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McCallion, Re Judicial Review [2007] NIQB 76 (25
October 2007)
Ref: MORF5961
IN THE HIGH COURT OF JUSTICE IN NORTHERN IRELAND
________
QUEEN'S BENCH DIVISION (JUDICIAL REVIEW)
________
IN THE MATTER OF AN APPLICATION BY ANNE-MARIE MCCALLION FOR JUDICIAL REVIEW
________
AND IN THE MATTER OF A DECISION OF A MINISTER COMMUNICATED TO HER BY WAY OF
LETTER DATED 2 FEBRUARY 2007
________
MORGAN J
Introduction
[1] This is an application for judicial review of a
decision by the Minister of State to refuse to exercise his discretion to award
the applicant compensation pursuant to article 10 (2) of the Criminal Injuries
(Compensation) (Northern Ireland) Order 1988. On 31 December 1998 Peter
McCallion, the applicant's husband, was involved in a fight with another man as
a result of which he sustained injuries from which he died. At the time of his
death he was supporting as children of the family 2 children aged 17 and 15 who
were the children of his wife and a further child aged one of whom he was the
father. On 23 February 1999 the applicant made an application for criminal
injuries compensation on behalf of herself and the children. On 27 April 1999
her application was refused by virtue of article 5 (9) of the Order which
provides that no compensation shall be paid in respect of a criminal injury to
any person who has been a member of an unlawful association or who has been
engaged in the commission, preparation or instigation of acts of terrorism. In
1978 Mr McCallion was convicted of the attempted murder of a soldier, the
possession of a firearm and ammunition with intent to endanger life and also
with intent to endanger property and belonging to an illegal organisation. He
received terms of imprisonment of 18 years, 15 years, 12 years and 5 years to
run concurrently.
[2] The applicant did not appeal the decision but
applied to the Secretary Of State to exercise his discretion under article 10
(2) of the Order in order to seek compensation for herself and the children.
Article 10 (2) provides-
"(2) Where, but for Article 5(9), compensation would be payable to any
person, the Secretary of State may, if he considers it to be in the public
interest to do so, pay to him such sum as does not exceed the amount of that
compensation."
A submission was prepared for the Minister of State by his officials. It was
noted that in 1978 Mr McCallion was a member of PIRA in Londonderry and in
August of that year was sent out to ambush an army patrol. The attack took place
on 28 August when soldiers of the Queen's Regiment were fired on in Racecourse
Road in Londonderry. As a result of the attack one soldier was wounded and later
was awarded compensation for the criminal injury received. The Minister was
informed that there was no evidence that Mr McCallion had maintained a
connection with any illegal organisation after his release from prison. It was
suggested that there was nothing to show that he was endeavouring to give
anything back into the community, outside his home and family. It was further
suggested that the crimes of which he had been convicted were among the most
serious, that his actions almost led to the death of a young soldier and were
clearly pre-meditated. It was recommended that the Minister should conclude that
it was not in the public interest that an award be made and that he should not
exercise his discretion in favour of the applicant. The Minister accepted that
recommendation.
The previous applications
[3] The applicant together with two ladies in a similar
situation, Mrs McColgan and Mrs McNeill, launched judicial review proceedings in
respect of the decision to refuse to exercise the discretion. The grounds on
which the application for judicial review was made were summarised by Kerr J who
heard the application-
1. The decision was procedurally unfair in that the applicants were not given
information in advance of the Minister's decision about the material on which he
would base his decision; they were unaware of the Bloomfield criteria and were
deprived of the opportunity of making representations. It was also claimed that
they were not given reasons for the decision after it had been made.
2. The Minister failed to take into account a number of material factors. He was
not provided with any analysis of the seriousness of the various offences of
which the deceased had been convicted.
3. The Minister took into account a number of irrelevant considerations
including, in the case of Mr McNeill, that he was a republican sympathiser.
