Adams, In the Matter of [2000] NIQB 14 (7th June, 2000)
7 June 2000
GILC3206 IN THE HIGH COURT OF JUSTICE IN NORTHERN IRELAND
QUEEN'S BENCH DIVISION (CROWN SIDE)
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IN THE MATTER OF AN APPLICATION BY DAVID ADAMS
FOR JUDICIAL REVIEW
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GILLEN J
1. The applicant in this case is David Adams. He has
instituted these proceedings for the purpose of seeking judicial review of two
decisions of the Director of Public Prosecutions ("DPP") made on 6 August 1999
and 7 September 1999. It is claimed that in the course of these decisions the
DPP declined to direct a prosecution against any police officer involved in the
arrest, assault and detention of the applicant on 10 February 1994 and that he
failed to provide adequate and intelligible reasons for his decision.
2. On 10 February 1994 a planned police operation took place
in Belmont Avenue, Belfast to foil a terrorist attack which, according to
intelligence reports, was to occur that morning. The police were successful in
preventing the attack and in arresting those involved one of whom was the
applicant in this case. He and the others who were arrested with him were
convicted on 17 May 1995 of a number of serious criminal offences including
conspiracy to murder. They were sentenced to lengthy terms of imprisonment. The
plaintiff alleged that after he had been apprehended by the police, he was
subjected to a series of assaults by them. The violence inflicted on him was, he
claimed, wholly unnecessary to effect his arrest. He instituted civil
proceedings for compensation against the Chief Constable of the Royal Ulster
Constabulary ("the Chief Constable"). On 18 February 1998 he obtained £30,000
damages on foot of an award made to him by Kerr J. In the course of his
conclusions Kerr J said at page 42 of his judgment:
"There are elements of the plaintiff's story which I do not believe as I have
made clear in my commentary on his evidence. I have not been persuaded of the
accuracy of other parts of his story. I consider that he may well have
exaggerated his description of the number of blows that he was struck. I have
concluded however that the essential core of his version of how he was injured
must be accepted."
3. A police investigation file in respect of allegations of
criminal conduct against police officers made by the applicant was received by
the DPP from the Royal Ulster Constabulary on 29 July 1994. Following completion
of the criminal proceedings against the applicant a direction of no prosecution
was issued to the Chief Constable. Subsequent to the judgment of Kerr J in
February 1998 and following a request from the applicant's solicitors, Madden &
Finucane, a further interim direction was issued by the DPP to the Chief
Constable on 27 February 1998 asking whether police intended to carry out
further investigations in light of the judgment. On 11 March 1998 the DPP was
informed by the Chief Constable that the circumstances of the case had been
referred to the Independent Commission for Police Complaints ("ICPC") who had
agreed to supervise a further investigation. The DPP was further informed that
the Chief Constable had asked the Chief Constable of Strathclyde Police to
nominate a suitable investigating officer. Pursuant to this,
Assistant Chief Constable James Orr was nominated and approved by the ICPC ("ACC
Orr"). On 16 December ACC Orr's report was submitted to the DPP's office by the
Chief Constable accompanied by a certificate from the ICPC dated 8 December 1998
stating that, in the opinion of the ICPC, the investigation had been
comprehensive and carried out extremely thoroughly to the satisfaction of the
Commission.
4. In an affidavit on behalf of the respondent dated 10
December 1999 sworn by Alan White, barrister at law, ("White's first affidavit")
he averred that he had considered the investigation file of ACC Orr which
contained a number of sections and which are set out between paragraphs 17 and
22 of his affidavit. At paragraph 24 he averred that he had briefed senior
counsel with the papers and asked him to consult with whichever witnesses he
considered necessary and advise whether there was a reasonable prospect of
convicting any police officer of an assault on the applicant or any other
criminal offence arising from the facts and circumstances reported. At paragraph
27 he averred that on 7 May 1999 senior counsel and himself consulted with the
independent forensic pathologist and a police officer on observation duty on 10
February 1994 (both of which pieces of evidence had not been heard at the civil
proceedings). Mr White averred at paragraph 30 that he had concluded there was
insufficient evidence to afford a reasonable prospect of obtaining a conviction
of any police officer involved in the events in question for any criminal
offence. On 6 August a direction of no prosecution issued to the Chief
Constable. This is the first decision that forms the subject of this judicial
review.
5. Between August and November 1999 correspondence was
exchanged between the DPP's office and the applicant's solicitors and two human
rights organisations. In the course of the correspondence the Director was
requested to explain in detail the basis of the direction for no prosecution. By
way of letter dated 7 September 1999 Mr White reiterated that the decision of no
prosecution had been issued on 6 August 1999. He refused to make public the
report of ACC Orr or the information contained in the police investigation file.
The applicant argues that he also failed to provide what the applicant has
characterised as adequate and intelligible reasons for his decision not to
direct a prosecution against any police officer involved in his arrest, assault
and detention. This is the second decision that is challenged.
6. By this application the applicant challenges both
decisions. He seeks an order of certiorari to quash the decisions, a declaration
that the decisions were unlawful and an order of mandamus directed to the DPP
requiring him to make a determination in this matter in accordance with correct
principles of law and practice and taking into account all relevant matters.
7. In its original form, the statement served on behalf of
the applicant under Order 53 of the Rules of the Supreme Court (Northern
Ireland) 1980 adumbrated the following main grounds:
(a) That the evidence available was manifestly sufficient to warrant the
prosecution of the police officers involved in the assaults on the applicant as
reflected in the findings of the learned trial judge in the civil action. A
series of findings of the trial judge is then outlined.
(b) That the Director mis-directed himself in law and four respects in which he
had so mis-directed himself are set out.
(c) That the Director had failed to take into account a number of matters which
are therein set out.
(d) That the Director had taken into account and had given undue weight to a
number of matters which are therein set out.
(e) That the Director had applied the wrong test, namely the test for
prosecution applicable generally in cases of suspected offenders rather than a
test that gave proper weight to special factors in cases of alleged police
mis-conduct.
(f) That the Director had failed to act fairly in arriving at the said decision
in that he failed to make available to the applicant copies of either Assistant
Chief Constable Orr's report of his investigation or the written advices of
senior counsel on the merits of a prosecution and had failed to give the
applicant a proper opportunity to make informed representations in the light of
the said report and advices.
(g) That the Director had failed to provide adequate and intelligible reasons
for his decision not to prosecute.
(h) That the decisions were completely unreasonable in all the circumstances and
were wrong in law.
8. On 3 March 2000, by order of Kerr J, the Order 53
statement was amended to include the following grounds:
(i) The decision of 6 August 1999 was tainted by bad faith on the part of the
Royal Ulster Constabulary.
(j) The respondent failed to take any or adequate account of the applicant's
human rights and thereafter outlined a number of human rights which he alleged
had been ignored.
9. In the course of the hearing, on 8 March 2000 I permitted
a further amendment. Whilst I consider that leave to amend a grounding statement
will only be granted in exceptional circumstances, I consider that in this
instance it was necessary to determine the issues in suit between the parties.
The amendments were as follows:
(k) The Director failed to apply his own policy concerning reasons in that he
failed to take any or adequate account of the individual distinguishing features
of the case which would or could have warranted a departure from his normal
practice of not providing reasons. Thereafter seventeen failures were alleged.
(l) The Director erred in his approach to the question whether he ought to
provide reasons in this case in that he applied the wrong test to the
determination of the question namely whether the provision of reasons would have
some of the undesirable consequences outlined in paragraph 34 of Mr White's
affidavit instead of the correct test, namely whether the particular
circumstances of this case as specified warranted a departure from the normal
practice.
10. Mr Harvey QC, who appeared on behalf of the applicant
with Mr Macdonald, founded his case on two broad submissions. First, that the
DPP had failed to provide reasons why a prosecution was not brought in this
case. The decision to refuse to give reasons he argued was a free standing issue
which can and should be the subject of judicial review. Secondly, he submitted
that the decision not to prosecute, taken in the absence of reasons, was
irrational and unlawful. In making his case he relied on a number of arguments
which I shall deal with in the course of this judgment. He indicated at the
outset that he was relying also on the submissions to be made by Mr Treacy BL
who had obtained leave from Kerr J to intervene in these proceedings on behalf
of the Northern Ireland Human Rights Commission (hereinafter referred to as
"HRC").
11. The general principles which have substantially
governed my consideration of the arguments put before me in this matter are as
follows:-
1. The nature of judicial review
12. It is trite law to state that an application for
judicial review is not an appeal. In particular it is not an appeal against the
merits of the decision being challenged. In general that means that conclusions
of fact, judgment and discretion are undisturbable. The court will review the
way in which a decision has been made to determine whether there has been
unlawfulness, unreasonableness or unfairness. This has recently been restated by
Lord Clyde in Reid v Secretary of State for Scotland (1999) 1 AER 506:
"Judicial review involves a challenge to the legal validity of the decision. It
does not allow the court of review to examine the evidence with a view to
forming its own opinion about the substantial merits of the case. It may be that
the tribunal whose decision is being challenged has done something which it had
no lawful authority to do. It may have abused or misused the authority which it
had. It may have departed from the procedures which either by statute or at
common law as matter of fairness it ought to have observed. As regards the
decision itself it may be found to be perverse or irrational or grossly
disproportionate to what was required. Or the decision may be found to be
erroneous in respect of a legal efficiency, as for example, through the absence
of evidence or of sufficient evidence to support it or through account being
taken of irrelevant matter or through a failure for any reason to take account
of a relevant matter or through some mis-construction of the terms of the
statutory provision which the decision-maker is required to apply. But while the
evidence may have to be explored in order to see if the decision is vitiated by
such legal deficiencies it is perfectly clear that in a case of review, as
distinct from an ordinary appeal, the court may not set about forming its own
preferred view of the evidence."
2. The trend towards openness
13. In recent cases on judicial review, a trend towards an
increasing insistence on greater openness in matters of government and
administration may be discerned. Moreover that momentum seems to have generated
a greater willingness to intervene in cases where reasons have not been given
and an increased recognition of the duty on decision-makers of various types to
furnish reasons. In Doody v Secretary of State for the Home Department
(1993) 3 AER 92 at page 107E (" Doody's case") Lord Mustill said:
"I find in the more recent cases on judicial review a perceptible trend towards
an insistence in greater openness, or if one prefers the contemporary jargon
´transparency', in the making of administrative decisions."
14. More recently in Stefan v G.M.C. (1999) 1 WLR
page 1300 (" Stefan's case") Lord Clyde said:
"The trend of the law has been towards an increased recognition of the duty upon
decision-makers of many kinds to give reasons. This trend is consistent with
current developments towards an increased openness in matters of government and
administration."
