no damage; but there can be no
question of compensation where there is no pecuniary or
non-pecuniary damage to compensate: see Wassink v
Netherlands [1990] ECHR 1253/86. Moreover, as the Law
Commission reported at para 4.74, awards of nominal damages
have not featured in the practice of the Strasbourg Court,
and in a number of cases the Court has explicitly refused to
make such an award. Where neither pecuniary nor
non-pecuniary loss is established, the decision of the Court
that the conduct complained of constitutes a breach of a
Convention right is generally regarded as "sufficient
just satisfaction" for the breach. I agree with the
conclusion of the Law Commission that, given the power of
our domestic courts to make an appropriate declaration under
the HRA, there seems little reason for making an award of
nominal damages. Indeed, a former Law Commissioner has
suggested that, since nominal damages at common law perform
the same function as a declaration in acknowledging that the
defendant's conduct was wrongful, they should be abolished:
see Professor Andrew Burrows QC Remedies for Torts and
Breach of Contract (2d ed 1994) pp 269-270.
82. The practice of the European Court is therefore
inconsistent with an award of either modest or nominal
damages in a case where neither pecuniary nor non-pecuniary
damage is established. It follows that such an award cannot
be justified by a supposed need to deter the authorities of
the state or to vindicate a Convention right.
83. This does not mean that we
have no power to make such an award for those purposes, but
it does mean that we should be departing from the
jurisprudence of the Strasbourg Court in doing so. I am
firmly of the view that we should not take such a course.
Moreover, I doubt that it would be consistent with Section
8(3) of the HRA to do so.
84. Section 8(3) authorises the
Court to award damages for breach of a Convention right only
where the Court is satisfied that this is necessary. The
significance of this limitation should not be overlooked. It
means that Parliament contemplated that there would be cases
where a breach of a Convention right did not automatically
give rise to an award of damages, and this is inconsistent
with the notion that such an award is necessary to vindicate
the right. The most obvious case where an award of damages
is not necessary is where there is no damage to compensate.
In such a case it is not necessary to conform to the
principles laid down by the Strasbourg Court. It is not
necessary in the interests either of corrective or of
distributive justice. Nor is it necessary to make the right
effective. Where the right is contested, a declaration is
sufficient; it is not necessary to give the claimant a
windfall, however modest, in addition. Moreover, it would
seriously undermine public confidence in the administration
of criminal justice if an offender who pleaded guilty to a
criminal offence and received an appropriate sentence, after
having already had the costs of his defence funded by the
state, were in addition to receive a monetary award because
of an error on the part of the police which had no adverse
consequences to him. I think that the public would see the
payment as rewarding the offender for his offence, and would
ridicule a justice system which tended to be more solicitous
of the offender than of his victim.
Conclusion
85. For these reasons, and in
agreement with my noble and learned friend Lord Hutton, I
would dismiss this appeal.
LORD RODGER OF EARLSFERRY
My Lords,
86. I have had the privilege of
considering the speeches of my noble and learned friends
Lord Hutton and Lord Millett in draft. I agree with them
and, for the reasons they give, I too would dismiss the
appeal. In brief, while the duty of the police under section
15(9)(a) of the Northern Ireland (Emergency Provisions) Act
1987 to tell a detainee, such as the appellant, the reason
for authorising a delay in complying with his request for
access to a solicitor is specific, it is a public law duty.
Its principal purpose is to ensure that, in an appropriate
case, a detainee can challenge an improper decision under
subsection (5) to authorise a delay. The appropriate civil
remedy for its breach is by judicial review. Having regard
to the guidance given by Lord Bridge of Harwich in Pickering
v Liverpool Daily Post [1991] 2 AC 370, 420A - D, I see
no basis for concluding that section 15(9)(a) is intended to
give a detainee, such as the appellant, a private law cause
of action sounding in damages where, as here, he has
suffered no harm as a result of its breach. I add two
footnotes.
87. The right of a detainee to
consult a solicitor under section 15 of the 1987 Act and
equivalent provisions in other statutes is clearly of great
importance in the overall legislative scheme which they
establish for the fair investigation of crime. In conformity
with the approach of Laws J in R v Lord Chancellor ex
parte Witham [1998] QB 575, 581D - F, however, I would
hesitate to apply the adjective "constitutional"
to a statutory right of that kind. In the case of section 15
that hesitation is reinforced by the fact that, within the
United Kingdom, Parliament has conferred different rights on
detainees in Northern Ireland and England and Wales on the
one hand, and in Scotland on the other. In particular, in
Scotland those detained for questioning by the police have
no right to consult a solicitor. This difference may well be
explicable by reference to the much more restricted powers
that are given to the police in Scotland to detain people
for questioning. In the ordinary case a person can be
detained for that purpose for a maximum of six hours, with
no possibility of any extension: section 14(2) of the
Criminal Procedure (Scotland) Act 1995. Within that scheme,
in terms of section 15(1)(b) the detainee is entitled
"to have intimation of his detention and of the
police station or other premises or place sent to a
solicitor and to one other person reasonably named by him,
without delay or, where some delay is necessary in the
interest of the investigation or the prevention of crime
or the apprehension of offenders, with no more delay than
is so necessary."
So, broadly speaking, in Scotland detention is limited to
six hours and the person detained has a qualified right to
have intimation of his detention sent to a solicitor, while
in the other jurisdictions detention can go on for much
longer but detainees have a qualified right to consult a
solicitor. As it is entitled to do, Parliament has thus
struck the balance differently and established two distinct
systems of powers and rights within the same overall
constitutional framework of the United Kingdom. In these
circumstances, in considering the proper approach to the
interpretation of section 15(9)(a) of the 1987 Act, I have
not been assisted by the constitutional jurisprudence of
other countries.
88. Since detainees have no right to consult a solicitor
in Scotland, it follows, of course, that at trial the Crown
regularly leads evidence of incriminating statements made by
the accused while he was detained and before he had
consulted a solicitor. Inevitably, when the Scotland Act
1998 made it possible for accused persons to invoke their
rights under the European Convention on Human Rights and
Fundamental Freedoms in the Scottish courts, they mounted
challenges on the basis that, in itself, the leading of such
evidence constituted a breach of their rights under article
6. In rejecting these challenges, the High Court of
Justiciary has adopted the approach envisaged by Lord
Millett and has held that the failure to grant an accused
person access to a solicitor before or during questioning by
the police does not, in itself, involve a breach of article
6 unless it can be said that, as a result of the failure, he
did not have a fair trial. See Paton v Ritchie 2000
JC 271 and Dickson v HM Advocate 2001 JC 203, 224 -
225 per Lord Macfadyen. Here, as Lord Millett points out,
even if the Human Rights Act 1998 had applied, the appellant
would have been unable to show that his article 6 right to a
fair hearing had been impaired by the refusal of the police
to allow him immediate access to a solicitor - far less by
their failure to tell him their reasons for doing so.
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