4. The decision violated the applicants' Convention rights, in particular, under
Articles 2, 8 and 14.
5. It was contrary to the United Nations Convention on the Rights of the Child.
6. The decision was irrational"
He allowed the applications of Mrs McColgan and Mrs McNeill on the basis that
they had not been given a fair opportunity to comment on material adverse to
them but dismissed that of the applicant (re McCallion and others [2001] NI
407).
[4] When the applications of Mrs McColgan and Mrs
McNeill were being reconsidered the applicant reapplied for the exercise of the
discretion under article 10 (2) in her favour. By this stage the Criminal
Injuries Compensation Scheme 2002 had come into operation and it was not
thereafter a bar to compensation that the deceased had engaged in acts caught by
article 5(9) of the Order. The Minister of State refused all three applications
on 22 May 2003. On 27 May 2003 the applicant, Mrs McColgan and Mrs McNeill again
launched judicial review proceedings. The grounds for this application were-
(1) " The decision was procedurally unfair in the case of Mrs McNeill in that
what had previously been described as peripheral fact became a primary ground of
refusal without notice.
(2) The decision was procedurally unfair as the applicants were unable to make
informed representations in the absence of particulars of those cases where the
Secretary of State had exercised his discretion in favour of the applicants and
in the absence of the information furnished by police concerning the deceased.
(3) The decision was contrary to the United Nations Convention on the Rights of
the Child.
(4) The decisions were irrational by reason of an absence of consistency and
equality of treatment.
(5) Reasons for the decision were not given."
The application of Mrs McNeill succeeded before Weatherup J but he dismissed
those of the applicant and Mrs McColgan (re McCallion and others No 2
[2004] NIQB 54).
[5] As is apparent from the grounds relied upon it was
contended in each application that the decision not to exercise the discretion
in favour of each of the applicants was a breach of article 2 (2) of the United
Nations Convention on the Rights of the Child. Both Kerr J and Weatherup J
concluded that they were not persuaded that there had been a breach of any of
the precepts laid down by the Convention. Weatherup J expressly held that
ratification of the Convention did not give rise to an enforceable legitimate
expectation in domestic law and Kerr J implicitly reached the same conclusion.
[6] The Order made by Weatherup J was appealed to the
Court of Appeal. The grounds of appeal were extensive but included the following
contentions-
(a) The decision to refuse to exercise the discretion to award compensation
amounted to a breach of article 2(2) of the UNCRC.
(b) The decision to ratify the UNCRC gave rise to a legitimate expectation in
domestic law that it would not be breached.
(c) Reasons for the decisions were required and had not been given.
Nicholson LJ considered that there was an arguable case that the United Kingdom
was in breach of article 2 (2) of the UNCRC under international law. He did not
set out the basis upon which he reached that conclusion. Coghlin J, with whom
Campbell LJ agreed, set out his views on this issue of paragraph 9 of this
judgment-
"Neither of the learned judges provided any detailed reasons as to why they were
not persuaded that there had been any breach of the relevant articles of the
Convention and, in particular, Article 2.2. Mr McCloskey QC, both in his oral
submissions and at paragraph 7 of his skeleton argument, sought to persuade the
court that no breach had been established but I am afraid that I remained
unconvinced. In the circumstances I propose to proceed on the assumption that to
refuse to pay compensation to the applicants' children because of the activities
of their deceased fathers constituted a prima facie breach at least of the
discrimination provision contained in Article 2(2) of the 1989 treaty."
Each member of the Court of Appeal held that the ratification of the UNCRC did
not give rise to any legitimate expectation in domestic law relying on ex parte
Brind [1991] AC 696. Each held that reasons were required and not given in the
cases of Mrs McColgan and Mrs McNeill but not in the case of Mrs McCallion.
Accordingly the applicant's appeal was dismissed but Mrs McColgan and Mrs
McNeill were successful.