3. The circumstances in which there is a duty to give reasons
15. An assessment of such circumstances must commence by
recognising that despite the trend towards recognition of the duty to give
reasons, a court must not lose sight of the established position of the common
law that there is no general duty to give reasons for administrative decisions
universally imposed on all decision-makers. (See Stefan's case and
Doddy's case). This must be tempered to some extent by the remarks of Lord
Clyde in Stefan's case at page 1301A:
"There is certainly a strong argument on the view that what were once seen as
exceptions to a rule may now be becoming examples of the norm and the cases
where reasons are not required may be taking on appearance of exceptions. But
the general rule has not been departed from ..."
16. Against this background, the following principles may
be deduced in approaching the circumstances where a duty to give reasons arises:
(i) When a statute has conferred on anybody the power to make decisions
affecting individuals, the court will not only require the procedures prescribed
by statute to be followed, but will readily imply so much and no more to be
introduced by way of additional procedural standards as will ensure the
attainment of fairness ( R v Civil Service Appeal Board ex p. Cunningham
(1991) 4 AER 310 (" Cunningham's case") and R v Ministry of Defence ex
p. Murray (1998) COD page 134 (" Murray's case").
(ii) In Stefan's case where the body making the decision was exercising a
judicial function, Lord Clyde dealt with the common law principles at
page 1300E:
"But it is well established that there are exceptions where the giving of
reasons will be required as a matter of fairness and openness. These may occur
through the particular circumstances of a particular case. Or, as was recognised
in Reg v Higher Education Funding Council, ex parte Institute of Dental
Surgery (1994) 1 WLR 242, 263, there may be classes of cases where the duty
to give reasons may exist in all cases of that class. Those classes may be
defined by factors relating to the particular character or quality of the
decisions, as where they appear aberrant or to factors relating to the
particular character or particular jurisdiction of a decision-making body, as
where it is concerned with matters of special importance such as personal
liberty."
(iii) I observe that a not dissimilar approach was adopted by Sedley J in R v
Higher Education Funding Council ex parte Institute of Dental Surgery (1994)
1 AER 651 (" Higher Education case"). This case dealt specifically with
the duty of administrative bodies to give reasons for their decisions either on
grounds of fairness or simply to enable any grounds for judicial review of a
decision to be exposed. Sedley J said at page 670C:
"But purely academic judgments, in our view, will as a rule not be in the class
of case exemplified (though by no means exhausted) by Doody's case, where
the nature and impact of the decision itself calls for reasons as a routine
aspect of procedural fairness. They will be in the Cunningham case class,
where some trigger factor is required to show that, in the circumstances of the
particular decision, fairness calls for reasons to be given."
17. Mr Smith QC criticised this part of the judgment as
introducing an all too vague category of "trigger factors" which he submitted
was devoid of ascertainable meaning. I consider, however, that the court was not
introducing a separate entity by referring to trigger factors, but simply
indicating the manner in which the court should approach identifying a class of
case where there is a duty to give reasons. Recognition of such a class is
"triggered" for example by an issue of personal liberty or an obviously aberrant
decision.
18. In this context Sedley J helpfully proposed a number of
factors in favour of giving reasons and factors not in favour of requiring
reasons at page 665J:
"The giving of reasons may among other things concentrate the decision-maker's
mind on the right questions; demonstrate to the recipient that this is so; so
that the issues have been conscientiously addressed and how the result has been
reached; or alternatively alert the recipient to a justiciable flaw in the
process. On the other side of the argument, it may place an undue burden on
decision-makers; demand an appearance of unanimity where there is diversity;
call for the articulation of sometimes inexpressible value judgments; and offer
an invitation to the captious to comb the reasons for previously unsuspected
grounds of challenge. It is the relationship of these and other material
considerations to the nature of the particular decision which will determine
whether or not fairness demands reasons. In the light of such factors each case
will come to rest between two poles, or possibly one of them: the decision which
cries out for reasons and the decision for which reasons are entirely
inapposite."
(iv) Murray's case largely reflects the principles that I have already
set out. The Divisional Court at page 136 stated inter alia:
"(e) In deciding whether fairness requires a tribunal to give reasons, regard
will be had not only to the first instance hearing but also to the availability
and the nature of any appellate remedy or remedy by way of judicial review:
(i) the absence of any right of appeal may be a factor in deciding that reasons
should be given ( Cunningham at 322J);
and
(ii) if it is ´important' that there should be an effective means of detecting
the kind of error (by way of judicial review) which would entitle the court to
intervene then the reasoning may have be to disclosed.
(f) The fact that a tribunal is carrying out a judicial function is a
consideration in favour of a requirement to give reasons and particularly where
personal liberty is concerned.
(g) If the giving of a decision without reasons is ´insufficient to achieve
justice' then reasons should be required."
4. Standard of reasons required
19. It is difficult to state with any degree of precision
the standard of reasoning a court will demand. Much depends upon the particular
circumstances and the statutory context in which the duty to give reasons
arises. Consequently the courts have not attempted to define a uniformed
standard or threshold which the reasons must satisfy. Assistance may be gained
as to the form which a decision should take from In the Matter of an
Application by the Fair Employment Commission for Northern Ireland for
Judicial Review (1990) 10 NIJB 38 (per Carswell J as he then was),
Cunningham's case, Doody's case, Higher Education case and
In the Matter of an Appeal by Kevin Farrell against the Refusal of Leave to
Apply for Judicial Review (unreported, Court of Appeal in Northern Ireland,
29 June 1996 per Nicholson LJ) and the authorities therein discussed. However, I
consider that one cannot do better than refer to the observations by Lord Clyde
in Stefan's case:
"The extent and substance of the reasons has to depend upon the circumstances.
They need not be elaborate or lengthy. But they should be such as to tell the
parties in broad terms why the decision was reached. In many cases very few
sentences should suffice to give such explanation as was appropriate to the
particular situation".
5. Fairness
20. The applicant in this case has submitted in paragraph
3F of his statement that in addition to the failure on the part of the director
to furnish any or adequate reasons, he has failed to act fairly in arriving at
the said decision in that he failed to make available to the applicant copies of
either Assistant Chief Constable Orr's report of the investigation or the
written advices of senior counsel on the merits of the prosecution. The latter
point with reference to senior counsel's opinion was abandoned by Mr Harvey QC
in the course of submissions. The statement goes on to submit that the Director
failed to give the applicant a proper opportunity to make informed
representations in the light of the said report and advice. It is appropriate,
therefore, that I should consider the general principles governing the concept
of procedural fairness in judicial review.
21. The trend towards greater openness is reflected in the
requirements of fairness. The duty of fairness is a flexible and evolving
concept. Mr Smith QC on behalf of the respondent submitted to me that procedural
fairness only arises where a decision confers a benefit or an advantage on
another person. Whilst such circumstances will be most compelling, as a general
proposition I consider this to be too restrictive and inflexible. Lord Mustill
in Doody's case said of the concept of fairness at page 106E:
"What does fairness require in the present case. My Lords, I think it
unnecessary to refer by name or to quote from any of the often cited authorities
in which the courts have explained what is generally an intuitive judgment. They
are far too well known. From them I derive the following.
(1) Where an act of Parliament confers an administrative power there is a
presumption that it will be exercised in a manner which is fair in all the
circumstances.
(2) The standards of fairness are not immutable. They may change with the
passage of time, both in the general and in their application to decisions of a
particular type.
(3) The principles of fairness are not to be applied by rote identically in
every situation. What fairness demands is dependant on the context of the
decision, and this has to be taken into account in all its respects.
(4) An essential feature of the context is the statute which creates the
discretion, as regards both its language and the shape of the legal and
administrative system within which the decision is taken.
(5) Fairness will very often require that a person who may be adversely affected
by the decision will have an opportunity to make representations on his behalf
either before the decision is taken with a view to producing a favourable result
or after it is taken, with a view to procuring its modification or both.
(6) Since the person effected usually cannot make worthwhile representations
without knowing what factors may weigh against his interests fairness will often
require that he is informed of the gist of the case which he has to answer".
22. The path of the authorities and the modern trend is
traced in such leading textbooks as De Smith, Woolf & Jowell on Judicial Review
of Administrative Action, 5th Edition at page 404 where the author states:
"Surely the time has come to recognise that the duty of fairness cannot and
should not be restricted by artificial barriers or confined by inflexible
categories. The duty is a general one governed by the following propositions:
(1) Where a public function is being performed there is an inference in the
absence of express requirement to the contrary that the function is required to
be performed fairly.
(2) The inference will be more compelling in the case of any decision which may
adversely effect a persons rights or interests or when a person has a legitimate
expectation of being fairly treated.
(3) The requirement of a fair hearing will not apply to all situations of actual
detriment. There are clearly some situations where the interest affected will be
too insignificant or too speculative or too remote to qualify for a fair
hearing.
(4) Special circumstances may create an exception which negatives the inference
of a duty to act fairly. The inference can be rebutted by the needs of national
security or because of other characteristics of the particular function. For
example, a decision to allocate scarce resources amongst a large number of
contenders which need to be made with dispatch may be inconsistent with an
obligation to hold a fair hearing.
(5) What fairness requires will vary according to the circumstances ... (there
are) a large variety of decisions which, because of the nature of the issues
should be determined or the seriousness of their impact upon important
interests, require some kind of a hearing (which may not even involve oral
representations) but not anything that has all the characteristics of a full
trial.
(6) Whether fairness is required and what is involved in order to achieve
fairness is for the decision of the courts as a matter of law. The law is not
one for the discretion of the decision-maker. The test is not whether no
reasonable body would have thought it proper to dispense with a fair hearing.
The Wednesbury reserve has no place in relation to procedural impropriety".
23. I consider, therefore, that the concept of fairness is
an evolving one and its standards are not immutable. I accept the proposition of
Mr Harvey QC on behalf of the applicant that where procedural fairness is
required the Wednesbury test is inappropriate. The test is not whether the court
considers that no reasonable body would have so acted. Rather the test is simply
whether or not the body has acted with procedural fairness. Moreover I endorse
the view that whilst fairness is dependant on the context of the decision
nonetheless the standards of fairness may, where they are unclear or incomplete,
move or change with the grain of our times. It is in this context that
international standards do fall to be considered. Counsel for the respondent has
criticised this approach on the basis that it creates uncertainty and vagueness
which in essence should be anathema to legal principle. One must be mindful
however of what Lord Reid said in Ridge v Baldwin (1964) AC 40 at page
64/65:
"In modern times opinions have sometimes been expressed to the effect that
natural justice is so vague as to be practically meaningless. But I would regard
these as tainted by the perennial fallacy that because something cannot be cut
and dried or nicely weighed or measured therefore it does not exist".