The present application
[7] The applicant renewed her application under article
10(2) by way of a further representation on behalf of all three ladies dated 11
November 2005. At paragraph 8 of that representation it was contended that the
decision to refuse to award compensation in all three cases was a prime facie or
arguable breach of article 2 (2) of the UNCRC relying on the judgments of
Nicholson LJ and Coghlin J. For the respondent Mr McCloskey QC submits that this
overstates the position of Coghlin J since he was merely making an assumption
for the purpose of the hearing that there was at least a prime facie breach.
[8] In order to deal with this representation Mr
Armour, Acting Chief Executive of the Compensation Agency, made a submission to
the Minister dated 21 September 2006. In that submission he referred to the
Court of Appeal judgments at paragraph 9-
"There is no question that the Court of Appeal found our explanation confusing.
When it considered Mrs McNeill's case and that of Mrs McColgan, it concluded
that both applications fell within the averages we had provided and indicated
that we had failed to explain why discretion was not being exercised in their
cases. While Mrs McCallion's application does not however fall within the
averages, the court concluded that she had not been given an appropriate
explanation as to why her application had been refused. Two other significant
issues were raised by the court; namely the issue of the equality of opportunity
under Section 75 of the NI Act and the Rights of the child in the context of
article 2 (2) of the UN Convention on the Rights of the Child 1989. In
reassessing the three cases, you will also wish to reflect carefully on these
issues."
It appears from this passage that Mr Armour did not appreciate that the Court of
Appeal had upheld the Minister's original determination in respect of Mrs
McCallion. He then went on to deal specifically with article 2 (2) of the UNCRC
at paragraph 14-
"During judicial review proceedings the applicant sought to argue that the UN
Convention on the Rights of the Child are binding upon you and therefore
compensation should be paid in all three cases. However, Mr Justice Coghlin
concluded that the decision in "Brind 1991" (in respect of unincorporated
treaties) suggested that there cannot be a substantive legitimate expectation
that because the treaty has been ratified by the UK that the terms of the treaty
will be binding on the UK Government. "
He recommended that the discretion to award compensation under article 10 (2) of
the Order be exercised in favour of Mrs McColgan and Mrs McNeill but not in the
case of Mrs McCallion. He appended a draft letter for signature by the Minister
which noted that in Mrs McCallion's case the severity of the sentences passed on
her husband reflected the gravity of the crimes committed by him. The draft
letter also included the following passage concerning the UNCRC-
" In addition the Minister considered the issue of public interest and his
statutory equality obligations before reviewing the comments of Mr Justice
Coghlin in relation to the you and Convention on the Rights of the Child 1989"
The Minister wrote to the applicant's solicitor in the terms of the draft
provided by Mr Armour.
[9] On 3 October 2006 the applicant's solicitors wrote
to Mr Armour asking in particular whether the Minister considered that the
failure to award compensation in Mrs McCallion's case would amount to a breach
of article 2 (2) of the UNCRC. Mr Armour responded in a letter of 2 February
2007-
"In considering your client's case, I can confirm that the Minister considered
carefully the obligations of the State under the provisions of article 2 (2) of
the UN1989 Convention.
To facilitate his deliberations, the Minister was provided with the submissions
which you had submitted on behalf of your client. As you know these submissions
contained reference to article 2 (2) and in doing so outlined the argument that
failure to award compensation would result in a breach of the Convention.
In addition, the Minister reviewed the judgments delivered by both the High
Court and the Court of Appeal in relation to your client's case. In doing so,
the Minister considered carefully the comments made by Mr Justice Coghlin in
relation to the Convention. In particular of the Minister reflected on the
decision in the case Brind v Secretary of State for the Home Department.
Having considered article 2 (2) in the context of the various submissions and
judgments referred to above, the Minister concluded that article 2 (2) would not
be breached by a decision not to exercise discretion in your client's case."
[10] On 1 May 2007 the applicant made a further
application for leave to apply for judicial review in order to quash the
Minister's refusal to exercise his power to award compensation under article 10
(2) of the Order and to seek a declaration that the failure to exercise the
power to award compensation pursuant to article 10 (2) of the Order is a breach
of article 2 (2) of the UNCRC. On 14 June 2007 the applicant was granted leave
to apply for judicial review on the following grounds-
"(a) In considering the application for compensation pursuant to article 10 (2)
of the 1988 Order the Minister took article 2 (2) of the UNCRC into account;
(b) However, in reaching his decision on that application the Minister:-
(i) misdirected himself as to the correct interpretation of article 2 (2) of the
UNCRC; and
(ii) erred in concluding that the failure to award compensation under article 10
(2) would not be a breach of article 2 (2) of the UNCRC for the following
reasons:-
1. In refusing to award compensation for certain to article 10 (2) the Minister,
on behalf of the State, failed to "take all appropriate measures to ensure that
the child is protected against all forms of discrimination or punishment on the
basis of the status, activities, expressed opinions, or beliefs of the child's
parents, legal guardians or family members" as required by article 2 (2);
2. The sole basis for the refusal of compensation was the status of the deceased
as a person convicted of certain offences and/or his activities which led to the
said convictions and/or his opinions and/or beliefs as expressed by the actions
taken which led to the convictions;
3. But for the deceased's convictions compensation would have been awarded. "
[11] On behalf of the respondent Mr Armour made an
affidavit on 20 September 2007. At paragraph 3 he stated that he had been
advised that the essence of the applicant's case appeared to be that the
Minister erred in law or otherwise misdirected himself in respect of article 2
(2) of the UNCRC. In order to refute that contention he referred to paragraph 14
of his submission to the Minister and the proposed letter of decision issued on
26 September 2006 signed by the Minister's Private Secretary which corresponded
with the terms of the draft prepared by him and appended to the submission. He
then dealt specifically with matters relating to the UNCRC at paragraphs 6 to
11-
" 6. As appears from its text, the letter of decision states, inter alia:
'In addition the Minister considered the issue of public interest and his
statutory equality obligations before reviewing the comments of Mr Justice
Coghlin in relation to the Convention on the Rights of the Child 1989'.
This was a reflection of paragraph 14 of my submission to the Minister. The
submission had been prepared by me following due consideration of, inter alia,
the three judgments delivered previously in the Court Of Appeal on 29 April
2005. I had also received and considered legal advice about these judgments (in
respect whereof I do not waive privilege).
7. In my consideration of the judgment of Mr Justice Coghlin, I had noted the
passages dealing with a Convention and, in particular, paragraph 15:
'In the circumstances I am of the view that ratification of an international
treaty by the executive government of the United Kingdom without more cannot,
according to the law as it stands at present, give rise to a substantive
legitimate expectation...
In my view the decision in Brind remains binding upon this chord with regard
to unincorporated treaties.'
In compiling my submission to the Minister subsequently I sought to give effect
to this conclusion, in summary form, in paragraph 14. I also sought to reflect
this in the draft letter of decision prepared by me, appended to the submission,
which subsequently became the actual decision letter.
8. As appears from the letter of decision, the Minister both agreed with my
recommendation and approved the terms in which the decision should be expressed.
He did so without any qualification. This conveyed to me then and continues to
convey to me that he agreed with my submission in all respects, including
paragraph 14 relating to the convention and the decision in Brind. Since the
initiation of these proceedings and in the exercise of preparing this affidavit,
I have confirmed with the Minister that this is the case.
9. The letter of decision was followed by a letter dated 3 October 2006 from the
applicant's solicitors and my later reply thereto, dated 2 February 2007.