24. Judicial review, therefore, will naturally search for
precision as an aid to the prediction and prescription of administratively fair
and correct procedures but it cannot afford to abandon flexibility as a
principle. The evolving nature of the standards of fairness and the trend in
favour of openness was illustrated to me by Mr Treacy with two further current
examples. First, in a Home Office circular of 28 April 1999 entitled "Deaths in
police custody: guidance to the police on pre-inquest disclosure". This circular
recognises the need in such inquests for pre-inquest disclosure to the family of
the deceased including in some instances, where it is in the public interest,
even the investigating officer's report. Secondly, the Review of the Criminal
Justice System in Northern Ireland. Whilst this is not a legal document and
without standing as a precedent, it espouses the need for a prosecutor to give
as full an explanation as possible to someone with a proper and legitimate
interest in a case as to why there has been no prosecution "without prejudicing
the interests of justice or the public interest". It recommends that the
presumption should shift towards giving reasons where appropriate (see paragraph
4.167).
6. International standards
25. As a general proposition there is merit in the
suggestion that the common law or public law standards, the boundaries of which
are not immutable and which do tend to evolve with the passage of time, should
be open to guidance from relevant international standards and principles where
there is uncertainty, ambiguity or incompleteness in the law. Insofar as the
concept of fairness is an evolving one, that evolution can take these standards
into account in the course of a restrained review at domestic as well as at the
international level.
26. In this context the Northern Ireland Human Rights
Commission(“HRC”) sought and obtained leave from Kerr J to intervene in the
above proceedings. Mr Harvey QC, who appeared on behalf of the respondent,
indicated that he wished to adopt the arguments of the HRC as part of his case
and did not intend himself to deal with this aspect. For this reason I permitted
the HRC to make oral representations in addition to their written submissions.
My ruling therefore should not be taken as a precedent for similar applications
to intervene in future cases. In normal circumstances written submissions may
well suffice to fulfil the role of an intervener where leave has been granted.
Mr Treacy BL, who appeared on behalf of the HRC, invited the court to take into
account a number of European and international standards. In a well presented
argument it was his submission that whilst the court was not bound in each
instance to take them into account they ought to provide appropriate guidance in
my approach to current common law or public law standards. His submissions
were:-
1. That the European Convention for the Protection of Human Rights and
Fundamental Freedoms (1953) (hereinafter called "the Convention") is a source of
such guidance. He relied on Article 2 of the Convention which guarantees the
right to life. In McCann and others v UK (1996) 21 EHRR 97 there is
authority for the proposition that Article 2 had to be applied so as to make the
safeguards practical and effective. The obligation to protect the right to life
under this provision, read in conjunction with the State's general duty under
Article 1 of the Convention "to secure to everyone within their jurisdiction the
rights and freedoms defined in the Convention", required by implication that
there should be some form of effective official investigation when individuals
had been killed as a result of the use of force by, inter alios, agents of the
State. Mr Treacy argued that Article 2 was a fundamental right which, together
with Article 3 which provides that no-one shall be subjected to torture or to
inhuman or degrading treatment or punishment, enshrines some basic values of
democratic societies making up the Council of Europe. He drew to my attention
that unlike most provisions of the Convention, Article 3 is not subject to any
exceptions under Article 15 of the Convention.
2. That Articles 2 and 3 embodied procedural safeguards intended to ensure that
the substantive rights guaranteed by these provisions are practical and
effective. He outlined examples of this as follows:
(a) Aydin v Turkey
(1998) 25 EHRR 251 (" Aydin's
case"), Aksoy v Turkey (1997) 23 EHRR 553, para 95 (" Aksoy's
case") and Assenov v Bulgaria (1999) 28 EHRR 652 (" Assenov's
case") were authority for the proposition that a notion of an effective remedy
for a breach of Article 3 entails, in addition to payment of compensation, a
thorough and effective investigation capable of leading to the identification
and punishment of those responsible.
(b) Aydin is authority for the proposition that effective access on the
part of the complainant to the investigatory procedure is also necessary. It is
noteworthy at this stage however to observe that Aydin's case does not
appear to define what the nature of that access to the investigatory procedure
should be.
(c) Gulec v Turkey (1999) 28 EHRR 121 paras 77 and 78 and Ogur v
Turkey Application No 21594/93 judgment of the court 20 May 1999 ("
Ogur's case") were authorities for the proposition that investigations must
be independent and public and that the victim's family should have a role in the
investigation including access to the case file. In particular in the Ogur
case, pages 6, 7, 10 and 12 of that judgment reveal that the court at least had
been given access to incident reports signed by members of the security forces
who had been engaged in the shooting of the applicant's son, plans of the scene,
investigations of the scene by the Prosecutor, reports of the senior police
officer and a schedule of the documents in the case file prepared by the Public
Prosecutor together with documents from the investigation carried out by the
investigating officer.
3. That in the instant case, where he submitted the applicant had been subjected
to torture or inhuman or degrading treatment by police officers, the notion of
an effective remedy should include a thorough and effective investigation
capable of leading to identification and punishment of those responsible
including effective access to the whole investigatory procedure (see p 654 of
Assenov's case). It was his submission that this had not been done and that
the investigation process by the Director of Public Prosecutions had been
lacking in transparency.
4. That the applicant was entitled in common law to and had been deprived of an
effective redress and remedy, an effective review process, access to an
independent process of investigation, a prompt and impartial investigation and
proper treatment as a victim. He drew my attention to, and I have read, the
following international instruments:
(a) Article 13 of the Convention.
(b) Principles 22-24 of the United Nations Basic Principles on the Use of Force
and Firearms by Law Enforcement Officials.
(c) Principle 4 of the United Nations Body of Principles for the Protection of
All Persons under Any Form of Detention or Imprisonment.
(d) The United Nations Convention Against Torture and Other Cruel, Inhuman or
Degrading Treatment or Punishment, Articles 2(1), Article 12, Article 13 and
Article 14.1.
(e) The United Nations Declaration of Basic Principles for Justice for Victims
of Crime and Abuse of Power (1985).
(f) The United Nations Declaration on the Right and Responsibility of
Individuals, Groups and Organs of Society to Promote and Protect Universally
Recognised Human Rights and Fundamental Freedoms (1996).
(g) The United Nations International Covenant on Civil and Political Rights and
the Declaration on the Police.
(h) The Moscow Declaration.
27. Mr McCloskey QC, who appeared on behalf of the
respondent with Mr Smith QC, in an equally well presented argument, submitted
that Mr Treacy’s case was implausible in that it amounted to an invitation to
give effect to these rights by way of back door incorporation. In essence Mr
McCloskey’s argument is that a national court in our legal system is not
competent to give effect to any of the international instruments or treaties on
which the respondent relies unless they have been incorporated by legislation.
28. The genesis of the respondent’s argument in this regard
is Regina v Secretary of State for the Home Department ex parte Brind and
others (1991) 1 AC 696 (" Brind's case"). In this case, the
applicants sought to invoke Article 10 of the European Convention in the face of
a bar by the Home Secretary on the broadcasting of the direct spoken words of
members of certain terrorist organisations in Northern Ireland. The
House of Lords however held that the presumption that legislation complies with
a treaty obligation only applies in the case of a true ambiguity and does not
apply to limit the meaning of clear general words. At page 747G, Lord Bridge
said:
“It is accepted of course by the applicants that like any other treaty
obligations which have not been embodied in the law by statute, the Convention
is not part of the domestic law, that the courts accordingly have no power to
enforce convention rights directly and that, if domestic legislation conflicts
with the Convention, the courts must nevertheless enforce it. It is already well
settled that, in construing any provision in domestic legislation which is
ambiguous in the sense that it is capable of a meaning which either conforms to
or conflicts with the Convention, the courts will presume that Parliament
intended to legislate in conformity with the Convention, not in conflict with
it. Hence, it is submitted, when a statute confers upon an administrative
authority a discretion capable of being exercised in a way which infringes any
basic human right protected by the Convention, it may similarly be presumed that
the legislative intention was that the discretion should be exercised within the
limitations which the Convention imposes. I confess that I found considerable
persuasive force in this submission. But in the end I have been convinced that
the logic of it is flawed. When confronted with a simple choice between two
possible interpretations of some specific statutory provision, the presumption
whereby the courts prefer that which avoids conflict between our domestic
legislation and our international treaty obligations is a mere canon of
construction which involves no importation of international law into the
domestic field. But where Parliament has conferred on the executive an
administrative discretion without indicating the precise limits within which it
must be exercised, to presume that it must be exercised within the Convention
limits would be to go far beyond the resolution of an ambiguity. It would be to
impute to Parliament an intention not only that the executive should exercise
the discretion in conformity with the Convention, but also that the domestic
courts should enforce that conformity by the importation into domestic
administrative law of the text of the Convention and the jurisprudence of the
European Court of Human Rights in the interpretation and application of it ....
When Parliament has been content for so long to leave those who complain that
the Convention rights have been infringed to seek the remedy in Strasbourg, it
would be surprising suddenly to find that the judiciary had, without
Parliament’s aid, the means to incorporate the Convention into such an important
area of domestic law and I cannot escape the conclusion that this would be a
judicial usurpation of the legislative function.”
29. It was Mr McCloskey’s argument that only where there
was ambiguity in English primary or subordinate legislation could Convention or
treaty rights be deployed for the purpose of the resolution of an ambiguity.
Accordingly it was impermissible to import such standards into the common law
even if, contrary to his assertion, the concept of procedural fairness applied
in this instance to the Director’s decision. He argued that the principles of
fairness in the common law were settled and accordingly ambiguity did not arise
in their interpretation. Insofar as there was text book authority and judicial
authority to the contrary, Mr McCloskey argued that such authority either
ignored Brind or betrayed a misunderstanding of it. In his submission,
the most recent opportunity for the House of Lords to have modified Brind,
if that was their wish, arose in R v Director of Public Prosecutions ex parte
Kebeline and others (1999) 4 AER 801. This case considered the DPP’s
continuing consent to prosecute the applicants for offences under Section 16A of
the Prevention of Terrorism (Temporary Provisions) Act 1989 in light of Article
6(2) of the European Convention and pending the coming into force of
Section 22(4)
of the Human Rights
Act 1998. The applicants' argument was rejected and Lord Steyn said at page
833B:
“There is a clear statutory intent to postpone the coming into effect of
provisions of the 1998 Act. A legitimate expectation, which treats inoperative
statutory provisions as having immediate effect, is contradicted by the language
of the statute.”
30. Accordingly, Mr McCloskey borrows this quotation to
fuel his argument that Parliament has now entered into this field and that in
this twilight period until the
Human
Rights Act 1998
is brought into effect, the boundaries are clearer than ever between domestic
law as it now applies and the new law when it comes into effect. Finally,
Mr McCloskey argues that many of these international instruments relied on by
Mr Treacy do not even have the status of treaties in international law and are
therefore even further removed from creating any guiding principles.
31. I consider that the respondent’s argument imposes too
great a constraint on the development of the common law and too restrictive an
interpretation upon the view of the majority in Brind’s case. In
Derbyshire CC v Times Newspapers (1992) 1 QB 770, in a case dealing with the
entitlement of a local authority at common law to sue for libel to protect its
governing reputation, the Court of Appeal considered the impact of Brind.
At page 812B, dealing with Article 10 of the European Convention, Balcombe LJ
said:
“Article 10 has not been incorporated into English domestic law. Nevertheless it
may be resorted to in order to help resolve some uncertainty or ambiguity in
municipal law: per Lord Ackner in Reg v Secretary of State for the Home
Department, ex parte Brind (1991) 1 AC 696 ... Article 10 may be used when
considering the principles upon which the courts should act in exercising a
discretion e.g. whether or not to grant an interlocutory injunction per
Lord Templeman and Lord Ackner in Attorney General v Guardian Newspapers
Limited (1987) 1 WLR 1248 ... Article 10 may be used when the common law (by
which I include the doctrines of equity) is uncertain. In Attorney General v
Guardian Newspapers Limited (No. 2) (1990) 1 AC 109 the courts at all levels
had regard to the provisions of Article 10 in considering the extent of the duty
of confidence. This did not limit the application of Article 10 to the
discretion of the court to grant or withhold an injunction to restrain a breach
of confidence. Even if the common law is certain the courts will still, when
appropriate, consider whether the United Kingdom is in breach of Article 10.”
32. Later Balcombe LJ said at page 813B:
“In my judgment, therefore, where the law is uncertain, it must be right for the
court to approach the issue before it with a predilection to ensure that our
laws should not involve a breach of Article 10.”
33. I do not consider that such an approach does depart
from the authority of Brind. I am reinforced in this view by the judgment
of Sedley J in the case of R v Secretary of State for the Home Department, ex
parte McQuillan (1995) 4 AER page 400. This case involved the review of an
exclusion order under
Section 5
of the Prevention
of Terrorism (Temporary Provisions) Act
1989
prohibiting the applicant from being in or entering Great Britain on the ground
that he was or had been involved in acts of terrorism. The question arose as to
whether the Secretary of State’s decision contravened Articles 2 and 3 of the
European Convention recognising the right to life and the right not to be
subjected to inhuman treatment. Sedley J said at page 42F:
“The principles and standards set out in the Convention can certainly be said to
be a matter of which the law of this country now takes notice in setting its own
standards. ... Once it is accepted that the standards articulated in the
Convention are standards which both march with those of the common law and
inform the jurisprudence of the European Union, it becomes unreal and
potentially unjust to continue to develop English public law without reference
to them.”
34. This appears to have been the approach adopted by Kerr
J in R v McMullan and others (unreported 4 October 1994). In that case,
one of the issues before the court, was whether the existence of a violation of
the European Convention was a factor within the embrace of the broad discretion
vested in the court by Section 11(3) of the Northern Ireland (Emergency
Provisions) Act 1973. Having reviewed all the authorities, Kerr J said at
page 12:
“In my judgment, therefore, where the law is uncertain, it must be right for the
court to approach the issue before it with a predilection to ensure that our law
should not involve a breach of Article 10 (of the Convention).”
35. These propositions have found respectable support from
a number of leading text books, namely:
(a) De Smith, Woolf and Jowell, Judicial Review of Administrative Action 5
th Edition at page 329/330.
(b) Brownlie on Principles of Public International Law 5 th Edition
at page 49.
(c) Lester and Pannick on Human Rights Law and Practice 1999 Edition at page 9
paragraph 1.31. At page 15 the authors state:
"Prior to the coming into force of the Human Rights Act 1998, the European
Convention on Human Rights, although an international treaty which binds the
United Kingdom (and obliges the United Kingdom as a matter of international
obligation to amend our laws and procedures where they are found to have
breached the Convention), therefore has a limited, albeit important, effect in
domestic law in creating rights and duties. In particular:
´(1) Courts seeks to interpret ambiguous legislation consistently with the
Convention.
(2) Courts seek to apply the common law (where it is uncertain, unclear or
incomplete) and exercise judicial discretions, consistently with the Convention.
(3) Although public authorities such as Ministers of the Crown, exercising
discretionary powers have no duty to exercise such powers consistently with the
Convention, the human rights context is relevant to whether the Minister or
other public authority acted reasonably and had regard to all relevant
considerations.'"
(d) Harris, O’Boyle and Warbrick on the Law of the European Convention on
Human Rights 1995 Edition at page 452.
(e) D J Harris “Cases and Materials in International Law” 5 th
Edition 1998 at page 91 paragraph 4.
36. Two basic tenets govern the operation of these
principles in this sphere. First, as Lord Wilberforce said in Balthwayt v
Baron Cawley (1976) AC page 426:
“I do not doubt that conceptions of public policy should move with the times and
that widely accepted treaties and statutes may point the direction in which such
conceptions, as applied by the courts, ought to move.”
37. Secondly, however, this must be tempered by what Lord
Simon said in the same case at page 427:
“I must not be taken thereby to be implying that it is for the courts of law to
embark on an independent and unfettered appraisal of what they think is required
by the public policy on any issue. Courts are concerned with public policy only
in so far as it has been manifested by Parliamentary sanction or embodied in
rules of law having binding judicial force. As of such rules of law, Your
Lordships have the same power to declare, to bind and to loose as in regard to
any other judicial precedent. Rules of law expressing principles of public
policy therefore fall to be treated with the same respect and circumspection,
the same common sense and regard to changing circumstances, as any other rules
of law.”
38. I conclude therefore that to permit international
standards to serve as a useful guide rather than as a prescriptive rule in those
areas where procedural fairness is uncertain, ambiguous or incomplete is not to
adopt forbidden reasoning. I consider that to do so where appropriate shows a
proper sensitivity to the limits of permissible judicial creativity and to be no
less than constitutional propriety requires.
39. I must now consider how these general principles are
applicable to the particular circumstances of this case:
1. The first matter to be determined is whether or not there is a duty on the
DPP in the instant case to give reasons to Mr Adams for the decision not to
direct a prosecution against all or any police officers involved in the arrest,
assault and detention of the applicant. Applying the criteria that I have set
out earlier in this judgment, my views are:
(a) I find nothing in the statutory function of the Director that imposes a duty
to furnish reasons for a decision not to prosecute in these circumstances. The
functions of the Director are defined in Article 5(1)(a) of the Prosecution of
Offences (Northern Ireland) Order 1972 ("the 1972 Order"):
"Without prejudice to the operation of the succeeding provision of this Article,
it shall be the functions of the Director -
(a) to consider or cause to be considered with a view to his initiating or
continuing in Northern Ireland any criminal proceedings or the bringing of any
appeal or other proceedings in or in connection with any criminal cause or
matter in Northern Ireland, any facts or information brought to his notice,
whether by the Chief Constable acting in pursuance of Article 6(3) of this Order
or by the Attorney General or by any other authority or person.
(b) to examine or cause to be examined all documents that are required under
Article 6 of this Order to be transmitted or furnished to him and where it
appears to him to be necessary or appropriate to do so to cause any matter
arising thereon to be further investigated.
(c) where he thinks it proper to initiate, undertake and carry on, on behalf of
the Crown, proceedings for indictable offences and for such summary offences or
classes of summary offences as he considers should be dealt with by him."
40. Under Article 5(2) he is responsible to the Attorney
General for the due performance of the functions of the Director under the
Order. Article 6 deals with the delivery of information to the Director and at
Article 6(3) the Order states:
"It shall be the duty of the Chief Constable, from time to time, to furnish to
the Director facts and information with respect to -
(a) indictable offences alleged to have been committed against the law of
Northern Ireland;
(b) such other alleged offences as the Director may specify;
and at the request of the Director, to ascertain and furnish to the Director
information regarding any matter which may appear to the Director to require
investigation on the ground that it may involve an offence against the law of
Northern Ireland or information which may appear to the Director to be necessary
for the discharge of his functions under this Order."
41. Clearly therefore there is no statutory obligation to
provide reasons.
(b) I find nothing in the statute which implies that any additional procedural
standard by way of a requirement to give reasons in these circumstances is
imposed. The Order is entirely silent in this matter and having read through the
Order in its entirety I find nothing that implies such a duty.
(c) Does the common law impose such a duty? There is no general duty to give
reasons for administrative decisions. Following Lord Clyde's admonition in
Stefan's case at page 1300E, I must now determine whether this case is one
of the exceptions where the giving of reasons will be required as a matter of
fairness and openness. This may occur through the particular circumstances of
the case or if it falls into a class of case where the duty to give reasons
exists eg because of the particular character or quality of the decision. I have
considered, per Sedley J in the Higher Education case, whether there is a
trigger factor causing me to recognise this as being in one of the classes
referred to Stefan's case. In looking at this issue I must have regard
not only to the character of the decision of the Director but also the character
and jurisdiction of the Director as a decision-making body.
42. The function of the DPP is a complex one. It is not
that of an adjudicator between two parties and to that extent alone it is
immediately distinguishable from cases such as those of Doody,
Higher Education, Murray and Cunningham. Moreover the DPP has
to consider and weigh a number of disparate and at times even competing
interests eg the general public interest at any particular time, the interest of
the putative accused, the victim, the supplier of information such as an
informant, the various disinterested and interested witnesses. It is a complex
and almost unique function. I consider that Parliament has invested him with the
discretion to weigh up those disparate and often competing interests and then to
make a decision. It is a reflection of this complex function that has led to the
conclusion in a number of authorities that judicial review should be sparingly
exercised when dealing with the office of the Director of Public Prosecutions.
The position is well summarised in the judgment of Kennedy LJ in R v DPP ex
parte C (1995) 1 CAR 136 (" ex parte C (1995)"). This case considered
the decision of the Director not to prosecute in a case of alleged buggery.
Having reviewed all the authorities, Kennedy LJ said at page 141:
"From all of those decisions it seems to me that in the context of the present
case this court can be persuaded to act if and only if it is demonstrated to us
that the Director of Public Prosecutions acting through the Crown Prosecution
Service arrived at the decision not to prosecute:
(1) because of some unlawful policy (such as the hypothetical decision in
Blackburn not to prosecute where the value of goods stolen was below £100);
(2) because the Director of Public Prosecutions failed to act in accordance with
his own settled policy as set out in the code; or
(3) because the decision was perverse. It was a decision in which no reasonable
prosecutor could have arrived.
Mr Supperstone sought to satisfy us under all three heads but he did not suggest
anything like improper motive or bad faith."