Between these two dates I sought and received legal advice, in respect whereof I
do not waive privilege. Upon receipt of legal advice, I contacted the Minister's
private office to seek confirmation of the process the Minister had adopted in
reaching his decision. I returned the papers to assist him in this exercise. Due
to the Minister's leave arrangements, I did not receive a response from his
office until mid January. His Private Secretary advised me by telephone that the
Minister confirmed that my understanding of this decision as set out in
paragraph 8 above was correct.
10. I refer particularly to my letter dated 2 February 2007 to the applicant's
solicitors. I acknowledge that in this letter I did not make clear the basis
upon which it was stated that 'the Minister concluded that article 2 (2)[ of
the Convention] would not be breached by a decision not to exercise discretion
in your client's case'. As appears from my averments above, considered in
conjunction with my submission to the Minister, the draft letter of decision and
the actual letter of decision, the consistent approach throughout the entirety
of the decision-making process was that, on the basis of the judgment of Coghlin
J, a refusal to compensate the applicant would not infringe article 2 (2) of the
Convention as it is an unincorporated treaty belonging exclusively to the domain
of international law. This was the basis on which I wrote my letter dated 2
February 2007. I should add that when I wrote this letter, I did not have the
benefit of legal advice or assistance regarding its contents.
11. The Minister has considered and has approved this affidavit, which I make on
his behalf."
The submissions of the parties
[12] For the applicant Mr MacDonald QC, who appeared
with Ms Doherty, submitted that the evidence indicated that the Minister had
examined the judgment of the Court of Appeal and in particular that of Coghlin
J. In the letter of 26 September 2006 the Minister's Private Secretary said that
the Minister had considered carefully the findings of the Court of Appeal and
reviewed the comments of Coghlin J in relation to the UNCRC. In his letter of 2
February 2007 Mr Armour said that the Minister reviewed the judgments delivered
by both the High Court and the Court of Appeal. Mr McCloskey for the respondent
was disposed to accept that the evidence suggested that the Minister did
consider the judgments although he had no instructions on the point.
[13] The final paragraph of the extract from Mr
Armour's letter of 2 February 2007 set out above asserted that the Minister
concluded that article 2 (2) of the UNCRC would not be breached by a decision
not to exercise his discretion. The basis for that conclusion was set out at
paragraph 10 of Mr Armour's affidavit. In so far as it was based upon Coghlin
J's judgment Mr MacDonald submitted that it could not stand.
[14] For the respondent Mr McCloskey noted the
reference to the Brind 1991 proposition at paragraph 14 of Mr Armour's
submission. There could be no criticism of that paragraph. It was clearly
intended to deal with the case that the applicant made under article 2 (2) of
the UNCRC. The letter of decision issued on 26 September 2006 was in the actual
terms of the draft provided by Mr Armour. He submitted that this demonstrated
that the basis of the decision on the UNCRC point was Brind and that this was
confirmed by the letter of 2 February 2007. He accepted that the letter of 2
February 2007 was not clear on whether this was the only basis on which the
UNCRC issue was considered but he submitted that a fair reading of all of the
papers indicated that Brind was the only basis for the decision on article 2 (2)
of the UNCRC. In particular he pointed to the difficulty that had arisen in
getting clear instructions on the decision making process given the passage of
time and the fact that the Minister had moved on to another Department.
[15] In any event Mr McCloskey submitted that there
was no breach of article 2(2) by reason of the decision not to award
compensation. He relied in particular on the observations of Lord Hoffmann in
R(Carson) v Secretary of State
[2005] UKHL 37. That was a case in which
the applicant had retired in South Africa after a working life in Britain. Under
the regulations she did not receive the annual cost of living increase to her
pension and contended that this was discrimination on the ground of her
residence which unlawfully interfered with her rights under article 14 of the
ECHR to peaceful enjoyment of her possessions. Lord Hoffmann examined the
meaning of discrimination at paragraphs 14 to 17-
"14 There is no doubt that Ms Carson is being treated differently from a
pensioner who has the same contribution record but lives in the United Kingdom
or a treaty country. But that is not enough to amount to discrimination.
Discrimination means a failure to treat like cases alike. There is obviously no
discrimination when the cases are relevantly different. Indeed, it may be a
breach of article 14 not to recognise the difference: see Thlimmenos v
Greece (2001) 31 EHRR 411. There is discrimination only if the cases
are not sufficiently different to justify the difference in treatment. The
Strasbourg court sometimes expresses this by saying that the two cases must be
in an "analogous situation": see Van der Mussele v Belgium
(1983) 6 EHRR 163, 179-180, para 46.
15 Whether cases are sufficiently different is partly a matter of values
and partly a question of rationality. Article 14 expresses the Enlightenment
value that every human being is entitled to equal respect and to be treated as
an end and not a means. Characteristics such as race, caste, noble birth,
membership of a political party and (here a change in values since the
Enlightenment) gender, are seldom, if ever, acceptable grounds for differences
in treatment. In some constitutions, the prohibition on discrimination is
confined to grounds of this kind and I rather suspect that article 14 was also
intended to be so limited. But the Strasbourg court has given it a wide
interpretation, approaching that of the Fourteenth Amendment, and it is
therefore necessary, as in the United States, to distinguish between those
grounds of discrimination which prima facie appear to offend our notions of the
respect due to the individual and those which merely require some rational
justification: Massachusetts Board of Retirement v Murgia (1976) 427 US
307.
16 There are two important consequences of making this distinction.
First, discrimination in the first category cannot be justified merely on
utilitarian grounds, e g that it is rational to prefer to employ men rather than
women because more women than men give up employment to look after children.
That offends the notion that everyone is entitled to be treated as an individual
and not a statistical unit. On the other hand, differences in treatment in the
second category (e g on grounds of ability, education, wealth, occupation)
usually depend upon considerations of the general public interest. Secondly,
while the courts, as guardians of the right of the individual to equal respect,
will carefully examine the reasons offered for any discrimination in the first
category, decisions about the general public interest which underpin differences
in treatment in the second category are very much a matter for the
democratically elected branches of government.
17 There may be borderline cases in which it is not easy to allocate the
ground of discrimination to one category or the other and, as I have observed,
there are shifts in the values of society on these matters. Ghaidan v
Godin-Mendoza
[2004] 2 AC 557 recognised that
discrimination on grounds of sexual orientation was now firmly in the first
category. Discrimination on grounds of old age may be a contemporary example of
a borderline case. But there is usually no difficulty about deciding whether one
is dealing with a case in which the right to respect for the individuality of a
human being is at stake or merely a question of general social policy. In the
present case, the answer seems to me to be clear."
[16] The respondent submitted that in this case the
comparison was between the applicant, whose husband had convictions for serious
terrorist offences, and a widow whose husband did not have such convictions.
These were unlike cases which the legislators were entitled to treat
differently.
What did the Minister take into account?
[17] It is common case that in light of the judgment
of the Court of Appeal it would have been open to the Minister to conclude that
the ratification of the UNCRC did not give rise to any obligation as a matter of
domestic law and did not need to be considered in the determination of this
application for the exercise of the discretion. It is also agreed that although
there was no domestic law obligation to consider the UNCRC it was open to the
Minister to do so and all of the judges in the Court Of Appeal approved the
following passage from the judgment of Carswell LCJ in re Adams [2001] NI 1-
" We do not consider that it is open to lower courts to adopt a different view
from that expressed by the House of Lords in Ex parte Brind. It is
important, however, to draw a clear distinction between the power to
resort to international standards for guidance and the obligation to do
so. In so far as Sedley J in R v Secretary of State for the Home Department,
ex parte McQuillan [1995] 4 All ER 400, Kerr J in Re McMullan's
Application (1994, unreported) and the learned judge in the present case
purported to hold that it is permissible to have regard to the standards
contained in the several international documents, we would regard that as an
unexceptionable statement of the law. "
[18] Whether the Minister took article 2 (2) of the
UNCRC into account and if so in what manner is a question of fact to be decided
on the evidence before the court (S v Airedale NHS Trust
[2002] EWHC 1780 (Admin)). The submission
prepared for the Minister by Mr Armour did not explicitly consider the terms of
article 2 (2) or what obligations were created by it. That would suggest that
the submission was written with ex parte Brind in mind. It is clear, however,
that the Minister went outside the submission as indeed he was entitled to do.