43. More recently in R v Director of Public Prosecutions
ex parte Treadaway , The Times, 31 October 1997 (" Treadaway's
case"), at page 8, Rose LJ said:
"Mr Burnett accepted that, in light of recent authorities ... this court has a
reviewing function in relation to the decisions of the Director. But it is ´very
limited indeed' (see per Steyn LJ in Elguzouli v DAF Commissioner for Police
(1995) QB 335 at 346H of the former report) and must be exercised sparingly
and only when the decision challenged is wholly irrational or perverse or such
as no reasonable prosecutor could make."
44. This was a case involving the decision of the DPP not
to prosecute a number of police officers in the West Midlands Police Serious
Crime Squad and the issue arose as to whether or not reasons for that refusal
ought to have been given. At page 14 Rose LJ said:
"Whether or not reasons ought to have been given in this case does not arise for
determination if the primary challenge based on breaches of the code succeeds.
For present purposes it suffices to say that the authorities on which Mr Owen
relies are in our judgment wholly distinguishable. They all relate to cases
where the body which is required to give reasons has an adjudicating function in
relation to the person seeking reasons and therefore must act fairly to him so
that, according to the circumstances, reasons may be necessary. The role of the
DPP however is not an adjudicating role between two parties. Her function is to
decide, in the public interest, whether a prosecution should be brought. And, as
all the authorities make plain, the nature of the decision-making process is
crucial when deciding whether fairness requires the giving of reasons. As
Mr Burnett for the DPP pointed out, a duty to give reasons arises from a duty to
act fairly. If the public confidence in the criminal justice system is to be
maintained, a decision by the Director not to prosecute can properly be the
subject of scrutiny by judicial review. But it does not follow that reasons for
such a decision must be given, even in the limited class of case for which Mr
Owen so contends."
45. A similar approach to the Office of the Director of
Public Prosecutions had been adopted outside this jurisdiction. In
H, applicant v Director of Public Prosecutions and the Commissioner of
Garda Sicohana (1994) 2 IR 589 the case concerned an application to compel
the DPP to institute a prosecution or to give reasons for not doing so and to
supply the applicant with such statements and documentation. In the Supreme
Court O'Flaherty J said at page 602:
"I would also uphold the submissions made on behalf of the Director of Public
Prosecutions that certainly as far as this case is concerned he was not obliged
to give his reasons for not bringing a prosecution and I would in general uphold
the appropriateness of that course of action for the reasons submitted on his
behalf before us ... In deciding whether to bring or not to bring a prosecution
the Director is not settling any question or dispute or reciting rights or
liabilities; he is simply making a decision on whether it is appropriate to
initiate a prosecution. If he does, it is afterwards for the courts to decide
whether a conviction may be sustained. The stance taken by the Director of
Public Prosecutions is that he should not, in general, give reasons in any
individual case as to why he has not brought a prosecution because if he does so
on one case he must be expected to do so in all cases. I would uphold this
position as being a correct one."
46. Mr Smith submits that given the nature of the DPP's
functions, procedural fairness is not the criterion to be applied where a victim
seeks review of a decision not to prosecute or a failure to provide reasons for
not instituting a prosecution. Whilst I consider this is too absolute a
position, I am persuaded that it is only in the exceptional circumstances
postulated by Lord Clyde in Stefan's case that such an obligation would
arise. The recent decision in the Divisional Court in England in R v Director
of Public Prosecutions ex parte Patricia Manning and Elizabeth Melbourne
(unreported 17 May 2000) is a good example of such a circumstance. In that case
a prisoner had died in the course of a struggle with prison officers whilst he
was in custody. Death was a result of fatal force to the neck which had been
applied by one particular officer. An inquest was held with a jury into the
death and a verdict of unlawful killing on the basis of an unlawful act of
manslaughter was returned. The DPP issued a decision not to prosecute. A
judicial review of that decision was instituted by relatives of the deceased on
the grounds, inter alia, that no adequate reasons for the decision were given.
At page 22 Lord Bingham LCJ said:-
"It is not contended that the Director is subject to an obligation to give
reasons in every case in which he decides not to prosecute. Even in the small
and very narrowly defined class of cases which meet Mr Blake's conditions set
out above, we do not understand domestic law or the jurisprudence of the
European Court of Human Rights to impose an absolute and unqualified obligation
to give reasons for a decision not to prosecute. But the right to life is the
most fundamental of all human rights. It is put at the forefront of the
Convention. The power to derogate from it is very limited. The death of a person
in the custody of the state must always arouse concern, as recognised by
section 8(1)(c), 3(b) and (6) of the
Coroners' Act 1988,
and if the death resulted from violence inflicted by agents of the State that
concern must be profound. The holding of an inquest in public by an independent
judicial official, the coroner, in which interested parties are able to
participate must in our view be regarded as a full and effective inquiry (see
McCann v. United Kingdom [1996] 21 EHRR 97, paragraphs 159 to 164). Where
such an inquest following a proper direction to the jury culminates in a lawful
verdict of unlawful killing implicating a person who, although not named in the
verdict, is clearly identified, who is living and whose whereabouts are known,
the ordinary expectation would naturally be that a prosecution would follow. In
the absence of compelling grounds for not giving reasons, we would expect the
Director to give reasons in such a case: to meet the reasonable expectation of
interested parties that either a prosecution would follow or a reasonable
explanation for not prosecuting be given, to vindicate the Director's decision
by showing that solid grounds exist for what might otherwise appear to be a
surprising or even inexplicable decision and to meet the European Court's
expectation that if a prosecution is not to follow a plausible explanation will
be given."
47. Mr McCloskey urged on me that this case had been
wrongly decided. I do not agree. I consider it is no more and no less than a
working illustration of that exceptional class of case where even a Director of
Public Prosecutions will be required to furnish reasons to a victim for failing
to prosecute.
48. Moreover there may well be occasions when the Director
may furnish reasons in specific cases for example on foot of a policy adopted, a
code drawn up, the public interest, or even as part of the gathering momentum of
transparency and openness in public affairs. Ultimately the DPP is accountable
to the Attorney General and to Parliament and it would be strange if current
public concern for victims was not reflected to some degree in the Director's
approach to his functions. I was referred to two decisions of Kerr J namely
In the matter of an Application by Margaret Laverty for Leave to Apply for
Judicial Review (unreported, 28 April 1998) and In the matter of an
Application by Chalmers Brown for Judicial Review (unreported, 13 December
1996) and to R v The Crown Prosecution Service ex parte Maureen Hitchins
(unreported 13 June 1997) in England where reasons had been provided by the
Director for a decision not to prosecute. Such cases however in my view do not
necessarily spring from a duty to act with procedural fairness but as a result
of a case by case consideration by the Director and as a consequence of the
discretion vested by Parliament in him to act in the public interest. In my
view, so long as in this case the Director has looked at the matter on an
individual basis, in light of the policy he has adopted, has considered in terms
if this is one of the exceptional cases such as Manning and has not
fallen foul of the principles set out by Kennedy LJ, then he is not bound to
adopt the same approach to the giving of reasons in this case as he may have
adopted in other individual instances.
49. Mr Harvey rightly concedes that there can be no general
rule that the Director must give reasons in every case. Rather he argues,
relying on the principles to which I have referred in the cases of Doody,
Murray, Cunningham and Higher Education , that this is one
of those trigger cases requiring reasons or alternatively one of those cases
that "cries out" for reasons. In essence the circumstances which he argues
triggers the need for reasons are as follows:
(a) The public hearing of the civil action before Kerr J which he argues
amounted to a finding of a serious attack by police officers with sectarian
overtones upon the applicant. The judge's findings as to the medical evidence,
the evidence of independent civilian witnesses and the substantial award of
damages are all said to fuel the strength of this point.
(c) The conduct of the police officers constitutes serious breaches of
international human rights standards.
(d) There has been widespread concern on the part of the public and human rights
organisations about the need to make the offending police officers accountable
for their actions.
(e) It is a unique case in that an independent police force was brought in to
carry out an investigation. The Independent Commission for Police Complaints has
been involved in the case and had issued a public statement on 6 March 1998 in
which it said, inter alia:
"We would like to assure the public and all those directly involved in the case
that the Commission supervising member and his team will ensure that the inquiry
is conducted in a thorough, impartial and efficient manner."
50. The chairman of the ICPC had also indicated that the
Commission had considered an external officer should be appointed because of the
specific nature of the case and the need for an investigation which was
"transparently independent".
(f) He argued that the conduct of the Director, the Chief Constable and the ICPC
and all the other circumstances specified above gave rise to a legitimate
expectation on the part of the applicant that reasons for any decision of the
Director would be provided in the interests of transparency and accountability.
51. I am not persuaded that these factors, individually or
cumulatively, do constitute a trigger requiring reasons to be furnished to Mr
Adams beyond those already given in general terms by the DPP. Whilst undoubtedly
serious assaults such as this by the police on members of the public are matters
of profound concern, I cannot see why, without more , victims in such
instances should have a more compelling case or should enjoy greater rights than
a plethora of other victims. The potential category is endless. Victims of rape,
child abuse, bombing outrages and the relatives of murder victims and children
killed by joyriders are but examples of an endless list of high profile
outrageous offences which have all individual claims for special treatment
especially where the victim's and the public's perception may be that the
perpetrators are well known to the police. I consider it would be invidious and
indeed illogical for a Director to be obliged to draw a line between those
victims whose cases were in a special category justifying reasons being given
and those which were not when the line is based solely on the identity of the
offender and the publicity given to the offence. Such a division itself would
constitute a potent stimulus for judicial review. Where however there are
additional factors, such as are found in Manning's case, the fact that
servants of the State were involved may be an important matter but by itself I
do not consider it to constitute a sufficient trigger. In this case, unlike many
other victims, and the family in Manning's case, Mr Adams has had his
assault thoroughly investigated not only by the police but also by the DPP, an
independent police force supervised by the Independent Commission for
Police Complaints, an independent senior counsel and a full public hearing
before a High Court judge. It is not without note that the Independent
Commission for Police Complaints for Northern Ireland wrote to the Chief
Constable on 8 December 1998 stating, inter alia:
"In addition to my view of the quality of the investigation which is covered
formally in the statement, I would like to add that I consider this to have been
the most thorough and comprehensive investigation that I have been involved in
since the Commission came into being in 1988. I am particularly pleased that
this was the case in this the first occasion that we have required the
appointment of an investigating officer from outside the RUC."