The letter of 2 February 2007 indicates that he was provided with the
representations prepared for the applicant. In the following paragraph of that
letter Mr Armour says that the Minister reviewed the judgments delivered by both
the High Court and the Court Of Appeal. Since neither the submission nor the
representations on behalf of the applicant referred to the judgment in the High
Court this strongly supports the view that the Minister considered the actual
terms of the relevant judgments and such an interpretation is supported by the
ordinary and natural meaning of the words used. On the balance of probabilities
I consider that he did so.
[19] Mr Armour's letter of 2 February 2007 contains four
statements which are important in the context of this case. The first is that
the Minister considered carefully the obligations of the State under the
provisions of article 2 (2) of the UNCRC. It is common case that the Convention
of itself creates no domestic law obligations but it does create obligations in
international law. There was no examination at all in the submission prepared
for the Minister of the obligations in international law which were created by
the Convention. The statement, therefore, suggests firstly that the Minister
took account of the international obligations created by the Convention and
secondly that the Minister did not confine himself to the issues raised in the
submission in the determination of this application.
[20] The second important statement is that the
Minister considered the argument that the failure to award compensation would
result in a breach of the Convention. It is important to note that the breach of
the Convention referred to in the representations on behalf of the applicant and
identified in the judgments of Nicholson LJ and Coghlin J were breaches of
international obligation only. The argument made on behalf of the applicant to
the Minister was that the decision was in breach of the State's international
obligation and that he should take that into account in his decision making.
[21] The next statement is that the Minister
considered carefully the comments made by Coghlin J in relation to the
Convention. Those comments essentially consisted of his being unconvinced by the
argument that there was no breach of article 2 (2) (see paragraph 9 of his
judgment) and his conclusion that ratification of the treaty without more did
not give rise to a substantive legitimate expectation as a matter of domestic
law (see paragraph 15 of his judgment). The latter proposition was derived from
Brind.
[22] Finally the Minister concluded that article 2 (2)
would not be breached by a decision not to exercise the discretion. Since the
only argument advanced to the Minister was that article 2 (2) would be breached
as a matter of international law it must follow that the Minister's conclusion
was that the decision not to exercise the discretion would not constitute a
breach of the international obligation.
[23] Everyone is agreed that the Minister took into
account and relied on Brind. The factual dispute between the parties is whether
in the course of accepting that the ratification of the Convention gave rise to
no substantive legitimate expectation as a matter of domestic law the Minister
considered the nature of the obligation arising as a matter of international law
and whether he concluded that the decision not to exercise the discretion did
not breach that international obligation. On the basis of the evidence set out
above I conclude on the balance of probabilities that he did exactly that.
The reasoning on article 2(2) of the UNCRC
[24] This conclusion is reinforced when one looks at
the affidavit of Mr Armour. Paragraph 8 is of little assistance since the issue
is whether the Minister properly understood Brind or went beyond it. Paragraph
10, on the other hand, puts forward as the reason for the conclusion reached by
the Minister, that a refusal to compensate the applicant would not infringe
article 2 (2) of the Convention, that it is an unincorporated treaty belonging
exclusively to the domain of international law. It is acknowledged by the
respondent that international law obligations flow from ratification and are not
affected by incorporation into domestic law so that the reasoning cannot be
supported. Mr McCloskey suggested that the reasoning is so defective that I
should conclude that the evidence pointing to the consideration of the
international law obligation should be rejected and the statement interpreted so
as to mean that there was no consideration of that issue. I do not consider that
it is open to me on any fair reading of the materials to accept that submission.