52. However Mr Harvey argues that the additional factor in
this case is that there was a full and effective inquiry before Kerr J and that
in light of his finding the decision not to prosecute was so inexplicable and
aberrant that the ordinary expectation would be that the Director would
vindicate his decision by giving intelligible reasons. Accordingly I must
consider this proposition in the present context of procedural fairness although
I consider precisely the same reasoning will be applied when considering whether
or not the decision not to prosecute was irrational under the Wednesbury
principles to which I will turn later in this judgment. I do not consider that
one can characterise the decision of the Director in this case as being
inexplicable or aberrant. In the first place, the Director had before him a
number of matters which were not before the learned trial judge. These included
forensic medical evidence, additional witness statements and information
provided by Assistant Chief Constable Orr. One of the witness statements
included an eye-witness undercover police officer allegedly at the scene. This
evidence was not only subjected to the scrutiny of the Director, but also to
that of an independent senior counsel as well as that of the Assistant Chief
Constable Orr and the ICPC. The standard of proof in a criminal matter would of
course be different from that in the civil proceedings before Kerr J. It must be
appreciated that whilst there obviously was clear evidence before Kerr J that Mr
Adams had been assaulted by police officers for which the Chief Constable was
vicariously liable (the injuries virtually speak for themselves in this regard),
a wholly new process has to be considered when ascertaining if there is
sufficient evidence for specific criminal proceedings to be preferred against
individual officers.
53. Mr Harvey has drawn my attention to a number of
specific passages from the judgment of Kerr J, namely pages 28, 30, 38, 39 and
43 indicating that the learned judge had expressed substantial reservations
about the truth and accuracy of the evidence of at least three officers, namely
Forsythe, McBrien and Berry. I do not consider it however an irrational leap of
logic, particularly where there has been additional evidence, for the Director
to have concluded that in law the evidence did not reach the standard
appropriate to institute criminal proceedings. Two matters illustrate this
possibility. First, Mr Harvey argues that Sergeant Rainey should have been the
subject of prosecution for failing to observe or note Mr Adams' injuries upon
his arrival at Castlereagh. Of this officer Kerr J said:
"Constable McBrien believed that Sergeant Rainey should not have seen the
plaintiff's injuries. I cannot believe that he did not - particularly, since, as
custody sergeant he had a responsibility to ensure that the condition of the
plaintiff on arrival at Castlereagh was noted on the detention schedule."
54. However, as Mr Smith pointed out to me, a charge
against Sergeant Rainey for neglect of duty by a police officer requires a
number of detailed legal considerations. Mere non-feasance is not sufficient and
it requires proof of deliberate failure and wilful neglect. As Lord Widgery CJ
said in R v Dytham (1979) QB 722:
"This involves an element of culpability which is not restricted to corruption
or dishonesty but which must be such a degree that the mis-conduct impugned is
calculated to injure the public interest so as to call for condemnation and
punishment."
55. This is a balanced judgment which has to be made by the
Director taking into account all the evidence and I do not believe that failure
to institute a charge such as this necessarily connotes circumstances which are
aberrant or irrational. The learned trial judge did not have to consider this
specific charge and doubtless did not even have it in mind when making the
comments which he did on Sergeant Rainey. Similarly the suggestion by Mr Harvey
and Mr Macdonald that there was a basis for charges of assault against officers
at Castlereagh individually or as being involved in a joint enterprise. The
constituent elements of joint enterprise also require individual legal perusal.
A person is not guilty merely because he is present at the scene of a crime and
does nothing to prevent it. In each case the Crown would have to prove, in the
absence of any positive act, a prior agreement or some positive act of
assistance or encouragement voluntarily done. The fact that officers may have
been less than frank does not by itself necessarily prove that they have each
participated to the degree necessary to satisfy a court that they were jointly
involved in a criminal offence. Accounts of the individual participation of each
officer or even the identity of each officer may well have been conflicting. An
example of this was that Mr Adams himself was clearly mistaken in suggesting
that Sergeant Berry participated in the attack at Castlereagh Police Office. As
Kerr J remarked at page 42 of his judgment the applicant was given to inaccuracy
and exaggeration albeit that the judge also concluded that plaintiff was
assaulted in Castlereagh in the manner alleged by him. In contrast in
Manning's case the inquest jury verdict implicated a person who, although
not named in the verdict, was clearly identified in the specific crime of
unlawful killing.
56. Parliament has vested in the Director the discretion to
decide if the evidence is sufficiently strong in each case to merit such a
prosecution. I am not persuaded that the Director in this instance, having taken
all the steps and having obtained the advice referred to in the affidavits, has
acted in such an aberrant, inexplicable or irrational manner that the case cries
out for reasons to be furnished as to why he has so acted other than those
furnished by him in very general terms. This is particularly so where he has
acted after having had the consideration of the case by an independent police
officer, an independent statutory body and an independent senior counsel. I
consider this case is wholly distinguishable from that of Treadaway where
there was clear evidence that the judgment in question had not received a
sufficiently careful analysis if a decision not to prosecute was to be made. I
find no such evidence in this instance.
57. Mr Harvey also submits that there have been a number of
other breaches of the duty to act fairly. In particular he argues that there has
been a failure to make available to the applicant copies of either Assistant
Chief Constable Orr's report of the investigation or the written advices of
senior counsel on the merits of the prosecution. In final submissions Mr Harvey,
in a wise concession, made clear that he was not pursuing the latter matter.
Unlike the instance in the Kebeline case, senior counsel's opinion in the
instant case is clearly privileged and a victim would not have a legitimate
expectation to see that opinion. If authority for this proposition be needed it
is found in Re Shearer's application (1993) 2 NIJB 12 at pages 31-37. Not
dissimilar principles govern the retention of ACC Orr's report. In R v
Director of Public Prosecutions ex parte Hallas (1988) 87 Cr App R 340 one
of the issues that arose was whether an individual who has instituted a private
prosecution has a right to the production of documents such as police
statements, reports and photographs held by the Crown Prosecution Service. At
page 342 Lloyd LJ said:
"This court cannot make an order for the production of documents against the
Crown Prosecution Service any more than I could make an order for the production
of documents against any member of the general public unless the applicant can
show some right to have those documents produced. The fact that the applicant
may want to see the documents for a purpose which is perfectly legitimate, as I
readily accept on the facts in this case, does not give him any legal right to
see those documents. Unless the applicant's legal rights had been infringed,
this court simply has no jurisdiction to help the applicant, however much it may
like to do so."
58. The function of the DPP is again relevant in this
regard. The Director, having the discretion vested in him to consider whether or
not to issue a prosecution, must balance a number of rights which may be
transgressed by the disclosure of material. The victim is not the sole person
whose rights have to be considered. The role of disclosure in the administration
of justice was dealt with in Taylor and others v Serious Fraud Office and
others (1998) 4 AER 801 (" Taylor's case"). The House of Lords
considered the immunity of potential witnesses in criminal proceedings and those
investigating a crime or possible crime. Lord Hope said at page 817C:
"But the administration of justice is not all about fairness to the defendant.
It is about the interests of those individuals who may be affected by
dissemination of the material. There is a public interest also in the detection
or punishment of crime. If that interest is put at risk because of the
consequences of the disclosure rules, the balance between public interest and
the interests of the individual is disturbed. It needs to be adjusted in favour
of the public interest. This cannot be done by reducing the scope of the
disclosure rules. That would prejudice the right of the defendant to a fair
trial which is always paramount."
59. Accordingly I do not consider the applicant has any
legal right to see ACC Orr's report.
60. Similar reasoning governs my view that the submission
in this case that Mr Adams was unfairly deprived of access to the material
considered by the DPP is without foundation and is not an example of procedural
unfairness. In Taylor's case, Lord Lloyd continued at page 817:
"The risk to the administration of justice lies in the inhibiting effect of
collateral use of this material. A criminal investigation may travel in various
directions before it settles down and concentrates on the activities of those
against whom the prosecutor believes there is sufficient evidence. Those who
provide information to investigators usually do so in the belief, which may or
may not be expressed by them, that the information has been given out of a sense
of public duty and in confidence. That information may, if it is to be useful to
an investigator, contain material which is defamatory."
61. Lord Hoffman dealt with the same theme at page 810J
when he said:
"Many people give assistance to the police and other investigatory agents either
voluntarily or under a compulsion, without coming within the category of
informers whose identity can be concealed on the grounds of public interest.
They will moved or obliged to give information because they or the law consider
that the interests of justice so require. They must naturally accept that
interests of justice may in the end require the publication of the information
or at any rate its disclosure to the accused for the purpose of enabling him to
conduct his defence. But there seems to me no reason why the law should not
encourage their assistance by offering them the assurance that, subject to these
overriding requirements, their privacy and confidentiality will be respected."
62. I consider there are no such overriding requirements in
this case and the public interest would not be best served by affording access
to the file to Mr Adams.
63. Mr Harvey argued that the Director failed to act fairly
in that he did not provide the applicant with a proper opportunity to make
informed representations in the light of ACC Orr's report and senior counsel's
advices. In essence this amounts to a claim by Mr Adams that the decision of the
DPP was rendered unfair by the failure to consult him. I find no authority that
indicates there is any general duty of consultation. I am reinforced in that
view by the recent authority of R v Director of Public Prosecutions ex parte
C reported 10 March 2000. I believe the reasoning is summarised at page 10
of that judgment where it states:
"If there were a duty to consult, Mr Spencer contends that there would have to
be a general duty to consult every victim. It would be impossible to draw the
line where Mr Southey had drawn it or indeed anywhere else. Mr Spencer contends
that the victim's position is appropriately covered by the Code at 6.7 that
reads:
´The Crown Prosecution acts in the public interest, not just in the interests of
any one individual. But Crown prosecutors must also always think very carefully
about the interests of their victim, which are an important factor, when
deciding where the public interest lies.'"
64. In this case, a young rape victim had not been
consulted by the Crown Prosecution or indeed even informed of the decision not
to proceed with her case. I see nothing in the applicant's case that
distinguishes it from the general proposition that there is no duty to consult
the victim for discontinuance of proceedings.
65. A further submission on behalf of the applicant was to
the effect that a judicial review in itself created the need for reasons to be
given so that the court will know whether grounds for challenge exist. I do not
agree with this proposition because to so hold would create a general duty to
give reasons in the face of a common law principle which establishes that there
is no such general duty (see Higher Education Funding case at page 665D).
The determination of whether or not reasons require to be given is a free
standing issue. In Manning's case Bingham LCJ said at page 23:
"In any event it would seem to be wrong in principle to require the citizen to
make a complaint of unlawfulness against the Director in order to obtain a
response which good administrative practice would in the ordinary consequence."
66. The judicial review itself cannot create the need for
reasons. There is either an entitlement or there is not. It is for the court to
determine whether or not reasons ought to have been given.
67. However irrespective of the general position, Mr Harvey
argues that in this particular case the Director does have a policy with
reference to the giving of reasons and this policy has been operated unfairly.
Not only does Mr Harvey point to cases, to which I have adverted, in the past
where reasons have been given, but in this instance he fastens on to the
proposition that in considering his policy, the Director has confused two
questions. It is submitted that the Director has failed to ask at the outset if
reasons ought to be provided in view of the unique features mentioned above and
thereafter to ask if the undesirable consequences of reasons being given should
have an impact on that decision. Mr Harvey submits that Mr White on behalf of
the Director has fallen into the false logic of saying that because one or more
of the undesirable consequences of giving reasons obtains, reasons cannot be
given ie he has failed to consider the appropriate starting point, namely
whether there are sufficient features to take this case out of the general rule.
68. On behalf of the respondent, Mr White averred at
paragraph 33 of his affidavit of 10 December 1999 ("the first White affidavit")
as follows:
"With regard to the matter of providing reasons for their decisions, it has been
the general practice of successive Directors of Public Prosecutions for Northern
Ireland to refrain from giving reasons for decisions not to institute or
continue with criminal proceedings other than in the most general terms. This
general practice has been applied in considering whether reasons should be given
voluntarily, or on request. It has also been applied where any requests for
reasons came from the victim, the defendant or a third party."
69. Mr White then goes on in paragraph 34 to outline five
main considerations which govern this general practice:
"(1) Firstly, if detailed reasons are given in one or more cases, they may
require to be given in all. Otherwise wrong conclusions may well be drawn in
relation to those cases where reasons are refused, resulting either in unjust
implications regarding the guilt of individuals or suspicions of mal-practice or
both.
(2) Secondly, if reasons are given in all cases and if they consist of something
more than generalities, unjust consequences are even more obvious and likely.
While in a minority of cases the reasons could result in no damage to a
reputation or other injustice to an individual, in the majority, such a result
would be difficult or impossible to avoid.
(3) Thirdly, the reason for no prosecution is often unrelated to any assessment
of the issue of guilt or innocence. It may consist of the unavailability of a
particular proof, perhaps purely technical but nevertheless essential, to
establish the case. In other cases, it may be the sudden death or unavailability
of an essential witness or it may arise out of intimidation. There is a risk
that to indicate that such a factor was the sole reason for not prosecuting
could amount to conviction without trial in the public estimation and deprive
the individual concerned of the protection afforded by the impartial and careful
analytical examination in open court of the case against him which the judicial
system affords.
(4) Fourthly, in other cases, the publication of the particular reasons for not
prosecuting could cause unnecessary pain and damage to persons other than the
suspect as, for example, where the decision is determined by an assessment of
the credibility or mental condition of the victim or other witness.
(5) Fifthly, there is a further and substantial category of cases in which
decisions not to prosecute are based on the Director's assessment of the public
interest. The Director is the guardian of the public interest in this sphere.
Decisions made on an assessment of the public interest may include cases where
the sole reason for non-prosecution was the age or mental or physical health of
the suspect. In other cases there may be considerations of national security or
threat for the safety of individuals. In cases of this nature, the publication
of reasons would not be appropriate and could result in unjust implications
being reached regarding the guilt of individuals or lead to the publication of
information held in confidence or jeopardise the safety of individuals or
threaten national security."
70. In paragraph 37 of the affidavit Mr White avers:
"The present Director has consistently recognised that the propriety of applying
the general practice described in paragraph 33 above must be examined and
reviewed in every case where a request for the provision of detailed reasons is
made. The Director accepts further that where such requests are received he must
consider the applicability of the considerations specified in paragraph 34
above, together with any other considerations which seem to him material, to the
particular facts and circumstances of the case in question and assess the weight
to be accorded to those considerations."
71. I should say at this stage that I consider that there
is nothing unfair about this general approach or about the reasons underlying
the adoption of this policy. Moreover I see nothing aberrant or unlawful in the
adoption of such a policy.
72. I have also read the contents of paragraph 8 of
Mr White's affidavit of 21 March 2000 ("White's second affidavit") where the
deponent has meticulously gone through each sub-paragraph of paragraph 3K of the
plaintiff's statement as amended. I conclude that in applying the policy which I
have set out above, the Director did consider the appropriate factors contained
within paragraph 3K. Insofar as he did not take into account any of those
factors my views are as follows:
(a) I do not consider that the failure of the Chief Constable to appeal the
decision of Kerr J is a pertinent factor. This does no more than underline the
findings of that decision. That should not influence the Director's general
practice.
(b) The Director did not consider the international human rights standards as
amongst the factors or contentions that he took into account. I do not consider
that he is legally bound to do so on the authority of Brind's case. If I
am wrong in this, as indicated later in this judgment, I am of the opinion that
even had these factors been taken into account, they would not have had any
material impact in this instance. This applies both to paragraph 3K(ix) and
3K(x).
(c) I do not consider that the fact that the Director had written to the
Chief Constable enquiring whether he intended to conduct a further investigation
into the matter in light of the judgment in the civil action as set out in
paragraph 3K(xii) was a relevant factor to be taken into account.
(d) I do not consider that the conduct of the Director, the Chief Constable and
the ICPC and all the other circumstances specified in paragraph 3K gave rise to
a legitimate expectation on the part of the applicant that reasons for any
decision of the Director would be provided in the interests of transparency and
accountability. I see nothing in the conduct of any of these persons or any of
the circumstances that would have induced in Mr Adams a reasonable expectation
that he would receive reasons. The concept of legitimate expectation is founded
upon a basic principle of fairness that legitimate expectations ought not to be
thwarted. The protection of legitimate expectations is at the root of the
constitutional principle of the rule of law which requires regularity,
predictability and certainty in governments dealing with the public. However I
have found that procedural fairness in this case does not require that reasons
be given other than in the general terms provided. The height of any legitimate
expectation is that the policy will be applied fairly and I consider that this
has been performed properly by the Director. Accordingly I see no basis on which
a legitimate expectation of the type alleged could be founded.
73. Consequently I consider that the Director did take into
account all those matters which might have had the potential to take this
particular case outside his general policy. He then considered the impact of
attempting to give reasons in this instance. I do not accept therefore that he
confused the two questions raised by Mr Harvey.
74. I now consider the Director's application of the policy
in this instance. Mr Harvey argues that the exercise of his discretion must be
informed by fairness. He submits this has been an inexplicable decision not to
prosecute and therefore the failure to give reasons effects the whole process
and the decision itself. In this case he says the policy has not been applied
fairly and the explanation given by the Director for not providing detailed
reasons is flawed with unfairness. The first affidavit of Mr White deals with
this matter at paragraphs 41 to 43:
"41. I consider that to provide the detailed exposition of the reasoning sought
by the applicant's solicitor would, of necessity, involve the detailed analysis
of and commentary upon the information and evidence upon which the decision was
based. I was of the opinion that, in the circumstances of this case, to conduct
a detailed exercise of this nature would have some of the undesirable
consequences outlined at paragraph 34 above.
42. In particular I was of the opinion:
(1) That to provide a detailed analysis and commentary in this case would make
it difficult or impossible to avoid providing detailed reasons in any other case
where the decision was taken on evidential grounds.
(2) That to provide a detailed analysis and commentary on this case would impose
a considerable logistical burden. In this regard I would refer to the number of
witness statements and other documents contained in the police investigation
file. In addition, a total of eight officers were interviewed under caution
about a variety of allegations and a detailed exposition of the reasoning behind
the decision might require to address each allegation against each officer.
(3) That if the department is obliged to supply detailed reasons in every case
upon request, it will impose an impossible logistical burden.
(4) That to promulgate a detailed analysis of and commentary upon the evidence
against the police officers who were potential defendants in this case would
result in damage to their reputations or other injustice, such as adverse
imputations against them, in a situation where they would be deprived of the
protection afforded by an impartial and careful analytical examination in open
court of the case against them, which the judicial system affords.
(5) That to promulgate a detailed analysis of, and commentary upon, the evidence
or accounts of witnesses involved in the case could result in damage to their
reputations or other adverse imputations against them, as this would involve
assessments of their reliability and credibility of such witnesses and an
evaluation of the reliability, consistency and credibility of their evidence.
(6) That to provide detailed reasons in the terms and to the extent contemplated
above could prompt a debate and/or further enquiries, possibly in the public
domain, which could have one or more of the undesirable consequences described
in the foregoing sub-paragraphs.
43. The above considerations impelled me to the conclusion, having carefully
considered the request made, and the various factors and contentions advanced in
support thereof, that, in the circumstances of this case, a departure from the
Director's general practice described at paragraph 33 above would not be
appropriate."
75. A number of disparate interests, including the public
interest, have to be weighed by the Director whilst implementing this policy.
The very nature of the interest which he is protecting may preclude him from
going beyond general reasoning because to enter into detailed reasoning may
promote the very mischief which the Director is anxious to avoid. It is against
this background that I have concluded that the application of this policy has
not been applied unfairly, if that was to be the test to be applied and has not
been applied irrationally in a Wednesbury sense. Thus:
(a) Given the difficulties to which I have adverted in distinguishing this case
from the host of other equally prima facie deserving cases for decisions, a
detailed analysis or commentary in this case might well produce the difficulties
referred to by Mr White at paragraph 42(1). Moreover even the gist of the
reasons may conceivably bring about the mischief that he is seeking to avoid and
I consider therefore that it must be within the discretion of the Director to
consider the appropriate weight to be given to this possibility.
(b) I consider that the logistical burden is another factor which it is entirely
appropriate for a Director to take into account. It is likely that such a factor
will have perhaps less weight than some of the others given the personnel
available at the Director's disposal but this does not dilute the general
principle that it is open to a public authority in the exercise of its
discretion to take account of resources. If this alone was the only factor then
there might well be grounds for challenge, but when it is taken as simply one
factor in the weighing process, I find nothing objectionable or unfair about it.
(c) It has been accepted by the applicant that there was no suggestion that
detailed reasons had to be provided in every case.
(d) The protection of the putative defendants in any criminal matter is a key
interest which the Director has to address. The presumption of innocence must
remain unimpaired. I think there is merit in the point made by Mr Smith that one
must remember that these police officers were not parties to the civil
proceedings, they did not have personal representation and they were not
entitled to direct how the defence was conducted before Kerr J. The evaluation
of how their interests are to be protected is I believe a matter for the
discretion of the Director and I see nothing unfair or irrational about his
conclusion that in this instance they would be deprived of their protection if a
detailed analysis of the evidence against them was made at this stage as set out
at paragraph 42(4). Even the gist of reasons could well result in damage to
their reputations or other injustice.
(e) I believe that a similar discretion is vested in the Director when
considering the witnesses involved. Taylor's case provides a clear line
of authority exhorting protection of such people against the prejudice
occasioned by disclosure of reasons in a case such as this. Once again
Parliament has vested in the Director the obligation to carry out this weighing
process and I see nothing in paragraph 42(5) that suggests that that process has
been carried out unfairly or irrationally.