I cannot explain why the Minister reached this decision but I note a possible
ambiguity in paragraph 14 of Mr Armour's submission. If one reads onto paragraph
14 of the submission the additional words "as a matter of domestic or
international law" the explanation offered by the Minister becomes
explicable. Although the addition of the underlined words would, of course,
introduce an error into the submission it appears to me to be a possible
explanation for the error.
Breach of article 2(2)
[25] Having concluded, as I have, that the Minister
fell into error in his reasoning for determining that article 2 (2) of the
Convention was not breached Mr MacDonald submits that this conclusion is
sufficient to justify quashing the decision. Mr McCloskey, however, says that
even if the reasoning is wrong the determination of the Minister in respect of
article 2 (2) is still correct. He submits that article 2 (2) properly
understood is a qualified obligation, he relies upon the approach to
discrimination adopted by Lord Hoffmann above and he contends that there is
ample objective justification in the public interest for the decision.
[26] Article 2 (2) of the UNCRC creates an
international obligation which the United Kingdom accepted on ratification of
the Convention. The starting point to a determination of whether there has been
a breach is the Convention itself-
" Article 2
1. States Parties shall respect and ensure the rights set forth in the
present Convention to each child
within their jurisdiction without discrimination of any kind, irrespective of
the child's or his or her
parent's or legal guardian's race, colour, sex, language, religion, political
or other opinion, national,
ethnic or social origin, property, disability, birth or other status.
2. States Parties shall take all appropriate measures to ensure that the
child is protected against all
forms of discrimination or punishment on the basis of the status, activities,
expressed opinions, or
beliefs of the child's parents, legal guardians, or family members."
As with any international instrument it is necessary to establish the true
autonomous and international meaning of the obligation in accordance with the
objectives of the Convention (see Lord Steyn in ex parte Adan
[2001] 2 AC 477 at 516 and R(Mullen) v
Secretary of State for the Home Department
[2004] UKHL 18 at paragraph 36). I accept
that the reference to "all appropriate means" introduces a qualification to the
prohibition on discrimination on the basis of the activities of the child's
parents. The respondent contends that the difference in treatment of the child
is justified by the comparison between the activities of parents who have or
have not committed serious criminal offences. That approach may be appropriate
in a domestic law discrimination case where it is necessary to identify the pool
of comparators but in an international instrument focused on differential
treatment of children I consider that a broader range of inquiry is necessary.
The aim is to establish whether the conduct complained of pays proper respect to
the objective of the Convention. Why is it appropriate to provide compensation
to a child whose father has committed serious criminal offences if the father
died in 2003 but not to a child in the same circumstances if the father died in
2001? What is the justification which makes it appropriate to treat the class of
children whose fathers have committed serious criminal offences differently
depending on whether the father died before or after 2002? I consider that these
issues give rise to an arguable case of breach of article 2 (2) on the papers. I
do not consider that the reasons advanced by the respondent are sufficient to
lead to the conclusion that the decision to refuse to exercise the discretion is
not a breach of article 2 (2). It seems to me, however, that the issue of breach
of this article emerged in such a limited and unsatisfactory way in the
development of this case that I should not go further than to say that on the
papers and arguments before me the decision to refuse compensation gives rise to
an arguable breach of the Convention.
[27] On the basis of the evidence adduced before me I
conclude that the Minister in making his decision to refuse compensation to the
applicant took into account the international obligation imposed by article 2
(2) of the UNCRC and that his reasoning for concluding that there was no breach
of the Convention cannot be accepted. I further consider that there is an
arguable case that the decision to refuse compensation is a breach of the
Convention and that the arguments advanced on behalf of the respondent are
insufficient to establish that there was no such breach. Accordingly I consider
that the decision must be quashed.
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