(f) There clearly will be public debate about this matter and this is therefore
a factor which must be weighed by the Director in deciding what explanation or
reason he is prepared to afford for the decision not to prosecute. Once again I
consider that it is appropriate that he should exercise his discretion in this
matter and I see nothing to suggest that he has acted unfairly or irrationally
in looking at this criterion at paragraph 42(b).
76. I must consider now whether or not the application of
procedural fairness in this case is to be influenced or guided by the
international standards to which I have referred earlier in this judgment. It is
my view that where the evolving concept of procedural fairness is uncertain,
ambiguous or incomplete then the court can take these standards into account.
There is no arbitrary limit to cases which may come within the gathering ambit
of the exceptions to the general rule not to give reasons as outlined by Sedley
J in Higher Education Funding case, Lord Clyde in Stefan's case or
the principles set out in Doody's case or Murray's case. In the
circumstances of this particular case however I do not find there is any element
of uncertainty, ambiguity or incompleteness in the principles of procedural
fairness which fall to be applied. The principles I have visited in the
preceding paragraphs of this judgment all seem to me to be tolerably clear and
wedded to authoritative precedent. In terms I find nothing to bring this case
within the parameters of the statement of Balcombe LJ in Derbyshire CC v
Times Newspapers (1992) 1 QB 770 at page 812B and which I have referred to
at pages 21 and 22 of this judgment. Consequently I do not consider that the
international standards referred to require to be invoked as a further guide.
77. If however again I am wrong in this and if the evolving
nature of the concept of fairness and of public law has created ambiguity,
uncertainty or incompleteness in the principles I have considered, or indeed if
the international standards per se must be taken into account in determining
standards of fairness, then I must turn to these standards and consider their
relevance to this case. Having done so, I have concluded that I can find no
breach of any of these standards when applied in this instance.
78. At the heart of Mr Treacy's submissions lay the
argument that by virtue of the assault on Mr Adams by servants of the State they
had committed an act of torture, contrary to Article 3 of the Convention. As a
result a number of matters are triggered:
A An effective investigation
Assenov's case, he argues is authority for the proposition that the
behaviour of the police has triggered the need for an effective official
investigation, leading to the identification and punishment of those
responsible, an effective access to investigations and an effective remedy.
Transparency, he submits, is at the core of the issue. However even a cursory
consideration of the facts of the authorities upon which he relies betrays the
yawning factual chasm between those cases which formulate the principles on
which he relies and the present case. They simply do not bear comparison.
79. Two cases illustrate the difference between the present
case and those authorities. In Assenov's case, at page 701 paragraph 103
it is clear that the alleged beating in that case was witnessed by approximately
35-40 witnesses but that no attempt was made to contact or question these
witnesses in the immediate aftermath of the incident. Instead a statement was
taken from only one independent witness who could not recall the events. There
had been a deplorably ineffective investigation into the claim that he had been
beaten by police officers. In Aydin's case at paragraph 106 it is clear
that the victim had made allegations of torture, rape and ill-treatment by
police. A similarly deplorable investigation had ensued. The public prosecutor
had not visited the scene of the incident, had made no attempt to ascertain if
the location the victim described was consistent with her allegations, had
questioned no police officers in the critical initial stages of the
investigation and had conducted that part of the inquiry by correspondence. I
believe that any court, irrespective of Article 3 of the Convention, would have
concluded that there was a totally inadequate investigation and any conclusion
to the contrary would have been irrational.
80. In contrast in this case, I see no such evidence of an
ineffective investigation. The allegations in this case have not only been
subjected to the scrutiny of the RUC, but also by a new investigation by an
independent police force supervised by an independent statutory body, namely the
Independent Commission for Police Complaints for Northern Ireland. This body
concluded that there had been a thorough investigation. Thereafter independent
senior counsel played a role in further assessing the investigation. It seems to
me therefore that there is absolutely no basis for suggesting that there has not
been an effective investigation of these matters.
B Access to investigations
81. Although Mr Treacy drew my attention to the cases of
Aydin, Aksoy v Turkey (1997) 23 EHRR 553, Kaya v Turkey (1999)
28 EHRR 1 and Assenov's case, I find nothing in these cases that defines
precisely the criteria applicable to such a concept. Perhaps recognising this,
Mr Treacy in this context largely relied on Ogur's case. Once again
however the facts of the case bear no comparison to the present instance. In
Ogur's case, the victim had been killed in the course of an operation
conducted by the security forces at a local building site. As paragraph 85 of
the decision makes clear, the investigating officer had not even considered it
necessary to identify and question the members of the security forces who had
taken part in the operation. The Commission considered that the investigation
carried out at a national level into the death had not been conducted by
independent authorities, had not been thorough and had taken place without the
applicants being able to take part. In short there had been a total cloak of
secrecy over the whole proceedings. At paragraph 92 of the judgment, the court
noted that during the administrative investigation, the case file was
inaccessible to the victim's close relatives who had no means of learning what
was in it.
82. I do not believe that this is a free-standing decision
to the effect that access to a case file must be provided in any investigation
in order to comply with European standards of public law. To hold this, would be
to overturn the principles I have referred to in Taylor's case. I find
nothing in any of the European standards urged on me which conflicts with the
principles set out in Taylor. Indeed, turning to the second skeleton
argument of the HRC, I note that the guidelines on the role of prosecutors
adopted by the Eighth United Nations Congress on the Prevention of Crime and
Treatment of Offenders specifically states that prosecutors shall "keep matters
in their possession confidential unless the performance of duty or the needs of
justice require otherwise". Unlike Ogur's case, Mr Adams was invited to
contribute albeit at first he refused to do so. I see nothing to suggest that he
or his advisers were not informed of the progress of the investigation.
Moreover, as I have already indicated, direct access to every aspect of the case
was given to an independent police force and an independent statutory body as
well as senior counsel. The principles in Taylor's case must be a guide
in the area of access and within those constraints I am not persuaded that there
has been any failure in this case to afford appropriate access to the
investigations.
C Effective remedy
83. Thirdly, I do not believe that as a victim Mr Adams has
been deprived of an effective remedy. The practical impact of the aggregation of
remedies has to be considered (see Silver v United Kingdom (1983) 5 EHRR
347 and Lester and Pannick on Human Rights Law and Practice 1999 Edition
at paragraph 4.13.17). In this context I think there is strength in Mr
McCloskey's submission that the applicant has had a catalogue of domestic
redress available to him which he lists as follows:
(a) His complaint about the conduct visited on him.
(b) The initial investigation carried out by the RUC.
(c) The evaluation of his allegations by the Director of Public Prosecutions.
(d) The investigation by the independent police force.
(e) The supervision by the statutory body.
(f) The overview by the Director of Public Prosecutions part of which was
carried out by independent senior counsel.
(g) His right to make a claim for damages.
(h) The trial by an impartial tribunal and the granting of a large award.
(i) His right to challenge in this court the decision of the Director.
(j) The full hearing of the matter before me.
(k) His right of appeal against any decision made by me.
84. I consider, therefore that Mr Adams has been afforded
an effective remedy against the wrongs visited on him in this instance.
85. It is my conclusion therefore that insofar as the
European international standards which have been urged on me must inform the
concept of procedural fairness in this particular case, I find no disharmony
between those standards and our domestic law. Accordingly had I been obliged to
decide whether or not there had been a breach of procedural fairness to Mr Adams
in light of the international standards submitted to me, I would have concluded
that there had been no such breach and that he had been accorded appropriate
procedural fairness.
86. Mr Harvey's second primary argument was that the
decision not to prosecute, taken in the absence of reasons, was irrational and
unlawful. I consider that the principles governing this approach are those set
out by Kennedy LJ in ex parte C (1995) and to which I have already
referred in this judgment. I shall deal with these principles in turn:
1. I find nothing unlawful in the policy of the Director in this case. I have
dealt in some detail with this policy earlier in this judgment and insofar as I
have found that there was nothing aberrant or unfair in its adoption, I find it
a lawful exercise of the Director's discretion.
2. I have already dealt in this judgment with both the policy of the Director
and his application of the policy in this instance. For the reasons I have
already set out, I consider he has acted in accordance with that policy.
3. For the reasons I have previously adumbrated at pages 34-36 of this judgment
I do not find the decision not to prosecute perverse or that it was a decision
at which no reasonable prosecutor could have arrived. Mr Harvey argued that the
granting of leave by Kerr J was sufficient to constitute prima facie grounds of
irrationality on the part of the Director. I reject this proposition. In Re
Cookstown District Council (unreported, June 10, 1996 Northern Ireland QBD),
Kerr J held that:
"The requirement to raise an arguable case is a modest one. It need only be
shown that if the assertions made by the applicant prove to be correct, it would
be tenable to claim that he may be entitled to judicial review of the decision
challenged."
Moreover in Re Gary Jones (unreported, July 10, 1996 Northern Ireland
QBD), Campbell J (as he then was) said that the test for the grant of leave was
whether the judges is satisfied:
"That there is a case fit for further investigation and a full inter partes
hearing of the substantive application for judicial review."
87. I do not consider therefore that the granting of leave
does constitute prima facie finding of irrationality because leave falls far
short of any such finding.
88. Finally, I do not find any basis for suggesting that
there was improper motive or bad faith on the part of the Director in this
matter. It was submitted on behalf of the applicant that there was mala fide on
the part of the RUC in that evidence was produced to the DPP eg the undercover
police officer at the scene, which was not discovered to the plaintiff in the
civil action or produced in evidence at the hearing before Kerr J. I do not see
how mala fide on the part of the police or Chief Constable would in any event
visit improper motive or bad faith on the part of the DPP whose task is to
consider pursuant to a statutory obligation material disclosed to him by the
Chief Constable. Secondly, I see nothing suggestive of mala fide on the part of
the police or the Chief Constable in producing this additional evidence. An
independent senior counsel has consulted with this witness and one must assume
has given the matter close and independent perusal. Where there has been this
and other independent scrutiny, I see no basis for the case that the DPP's
decision-making power was infected with improper motive, fraud or dishonesty. I
am therefore not persuaded that this applicant has succeeded in discharging the
heavy burden which is necessary to condemn a decision as Wednesbury
unreasonable.
89. Accordingly I have concluded that the application in
this matter must be refused.
90. The applicant's costs as a legal aided person will be
taxed in accordance with the relevant schedule of the Legal Aid, Advice and
Assistance (Northern Ireland) Order 1981.
IN THE HIGH COURT OF JUSTICE IN NORTHERN IRELAND
QUEEN'S BENCH DIVISION (CROWN SIDE)
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IN THE MATTER OF AN APPLICATION BY DAVID ADAMS
FOR JUDICIAL REVIEW
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JUDGMENT
OF
GILLEN J
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